Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ORACLE CORPORCL · Entity 2805 | Director | January 31, 2013 | January 31, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ORACLE CORP
Report date January 31, 2013 · Filed January 31, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2013-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-01-31 · Exercise / conversion · Acquired 15,000 · Balance 15,000 Row 2 · 2013-01-31 · Sale · Disposed 15,000 · Balance 0 F1: This transaction was executed in multiple trades at prices ranging from $35.34 to $35.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $22.57 · Expires 2020-05-31 | Direct | 52,500 |
Reported balance
After 2013-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-01-31 · Exercise / conversion · Disposed 15,000 · Balance 52,500 F2: Option vests 25% annually on anniversary of grant date. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 5,000 |
Reported balance
Holding disclosure · report date 2013-01-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,000 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $35.34 to $35.41. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Option vests 25% annually on anniversary of grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 1,900 | $18.79 | $35,701.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 11 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,600 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 3,100 | $18.78 | $58,218.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 10 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,500 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 9,300 | $18.77 | $174,561.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 9 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,600 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,300 | $18.76 | $99,428.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 8 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,900 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 4,300 | $18.75 | $80,625.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 7 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,200 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 14,300 | $18.74 | $267,982.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 6 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,500 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 6,400 | $18.73 | $119,872.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 5 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,800 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | PurchaseCommon Stock | 6,200 | $18.72 | $116,064.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 4 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,200 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 2,600 | $18.71 | $48,646.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 3 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,400 Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 65,000 | $13.01 | $845,650.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 2 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2006 Filed Oct 20, 2006 20:09 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 35,000 | $11.40 | $399,000.00 |
DisclosureSEC source: 0001093287-06-000111 · primary_doc.xml · nonDerivative · entry 1 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 55,000 | $0.00 Strike: $8.42 | $0.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · derivative · entry 12 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 55,000 shares Expires 2012-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.15 | $75,750.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 10 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.11 | $75,550.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 9 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.10 | $75,500.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 8 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.09 | $75,450.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 7 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 10,300 | $15.08 | $155,324.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 6 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 10,000 | $15.07 | $150,700.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 5 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,300 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.06 | $75,300.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 4 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,300 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 5,000 | $15.05 | $75,250.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 3 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,300 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | SaleCommon Stock | 4,700 | $15.04 | $70,688.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 2 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,300 Read SEC document |
| July 19, 2006 Filed Jul 20, 2006 18:22 UTC | ORACLE CORP ORCL · Entity 2805 | Exercise / conversionCommon Stock | 55,000 | $8.42 | $463,100.00 |
DisclosureSEC source: 0001335064-06-000028 · primary_doc.xml · nonDerivative · entry 1 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2006 Filed Jun 1, 2006 14:44 UTC | ORACLE CORP ORCL · Entity 2805 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 70,000 | $0.00 Strike: $14.02 | $0.00 |
DisclosureSEC source: 0001335064-06-000007 · primary_doc.xml · derivative · entry 1 LUCAS DONALD L · CIK 0001181474 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 70,000 shares Expires 2016-05-31 F1 · derivative.exercise_date: Option vests 25% annually on anniversary of grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.