Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CNX Resources CorpCNX · Entity 3842 | EVP & Chief Financial Officer | April 20, 2022 | April 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CNX Resources Corp
Report date April 20, 2022 · Filed April 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | Direct | 606,372 |
Reported balance
After 2022-04-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-20 · Grant · Acquired 51,471 · Balance 606,372 F1: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period. F2: Of the shares owned, 391,012 are restricted stock units (including dividend equivalent rights). |
| Common shares, $0.01 par value per shareSEC Table I · non-derivative | IndirectBy 401(k) Plan | 3,118 |
Reported balance
Holding disclosure · report date 2022-04-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,118 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period.
F2: Of the shares owned, 391,012 are restricted stock units (including dividend equivalent rights).
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CNX Midstream Partners LP
Report date September 28, 2020 · Filed September 30, 2020
Section 16 reporting ended · disclosed 2020-09-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 1
1 source rowRow 1 · 2020-09-28 · Other · Disposed 5,929 · Balance 0 F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. |
| Phantom Unit (Right to Common Units)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-09-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-09-28 · Other · Disposed 40,887 · Balance 0 F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 35,982 restricted stock units of CNX at a per share grant price of $10.22. |
Filing footnotes · ownership attribution and instrument terms
F1: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation.
F2: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash.
F3: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 35,982 restricted stock units of CNX at a per share grant price of $10.22.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2022 Filed Apr 21, 2022 21:00 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 51,471 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-005600 · marketforms-56013.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,372 F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2022-2024 performance period. F2 · balance_after: Of the shares owned, 391,012 are restricted stock units (including dividend equivalent rights). Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:31 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 73,030 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-004524 · marketforms-55879.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,901 F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2021-2023 performance period. F2 · balance_after: Of the shares owned, 339,541 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:46 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 16,569 | $14.83 | $245,718.27 |
DisclosureSEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,871 F3 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units and restricted stock units previously granted to reporting person. F4 · balance_after: Of the shares owned, 266,511 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:46 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 8,423 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,440 F2 · shares: Represents the vesting, for 2021 performance, of Performance-Based Restricted Stock Units (ESG) previously granted to the reporting person under a 2021-2023 Performance Incentive Program. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 23:46 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 5,281 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-001741 · marketforms-55243.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,017 F1 · shares: Represents the vesting, for 2021 performance, of Performance Share Units previously granted to the reporting person under the 2019-2023 Long Term Incentive Program. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:29 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 18,212 | $14.65 | $266,805.80 |
DisclosureSEC source: 0001214659-22-000378 · marketforms-55003.xml · nonDerivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 484,736 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. F3 · balance_after: Of the shares owned, 290,905 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:29 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 100,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-22-000378 · marketforms-55003.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,948 F2 · shares: Grant of restricted stock units subject to time-based vesting. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:29 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 15,634 | $13.88 | $216,999.92 |
DisclosureSEC source: 0001214659-22-000378 · marketforms-55003.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,083 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 02:33 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 45,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-001167 · marketforms-51356.xml · nonDerivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,717 F3 · shares: Represents the vesting of performance share units previously granted to the reporting person under a Performance Incentive Program for the 2020-2023 performance period. F4 · balance_after: Of the shares owned directly, 267,596 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2021 Filed Feb 3, 2021 02:33 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 10,592 | $12.80 | $135,577.60 |
DisclosureSEC source: 0001214659-21-001167 · marketforms-51356.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,747 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. Read SEC document |
| January 29, 2021 Filed Feb 3, 2021 02:33 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 6,111 | $12.67 | $77,426.37 |
DisclosureSEC source: 0001214659-21-001167 · marketforms-51356.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,339 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person. Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 12,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-000936 · marketforms-51300.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,450 F2 · shares: Represents the vesting of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period. F3 · balance_after: Of the shares owned directly, 246,017 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 22:30 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 1,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-000936 · marketforms-51300.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,127 F1 · shares: Represents the vesting of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 00:00 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 126,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-21-000233 · marketforms-50891.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,380 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years. F2 · balance_after: Of the shares owned directly, 246,017 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 02, 2021 Filed Jan 7, 2021 00:00 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 15,582 | $11.08 | $172,648.56 |
DisclosureSEC source: 0001214659-21-000233 · marketforms-50891.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,026 Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 22:00 UTC | CNX Resources Corp CNX · Entity 3842 | PurchaseCommon shares, $0.01 par value per share | 5,500 | $8.99 | $49,452.15 |
DisclosureSEC source: 0001214659-20-010160 · marketforms-50533.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,608 F1 · price: The price per share reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.9909 to $8.9950, inclusive. The reporting person undertakes to provide the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in the preceding sentence. F2 · balance_after: Of the shares owned directly, 155,102 are restricted stock units (including dividend equivalent rights). Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 01:11 UTC | CNX Resources Corp CNX · Entity 3842 | OtherCommon shares, $0.01 par value per share | 5,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008260 · marketforms-49791.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,108 F3 · shares: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. F3 · price: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. F2 · balance_after: Of the 252,890 shares owned directly, 155,102 are restricted stock units (including dividend equivalent rights). Read SEC document |
| September 28, 2020 Filed Oct 1, 2020 01:11 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 35,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008260 · marketforms-49791.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,890 F1 · shares: As part of Issuer's acquisition on September 28, 2020 of the remaining common units of CNX Midstream Partners LP ("CNXM"), the reporting person received these restricted stock units in replacement of phantom units (and accrued dividend equivalent rights) of CNXM previously held by the reporting person. F2 · balance_after: Of the 252,890 shares owned directly, 155,102 are restricted stock units (including dividend equivalent rights). Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:07 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | OtherPhantom Unit (Right to Common Units) · Derivative | 40,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-008251 · marketforms-49794.xml · derivative · entry 2 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units (limited partner interests) · 0 shares Expires not disclosed F2 · derivative.exercise_price: The phantom units, and accompanying accrued dividend equivalent rights, are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F3 · derivative.exercise_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 35,982 restricted stock units of CNX at a per share grant price of $10.22. F3 · derivative.expiration_date: These phantom units, including all accrued dividend equivalent rights, which provided for vesting on the first anniversary of the original grant date, were assumed by CNX Resources Corporation ("CNX") on September 28, 2020, upon its acquisition of the remaining common units of the Issuer, and replaced with a grant of 35,982 restricted stock units of CNX at a per share grant price of $10.22. Read SEC document |
| September 28, 2020 Filed Sep 30, 2020 21:07 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | OtherCommon Units | 5,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-20-008251 · marketforms-49794.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. F1 · price: As part of the acquisition of Issuer, each outstanding common unit (representing a limited partner interest in the Issuer) has converted into the right to receive 0.88 shares of common stock, par value $0.01 per share, of CNX Resources Corporation. Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 19:15 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 1,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-007351 · marketforms-49473.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,079 Underlying: Common Units · 1,993 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:08 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Unit (Right to Common Units) · Derivative | 516 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-004834 · marketforms-48824.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,086 Underlying: Common Units · 516 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| February 13, 2020 Filed Feb 14, 2020 17:45 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Right to Common Units) · Derivative | 1,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-001542 · marketforms-47754.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,770 Underlying: Common Units · 1,076 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 02:49 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 4,776 | $7.23 | $34,530.48 |
DisclosureSEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 5 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,908 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to reporting person. F5 · balance_after: Of the 216,908 shares owned directly, 119,120 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 19:32 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | Exercise / conversionPhantom Units (Rights to Common Units) · Derivative | 7,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000940 · marketforms-47664.xml · derivative · entry 3 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,694 Underlying: Common Units · 7,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F3 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F3 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F4 · balance_after: Reflects a downward adjustment of 39 phantom units, as a result of a prior administrative error. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 19:32 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | Tax withholdingCommon Units | 2,236 | $15.39 | $34,412.04 |
DisclosureSEC source: 0001214659-20-000940 · marketforms-47664.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,929 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of phantom units previously granted to reporting person. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 19:32 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | Exercise / conversionCommon Units | 7,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000940 · marketforms-47664.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:49 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 3,503 | $7.01 | $24,556.03 |
DisclosureSEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 4 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,684 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:49 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 12,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,187 F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2019-2023 performance period. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:49 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 452 | $7.01 | $3,168.52 |
DisclosureSEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,864 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to reporting person. Read SEC document |
| January 30, 2020 Filed Feb 4, 2020 02:49 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 1,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000879 · marketforms-47641.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,316 F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:05 UTC | CNX Resources Corp CNX · Entity 3842 | GrantStock Option (right to buy) · Derivative | 40,852 | $0.00 Strike: $10.53 | $0.00 |
DisclosureSEC source: 0001214659-20-000155 · marketforms-47219.xml · derivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,852 Underlying: Common shares, $0.01 par value per share · 40,852 shares Expires 2030-01-02 F3 · derivative.exercise_price: The option is exercisable at a price equal to 125% of the closing stock price on the date of grant. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on the anniversary of the date of grant. Read SEC document |
| January 02, 2020 Filed Jan 7, 2020 00:05 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 85,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000155 · marketforms-47219.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,727 F1 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years. F2 · balance_after: Of the 211,727 shares owned directly, 135,923 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 19:06 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantCommon Units · Derivative | 21,570 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-20-000160 · marketforms-47228.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,570 Underlying: Common Units · 21,570 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 16:37 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 651 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000108 · wf-form4_157359465497133.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,598 Underlying: Common Units · 651 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| August 14, 2019 Filed Aug 15, 2019 16:30 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 614 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000084 · wf-form4_156590099995405.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,947 Underlying: Common Units · 614 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 20:25 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 30,273 | $7.26 | $219,781.98 |
DisclosureSEC source: 0001070412-19-000073 · wf-form4_156097589747962.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,216 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: Of the 126,216 shares owned directly, 50,412 are restricted stock units (including dividend equivalent rights). Read SEC document |
| May 14, 2019 Filed May 15, 2019 16:33 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantPhantom Units (Rights to Common Units) · Derivative | 542 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000069 · wf-form4_155795239262844.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,333 Underlying: Common Units · 542 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 16:50 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantCommon Units · Derivative | 448 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000035 · wf-form4_155018102411902.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,752 Underlying: Common Units · 448 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units were acquired from the Issuer through dividend equivalent rights that accrued on outstanding phantom units and are subject to the same terms as the phantom units to which they relate. F2 · derivative.exercise_date: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.expiration_date: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 17:43 UTC | CNX Midstream Partners LP CNXM · Entity 146355 | GrantCommon Units · Derivative | 21,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001610418-19-000010 · wf-form4_154906097611623.xml · derivative · entry 1 Rush Donald W. · CIK 0001712541 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,304 Underlying: Common Units · 21,304 shares Expires not disclosed F1 · derivative.exercise_price: The phantom units are settled upon vesting in common units on a one-for-one basis or, at the discretion of the Issuer, in cash. F2 · derivative.exercise_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. F2 · derivative.expiration_date: The phantom unit awards vest in three equal annual installments. The phantom units become payable, in cash or in common stock, at the Issuer's election, upon vesting. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 50,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 8 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,489 F5 · shares: Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan. F6 · balance_after: Of the 156,489 shares owned directly, 120,112 are restricted stock units (including dividend equivalent rights). Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 444 | $12.14 | $5,390.16 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 7 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,077 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 3,314 | $13.53 | $44,838.42 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 6 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,521 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 1,386 | $13.53 | $18,752.58 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 5 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,835 F4 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 1,104 | $13.53 | $14,937.12 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 4 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,221 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 2,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 3 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,325 F3 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2018-2022 performance period. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 682 | $13.53 | $9,227.46 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 2 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,503 F2 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of performance share units previously granted to him. Read SEC document |
| January 30, 2019 Filed Feb 1, 2019 22:26 UTC | CNX Resources Corp CNX · Entity 3842 | GrantCommon shares, $0.01 par value per share | 2,396 | $0.00 | $0.00 |
DisclosureSEC source: 0001070412-19-000016 · wf-form4_154905995730749.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,185 F1 · shares: Represents the vesting and settlement of performance share units previously granted to the reporting person under the Long Term Incentive Program for the 2016-2020 performance period. Read SEC document |
| November 01, 2018 Filed Nov 2, 2018 20:14 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 1,336 | $15.64 | $20,895.04 |
DisclosureSEC source: 0001070412-18-000088 · wf-form4_154118965141270.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,789 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: Of the 107,789 shares owned directly, 87,248 are restricted stock units (including dividend equivalent rights). Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 12:07 UTC | CNX Resources Corp CNX · Entity 3842 | Tax withholdingCommon shares, $0.01 par value per share | 2,196 | $15.95 | $35,026.20 |
DisclosureSEC source: 0001070412-18-000073 · wf-form4_153364361020331.xml · nonDerivative · entry 1 Rush Donald W. · CIK 0001712541 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,125 F1 · shares: Represents shares automatically withheld to satisfy the reporting person's tax liability from the vesting of restricted stock units previously granted to him. F2 · balance_after: Of the 109,125 shares owned directly, 91,948 are restricted stock units (including dividend equivalent rights). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.