TapewireFind a company

person · Reporting owner

BAGLEY JAMES W

Disclosed activity across 2 companies

Tapewire entity
12788
SEC CIK
0001016317

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

LAM RESEARCH CORP

Report date November 01, 2012 · Filed November 05, 2012

Section 16 reporting ended · disclosed 2012-11-05. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

MICRON TECHNOLOGY INC

Report date January 26, 2012 · Filed January 28, 2012

Section 16 reporting ended · disclosed 2012-01-28. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect247,094 Reported balance After 2012-01-26 transaction · row 1
1 source row

Row 1 · 2012-01-26 · Grant · Acquired 49,425 · Balance 247,094

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

F2: Not Applicable - release of deferred stock

Deferred Stock RightsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2013-01-26Direct0 Reported balance After 2012-01-26 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2012-01-26 · Exercise / conversion · Disposed 49,425 · Balance 0

F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock.

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

Filing footnotes · ownership attribution and instrument terms

F1: Release of deferred stock shares acquired from 1998 Director Stock Incentive Plan upon resignation of Reporting Person from Issuer's Board of Directors.

F2: Not Applicable - release of deferred stock

F3: Each deferred stock right was the economic equivalent of one share of issuer common stock. On January 26, 2012, the reporting person's deferred stock rights were settled for an equal number of shares of issuer common stock.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,625,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 20,000 $25.01 $500,200.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004.

Read SEC document
March 30, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · derivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 20,000 $25.04 $500,800.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004.

Read SEC document
March 29, 2004 Filed Mar 30, 2004 22:46 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000004 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · derivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,665,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004

Read SEC document
March 26, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · derivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 20,000 $25.00 $500,000.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · security: Shares sold pursuant to 10b5-1 Sales Plan dated March 12, 2004

Read SEC document
March 25, 2004 Filed Mar 26, 2004 23:11 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-04-000003 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · derivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,705,000

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 100,000 $28.49 $2,849,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
February 19, 2004 Filed Feb 20, 2004 23:16 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-04-000001 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 31, 2003 Filed Dec 31, 2003 15:59 UTC MICRON TECHNOLOGY INC MU · Entity 2793 OtherDeferred Stock Rights · Derivative 911 $13.73 Strike: $13.73 $12,508.03
Disclosure

SEC source: 0001016317-03-000027 · edgar.xml · derivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,227

Underlying: Common Stock · 911 shares

Expires not disclosed

F1 · kind: These rights were acquired through participation in the Non-Employee Directors Stock Incentive Plan.

F2 · derivative.exercise_date: Deferred rights can be converted into the Company's Common Stock upon retirement from the Board of Directors.

F2 · derivative.expiration_date: Deferred rights can be converted into the Company's Common Stock upon retirement from the Board of Directors.

Read SEC document
December 31, 2003 Filed Mar 18, 2004 21:13 UTC LAM RESEARCH CORP LRCX · Entity 1467 GiftCommon Stock 43,000 $32.30 $1,388,900.00
Disclosure

SEC source: 0001016317-04-000002 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Read SEC document
December 12, 2003 Filed Dec 15, 2003 21:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 57,000 $32.11 $1,830,270.00
Disclosure

SEC source: 0001016317-03-000026 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,000

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $6.93 Strike: $6.93 $138,600.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 16

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,805,000

Underlying: Common Stock · 20,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $9.67 Strike: $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 15

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $4.82 Strike: $4.82 $96,400.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 14

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 25,000 $18.47 Strike: $18.47 $461,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 13

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $33.60 $840,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 11

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $32.50 $812,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $32.15 $803,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 15,000 $32.01 $480,150.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $32.00 $800,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $6.93 $138,600.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 50,000 $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 20,000 $4.82 $96,400.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 02, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 25,000 $18.47 $461,750.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $18.47 Strike: $18.47 $1,847,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · derivative · entry 12

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 100,000 $32.14 $3,214,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
December 01, 2003 Filed Dec 3, 2003 00:25 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 100,000 $18.47 $1,847,000.00
Disclosure

SEC source: 0001016317-03-000025 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · derivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,020,000

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 100,000 $30.86 $3,086,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
November 25, 2003 Filed Nov 26, 2003 00:21 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000024 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 $6.93 Strike: $6.93 $242,550.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,120,000

Underlying: Common Stock · 35,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 25,000 $31.02 $775,500.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 6

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 10,000 $31.53 $315,300.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 5

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 13, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 35,000 $6.93 $242,550.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 2

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $6.93 Strike: $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · derivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2006-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 50,000 $31.26 $1,563,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 4

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 50,000 $31.25 $1,562,500.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
November 12, 2003 Filed Nov 13, 2003 23:53 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 100,000 $6.93 $693,000.00
Disclosure

SEC source: 0001016317-03-000023 · primary_doc.xml · nonDerivative · entry 1

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 11,411 $18.47 Strike: $18.47 $210,761.17
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 10

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,255,000

Underlying: Common Stock · 11,411 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 SaleCommon Stock 11,411 $29.31 $334,456.41
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 7

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Read SEC document
October 30, 2003 Filed Oct 30, 2003 23:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 ConversionCommon Stock 11,411 $18.47 $210,761.17
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · nonDerivative · entry 3

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 38,589 $18.47 Strike: $18.47 $712,738.83
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 9

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,589 shares

Expires 2007-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2003 Filed Oct 30, 2003 23:01 UTC LAM RESEARCH CORP LRCX · Entity 1467 Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $9.67 Strike: $9.67 $483,500.00
Disclosure

SEC source: 0001016317-03-000022 · primary_doc.xml · derivative · entry 8

BAGLEY JAMES W · CIK 0001016317 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2009-10-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.