Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Director | June 02, 2022 | June 06, 2022 |
| NETFLIX INCNFLX · Entity 403 | Chief Talent Officer | October 01, 2012 | October 02, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date June 02, 2022 · Filed June 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,423 |
Reported balance
After 2022-06-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2022-06-02 · Grant · Acquired 12,423 · Balance 12,423 F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 70,028 |
Reported balance
Holding disclosure · report date 2022-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 70,028 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2022, subject to continued service through each vesting date.
NETFLIX INC
Report date October 01, 2012 · Filed October 02, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.05 · Expires 2022-10-01 | Direct | 2,230 |
Reported balance
After 2012-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2012-10-01 · Grant · Acquired 2,230 · Balance 2,230 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 16, 2007 Filed Apr 16, 2007 20:53 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 1,500 | $16.55 | $24,825.00 |
DisclosureSEC source: 0001219053-07-000077 · edgardoc.xml · nonDerivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| April 02, 2007 Filed Apr 3, 2007 20:44 UTC | NETFLIX INC NFLX · Entity 403 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 355 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001219053-07-000066 · edgardoc.xml · derivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355 Underlying: Common Stock · 355 shares Expires 2017-04-02 Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 555 | $0.00 Strike: $16.55 | $0.00 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · derivative · entry 6 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,709 Underlying: Common Stock · 555 shares Expires 2015-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 945 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · derivative · entry 5 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 945 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 555 | $21.16 | $11,743.80 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · nonDerivative · entry 4 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,889 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 555 | $16.55 | $9,185.25 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · nonDerivative · entry 3 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | SaleCommon Stock | 945 | $21.16 | $19,996.20 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · nonDerivative · entry 2 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,889 F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
| March 15, 2007 Filed Mar 16, 2007 22:24 UTC | NETFLIX INC NFLX · Entity 403 | Exercise / conversionCommon Stock | 945 | $1.50 | $1,417.50 |
DisclosureSEC source: 0001219053-07-000049 · edgardoc.xml · nonDerivative · entry 1 McCORD PATRICIA J · CIK 0001393519 · Chief Talent Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Transaction made pursuant to duly adopted trading plan under Rule 10b5-1(c). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.