Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Avantor, Inc.AVTR · Entity 3546 | Director | April 01, 2022 | April 05, 2022 |
| DuPont de Nemours, Inc.DD · Entity 3297 | Director | May 27, 2020 | May 29, 2020 |
| Howmet Aerospace Inc.ARNC · Entity 2911 | Director | May 16, 2019 | May 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Avantor, Inc.
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 780,562 |
Reported balance
After 2022-04-01 transaction · row 1
1 source rowRow 1 · 2022-04-01 · Grant · Acquired 1,215 · Balance 780,562 F1: Reflects a grant of restricted stock units that vests on May 11, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a grant of restricted stock units that vests on May 11, 2022.
DuPont de Nemours, Inc.
Report date May 27, 2020 · Filed May 29, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,467.8498 |
Reported balance
After 2020-05-27 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-05-27 · Grant · Acquired 3,438 · Balance 6,467.8498 F1: Includes acquisition of shares pursuant to dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes acquisition of shares pursuant to dividend reinvestment.
Howmet Aerospace Inc.
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,201 |
Reported balance
After 2019-05-16 transaction · row 1
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 6,781 · Balance 45,201 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Aptiv PLC
Report date April 26, 2022 · Filed April 28, 2022
Section 16 reporting ended · disclosed 2022-04-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 45,586 |
Reported balance
After 2022-04-26 transaction · row 1
1 source rowRow 1 · 2022-04-26 · Tax withholding · Disposed 241 · Balance 45,586 F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units.
Johnson Controls International plc
Report date September 02, 2016 · Filed September 07, 2016
Section 16 reporting ended · disclosed 2016-09-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 35,223 |
Reported balance
After 2016-09-02 transaction · row 1
1 source rowRow 1 · 2016-09-02 · Exercise / conversion · Acquired 15,083 · Balance 35,223 F1: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger"). |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2016-09-02 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-09-02 · Exercise / conversion · Disposed 15,083 · Balance 0 F2: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger").
F2: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2018 Filed Apr 27, 2018 12:54 UTC | Aptiv PLC APTV · Entity 3559 | Tax withholdingOrdinary Shares | 743 | $85.21 | $63,311.03 |
DisclosureSEC source: 0001209191-18-026407 · doc4.xml · nonDerivative · entry 2 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,965 F3 · price: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 12:54 UTC | Aptiv PLC APTV · Entity 3559 | OtherOrdinary Shares | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-026407 · doc4.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,708 F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vest upon the vesting of the restricted stock unit to which they relate. Each dividend equivalent right is the economic equivalent of one ordinary share. F2 · balance_after: Reflects an antidilution adjustment (the "Spin-Off Adjustment") to the number of ordinary shares reported held by the Reporting Person, which Spin-Off Adjustment was made prior to this vesting date in connection with the spin-off of Delphi Technologies PLC from the Issuer on December 4, 2017. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 15:23 UTC | Aptiv PLC APTV · Entity 3559 | GrantDividend Equivalent Right · Derivative | 14.066 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010780 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69.066 Underlying: Ordinary Shares · 14.066 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F2 · balance_after: Reflects an antidilution adjustment to the number of dividend equivalent rights held by the Reporting Person, which antidilution adjustment was made prior to the payment of these dividend equivalent rights, in connection with the spin-off of Delphi Technologies PLC from the Issuer on December 4, 2017. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 13:43 UTC | Aptiv PLC DLPH · Entity 3559 | GrantDividend Equivalent Right · Derivative | 14.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-062530 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46.716 Underlying: Ordinary Shares · 14.49 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 16:25 UTC | Aptiv PLC DLPH · Entity 3559 | GrantDividend Equivalent Right · Derivative | 15.4553 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050108 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32.2264 Underlying: Ordinary Shares · 15.4553 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:34 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000096 · edgar.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,521 Read SEC document |
| May 24, 2017 Filed May 26, 2017 09:33 UTC | Aptiv PLC DLPH · Entity 3559 | GrantDividend Equivalent Right · Derivative | 16.7711 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035693 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16.7711 Underlying: Ordinary Shares · 16.7711 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 11:56 UTC | Aptiv PLC DLPH · Entity 3559 | GrantOrdinary Shares | 5,003 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028556 · doc4.xml · nonDerivative · entry 3 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,770 F3 · price: The Reporting Person has received restricted stock units that each represent a right to receive one ordinary share of the Issuer pursuant to the Issuer's Long Term Incentive Plan, as amended and restated, and will vest in full one day before the Issuer's Annual Meeting of Shareholders in 2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 11:56 UTC | Aptiv PLC DLPH · Entity 3559 | OtherDividend Equivalent Right · Derivative | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028556 · doc4.xml · derivative · entry 4 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 90 shares Expires not disclosed F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 11:56 UTC | Aptiv PLC DLPH · Entity 3559 | Tax withholdingOrdinary Shares | 787 | $79.25 | $62,369.75 |
DisclosureSEC source: 0001209191-17-028556 · doc4.xml · nonDerivative · entry 2 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,767 F2 · price: Shares withheld to pay current tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights. This also reflects the withholding of additional shares to cover amounts owed related 2016 tax liabilities. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 11:56 UTC | Aptiv PLC DLPH · Entity 3559 | OtherOrdinary Shares | 90 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-028556 · doc4.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,554 F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 13:27 UTC | Aptiv PLC DLPH · Entity 3559 | GrantDividend Equivalent Right · Derivative | 20.5516 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011933 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89.2041 Underlying: Ordinary Shares · 20.5516 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:28 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 3,112 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-16-000215 · edgar.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112 F1 · balance_after: On October 5, 2016, Arconic Inc. (formerly, Alcoa Inc.) effected a 1-for-3 reverse stock split of its Common Stock. The amount of securities reported on this Form 4 have been adjusted to reflect the reverse stock split. Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 12:02 UTC | Aptiv PLC DLPH · Entity 3559 | GrantDividend Equivalent Right · Derivative | 23.2674 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152107 · doc4.xml · derivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68.6525 Underlying: Ordinary Shares · 23.2674 shares Expires not disclosed F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:04 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionDeferred Stock Units · Derivative | 15,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038900 · doc4.xml · derivative · entry 2 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 15,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. F2 · derivative.exercise_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. F2 · derivative.expiration_date: DSUs were issued under Tyco's 2004 Stock and Incentive Plan (the "Plan") at a value based on the closing price of Tyco common stock on the grant date. DSUs immediately vested upon grant date and accrued dividends while deferred. In connection with the Merger and pursuant to the terms of the DSUs, ordinary shares were delivered in respect of DSUs on a 1-for-1 basis. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 13:04 UTC | Johnson Controls International plc JCI · Entity 2940 | Exercise / conversionCommon Shares | 15,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-038900 · doc4.xml · nonDerivative · entry 1 GUPTA RAJIV · CIK 0001068731 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Reflects ordinary shares delivered on conversion of deferred stock units ("DSUs") originally granted on multiple dates through September 2008. The number of ordinary shares reflects an adjustment for the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016 (the "Merger"). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.