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person · Reporting owner

Mulhere Timothy P

Disclosed activity across 1 company

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127639
SEC CIK
0001540754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ECOLAB INC.ECL · Entity 2954EVP & PRES - GLOBAL INSTMay 02, 2022May 04, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ECOLAB INC.

Report date May 02, 2022 · Filed May 04, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect30,640.393 Ending reported balance After 2022-05-02 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-05-02 · Exercise / conversion · Acquired 14,400 · Balance 36,307.393

F1: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Row 2 · 2022-05-02 · Tax withholding · Disposed 5,667 · Balance 30,640.393

F2: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2022-05-02Direct0 Reported balance After 2022-05-02 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-05-02 · Exercise / conversion · Disposed 14,400 · Balance 0

F1: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Common StockSEC Table I · non-derivativeIndirectBy Ecolab Savings Plan1,952.255 Reported balance Holding disclosure · report date 2022-05-02 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,952.255

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2022. Includes 16.497 UNITS acquired since the reporting person's last report. (The 1,952.255 UNITS are the equivalent of approximately 3,589 SHARES of the issuer's Common Stock.)

Filing footnotes · ownership attribution and instrument terms

F1: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F2: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

F3: Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of April 30, 2022. Includes 16.497 UNITS acquired since the reporting person's last report. (The 1,952.255 UNITS are the equivalent of approximately 3,589 SHARES of the issuer's Common Stock.)

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2022 Filed May 4, 2022 23:13 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionRestricted Stock Units · Derivative 14,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004645 · form4-05042022_040500.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,400 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:13 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 5,667 $166.38 $942,875.46
Disclosure

SEC source: 0001415889-22-004645 · form4-05042022_040500.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,640.393

F2 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of restricted stock units in accordance with Rule 16b-3.

Read SEC document
May 02, 2022 Filed May 4, 2022 23:13 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 14,400 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-004645 · form4-05042022_040500.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,307.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 2, 2018, the reporting person was granted 14,400 restricted stock units vesting as to 100% of the units on the fourth anniversary of the date of grant, subject to continued employment. The restricted stock units converted into common stock on a one-for-one basis.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:28 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 969 $175.59 $170,146.71
Disclosure

SEC source: 0001415889-22-001886 · form4-02252022_020259.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,907.393

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 23, 2022 Filed Feb 25, 2022 22:28 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 3,909 $0.00 $0.00
Disclosure

SEC source: 0001415889-22-001886 · form4-02252022_020259.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,876.393

Read SEC document
December 01, 2021 Filed Dec 3, 2021 22:09 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 14,058 $0.00 Strike: $223.78 $0.00
Disclosure

SEC source: 0001415889-21-005686 · form4-12032021_021213.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,058

Underlying: Common Stock · 14,058 shares

Expires 2031-12-01

F2 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option becomes exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:37 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,913 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001415889-21-005509 · form4-11242021_011139.xml · derivative · entry 6

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,913 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:37 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 500 $238.77 $119,384.00
Disclosure

SEC source: 0001415889-21-005509 · form4-11242021_011139.xml · nonDerivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.750 to $238.800, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:37 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,269 $238.18 $1,254,970.42
Disclosure

SEC source: 0001415889-21-005509 · form4-11242021_011139.xml · nonDerivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,467.393

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.750 to $238.72, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:37 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 12,144 $237.12 $2,879,560.99
Disclosure

SEC source: 0001415889-21-005509 · form4-11242021_011139.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,736.393

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.750 to $237.730, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2021 Filed Nov 24, 2021 21:37 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 17,913 $117.73 $2,108,897.49
Disclosure

SEC source: 0001415889-21-005509 · form4-11242021_011139.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,880.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:08 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,920 $0.00 Strike: $117.73 $0.00
Disclosure

SEC source: 0001415889-21-005299 · form4-11182021_021119.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,913

Underlying: Common Stock · 5,920 shares

Expires 2026-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:08 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,920 $235.66 $1,395,130.88
Disclosure

SEC source: 0001415889-21-005299 · form4-11182021_021119.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $235.400 to $235.800, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
November 16, 2021 Filed Nov 18, 2021 22:08 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 5,920 $117.73 $696,961.60
Disclosure

SEC source: 0001415889-21-005299 · form4-11182021_021119.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,887.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,194 $0.00 Strike: $119.12 $0.00
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · derivative · entry 7

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,194 shares

Expires 2025-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 20,194 $221.40 $4,470,971.79
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · nonDerivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.85, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
August 20, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 20,194 $119.12 $2,405,509.28
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · nonDerivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,161.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,877 $0.00 Strike: $119.12 $0.00
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · derivative · entry 6

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,194

Underlying: Common Stock · 2,877 shares

Expires 2025-12-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 2,877 $221.00 $635,825.63
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $221.00 to $221.03, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 21:21 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 2,877 $119.12 $342,708.24
Disclosure

SEC source: 0001415889-21-004026 · form4-08202021_020843.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,844.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,471 $0.00 Strike: $107.69 $0.00
Disclosure

SEC source: 0001415889-21-002407 · form4-05112021_010507.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,471 shares

Expires 2024-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 24,471 $228.27 $5,585,995.17
Disclosure

SEC source: 0001415889-21-002407 · form4-05112021_010507.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.20 to $228.63, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
May 07, 2021 Filed May 11, 2021 20:32 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 24,471 $107.69 $2,635,159.64
Disclosure

SEC source: 0001415889-21-002407 · form4-05112021_010507.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,438.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:59 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,195 $213.55 $255,186.28
Disclosure

SEC source: 0001415889-21-001077 · form4-03012021_020351.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,967.393

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

Read SEC document
February 25, 2021 Filed Mar 1, 2021 22:59 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 4,560 $0.00 $0.00
Disclosure

SEC source: 0001415889-21-001077 · form4-03012021_020351.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,162.393

Read SEC document
December 03, 2020 Filed Dec 7, 2020 23:43 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 16,920 $0.00 Strike: $221.41 $0.00
Disclosure

SEC source: 0001415889-20-002844 · form4-12072020_031216.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920

Underlying: Common Stock · 16,920 shares

Expires 2030-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

Read SEC document
November 16, 2020 Filed Dec 7, 2020 23:43 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 1,170 $0.00 $0.00
Disclosure

SEC source: 0001415889-20-002844 · form4-12072020_031216.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & PRES - GLOBAL INST

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,602.393

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 21,520 $0.00 Strike: $103.27 $0.00
Disclosure

SEC source: 0001179110-20-007137 · edgar.xml · derivative · entry 5

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,520 shares

Expires 2023-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 11,720 $228.56 $2,678,676.32
Disclosure

SEC source: 0001179110-20-007137 · edgar.xml · nonDerivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772.393

F2 · price: This transaction was executed in multiple trades at prices ranging from $228.00 to $228.82, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 9,800 $227.32 $2,227,745.80
Disclosure

SEC source: 0001179110-20-007137 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,492.393

F1 · price: This transaction was executed in multiple trades at prices ranging from $227.00 to $227.99, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 21:02 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 21,520 $103.27 $2,222,262.80
Disclosure

SEC source: 0001179110-20-007137 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,292.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 26, 2020 Filed May 28, 2020 21:33 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 22,800 $0.00 Strike: $71.54 $0.00
Disclosure

SEC source: 0001179110-20-006682 · edgar.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,800 shares

Expires 2022-12-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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May 26, 2020 Filed May 28, 2020 21:33 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 22,800 $205.16 $4,677,602.40
Disclosure

SEC source: 0001179110-20-006682 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772.393

F1 · price: This transaction was executed in multiple trades at prices ranging from $205.00 to $205.56, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 26, 2020 Filed May 28, 2020 21:33 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 22,800 $71.54 $1,631,112.00
Disclosure

SEC source: 0001179110-20-006682 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,572.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 05, 2020 Filed May 7, 2020 20:34 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 7,388 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-20-005548 · edgar.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,388

Underlying: Common Stock · 7,388 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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May 05, 2020 Filed May 7, 2020 20:34 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 7,388 $196.35 $1,450,611.64
Disclosure

SEC source: 0001179110-20-005548 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772.393

F1 · price: This transaction was executed in multiple trades at prices ranging from $196.00 to $196.53, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 05, 2020 Filed May 7, 2020 20:34 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 7,388 $55.60 $410,735.86
Disclosure

SEC source: 0001179110-20-005548 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,160.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 5,112 $0.00 Strike: $55.60 $0.00
Disclosure

SEC source: 0001179110-20-005416 · edgar.xml · derivative · entry 4

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,388

Underlying: Common Stock · 5,112 shares

Expires 2021-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date reflected in the Date Exercisable column is the first anniversary of the date of grant.

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April 30, 2020 Filed May 4, 2020 20:44 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 5,112 $195.04 $997,024.03
Disclosure

SEC source: 0001179110-20-005416 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772.393

F1 · price: This transaction was executed in multiple trades at prices ranging from $195.00 to $195.26, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:44 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 5,112 $55.60 $284,201.64
Disclosure

SEC source: 0001179110-20-005416 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,884.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:42 UTC ECOLAB INC. ECL · Entity 2954 Tax withholdingCommon Stock 1,537 $195.74 $300,852.38
Disclosure

SEC source: 0001179110-20-002630 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,772.393

F1 · kind: Reflects the reporting person's payment of minimum statutory tax obligations by withholding shares of Ecolab Common Stock incident to the vesting of performance-based restricted stock units in accordance with Rule 16b-3.

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February 26, 2020 Filed Feb 28, 2020 22:42 UTC ECOLAB INC. ECL · Entity 2954 GrantCommon Stock 5,243 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002630 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,309.393

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:54 UTC ECOLAB INC. ECL · Entity 2954 GrantEmployee Stock Option (Right to Buy) · Derivative 13,072 $0.00 Strike: $184.39 $0.00
Disclosure

SEC source: 0001179110-19-012450 · edgar.xml · derivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,072

Underlying: Common Stock · 13,072 shares

Expires 2029-12-03

F2 · derivative.exercise_date: The option will be exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.

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June 14, 2019 Filed Jun 18, 2019 00:28 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 10,000 $198.17 $1,981,730.00
Disclosure

SEC source: 0001179110-19-007793 · edgar.xml · nonDerivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Indirect · By Danette Mulhere Revocable Trust dated 10/19/2015

Disclosed balance after: 0

F1 · price: The shares were sold in multiple trades at prices ranging from $197.945 to $198.35, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 14, 2019 Filed Jun 18, 2019 00:28 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007793 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Indirect · By Danette Mulhere Revocable Trust dated 10/19/2015

Disclosed balance after: 10,000

Read SEC document
June 14, 2019 Filed Jun 18, 2019 00:28 UTC ECOLAB INC. ECL · Entity 2954 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-007793 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,066.393

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:22 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,600 $0.00 Strike: $48.06 $0.00
Disclosure

SEC source: 0001179110-19-004109 · edgar.xml · derivative · entry 5

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,600 shares

Expires 2020-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary date of the date of grant.

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March 18, 2019 Filed Mar 20, 2019 21:22 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 9,607 $174.27 $1,674,231.10
Disclosure

SEC source: 0001179110-19-004109 · edgar.xml · nonDerivative · entry 3

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,066.393

F2 · kind: The shares were sold in multiple trades at prices ranging from $173.88 to $174.83, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2019 Filed Mar 20, 2019 21:22 UTC ECOLAB INC. ECL · Entity 2954 SaleCommon Stock 1,993 $174.94 $348,647.45
Disclosure

SEC source: 0001179110-19-004109 · edgar.xml · nonDerivative · entry 2

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,673.393

F1 · kind: The shares were sold in multiple trades at prices ranging from $174.89 to $174.98, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 18, 2019 Filed Mar 20, 2019 21:22 UTC ECOLAB INC. ECL · Entity 2954 Exercise / conversionCommon Stock 11,600 $48.06 $557,496.00
Disclosure

SEC source: 0001179110-19-004109 · edgar.xml · nonDerivative · entry 1

Mulhere Timothy P · CIK 0001540754 · EVP & Pres - Global Inst

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,666.393

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.