Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BlackRock Inc.BLK · Entity 12961 | Director | August 02, 2024 | August 06, 2024 |
| BlackRock, Inc.BLK · Entity 2850 | Director | September 30, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BlackRock Inc.
Report date August 02, 2024 · Filed August 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,732 |
Ending reported balance
After 2024-08-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-08-02 · Sale · Disposed 1,523 · Balance 5,740 F1: This transaction was executed in multiple trades at prices ranging from $841.85 to $842.69. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. Row 2 · 2024-08-02 · Sale · Disposed 8 · Balance 5,732 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $841.85 to $842.69. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
BlackRock, Inc.
Report date September 30, 2026 · Filed October 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,530 |
Reported balance
After 2026-09-30 transaction · row 1
1 source rowRow 1 · 2026-09-30 · Grant · Acquired 27 · Balance 6,530 F1: Common Stock granted to Nonemployee Directors under the Third Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan, based on $1,058.29 per share which was the closing price of the stock on September 30, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Common Stock granted to Nonemployee Directors under the Third Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan, based on $1,058.29 per share which was the closing price of the stock on September 30, 2026.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date December 31, 2012 · Filed February 14, 2013
Section 16 reporting ended · disclosed 2012-09-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,812 |
Reported balance
After 2012-11-12 transaction · row 1
1 source rowRow 1 · 2012-11-12 · Gift · Disposed 47,500 · Balance 152,812 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 25,990 |
Reported balance
Holding disclosure · report date 2012-12-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,990 |
| Common StockSEC Table I · non-derivative | Indirectby family | 133 |
Reported balance
Holding disclosure · report date 2012-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 133 |
Patheon N.V.
Report date August 29, 2017 · Filed August 30, 2017
Section 16 reporting ended · disclosed 2017-08-30. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock Units (Ordinary Shares)SEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-29 transaction · row 1
1 source rowRow 1 · 2017-08-29 · Other · Disposed 67,120 · Balance 0 F1: Ordinary shares of Patheon N.V. ("Issuer") were disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher"), to acquire all of the issued and outstanding ordinary shares (the "Shares") of Issuer at a purchase price of $35.00 per Share, pursuant to the terms of the Purchase Agreement, dated as of May 15, 2017 (as it may be amended from time to time, the "Purchase Agreement"), by and between Issuer, Purchaser and Thermo Fisher. Pursuant to the terms of the Purchase Agreement, each vested restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit (continued in footnote 2) F2: upon the closing of the tender offer (with restricted stock units that are subject to performance conditions vesting based on achievement of actual performance conditions in accordance with the terms of the award). Each unvested restricted stock unit was cancelled and converted into a restricted stock unit award, with substantially the same terms and conditions (including with respect to vesting) as were applicable to such unvested restricted stock unit immediately prior to the closing of the tender offer, with respect to a number of shares of Thermo Fisher common stock equal to the product (rounded to the nearest whole share) obtained by multiplying (x) the Exchange Ratio by (y) the total number of Shares subject to the unvested restricted stock unit as of immediately prior to the closing of the tender offer. (continued in footnote 3) F3: The "Exchange Ratio" is 0.1996919, which represents the quotient obtained by dividing (i) $35.00 by (ii) the average closing price, rounded to the nearest cent, per share of common stock of Thermo Fisher on the NYSE for the consecutive period of ten (10) trading days immediately preceding (but not including) the date of the closing of the tender offer. F4: This amount includes 7,102 restricted stock units, each of which represented a contingent right to receive one Share of Issuer. Each restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit upon the closing of the tender offer. |
Filing footnotes · ownership attribution and instrument terms
F1: Ordinary shares of Patheon N.V. ("Issuer") were disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher"), to acquire all of the issued and outstanding ordinary shares (the "Shares") of Issuer at a purchase price of $35.00 per Share, pursuant to the terms of the Purchase Agreement, dated as of May 15, 2017 (as it may be amended from time to time, the "Purchase Agreement"), by and between Issuer, Purchaser and Thermo Fisher. Pursuant to the terms of the Purchase Agreement, each vested restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit (continued in footnote 2)
F2: upon the closing of the tender offer (with restricted stock units that are subject to performance conditions vesting based on achievement of actual performance conditions in accordance with the terms of the award). Each unvested restricted stock unit was cancelled and converted into a restricted stock unit award, with substantially the same terms and conditions (including with respect to vesting) as were applicable to such unvested restricted stock unit immediately prior to the closing of the tender offer, with respect to a number of shares of Thermo Fisher common stock equal to the product (rounded to the nearest whole share) obtained by multiplying (x) the Exchange Ratio by (y) the total number of Shares subject to the unvested restricted stock unit as of immediately prior to the closing of the tender offer. (continued in footnote 3)
F3: The "Exchange Ratio" is 0.1996919, which represents the quotient obtained by dividing (i) $35.00 by (ii) the average closing price, rounded to the nearest cent, per share of common stock of Thermo Fisher on the NYSE for the consecutive period of ten (10) trading days immediately preceding (but not including) the date of the closing of the tender offer.
F4: This amount includes 7,102 restricted stock units, each of which represented a contingent right to receive one Share of Issuer. Each restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit upon the closing of the tender offer.
SecureWorks Corp
Report date February 03, 2025 · Filed February 04, 2025
Section 16 reporting ended · disclosed 2025-02-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-03 transaction · row 1
1 source rowRow 1 · 2025-02-03 · Disposition to issuer · Disposed 248,783 · Balance 0 F1: Includes restricted stock units ("Company RSUs"). F2: On February 3, 2025, SecureWorks Corp. (the "Company") consummated the previously announced transaction with Sophos Inc., pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of October 21, 2024, whereby Sophos Inc. indirectly acquired the Company. F3: At the Effective Time (as defined in the Merger Agreement), (a) each share of Class A common stock of the Company, par value $0.01 per share, issued and outstanding as of immediately prior to the Effective Time was converted into the right to receive cash in an amount equal to $8.50, without interest thereon (the "Per Share Amount"), less any applicable tax withholding and (b) each outstanding Company RSU award held by a non-employee member of the Company's board of directors was canceled in exchange for the right to receive a cash payment equal to the amount of the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company RSU, less applicable tax withholdings. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted stock units ("Company RSUs").
F2: On February 3, 2025, SecureWorks Corp. (the "Company") consummated the previously announced transaction with Sophos Inc., pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated as of October 21, 2024, whereby Sophos Inc. indirectly acquired the Company.
F3: At the Effective Time (as defined in the Merger Agreement), (a) each share of Class A common stock of the Company, par value $0.01 per share, issued and outstanding as of immediately prior to the Effective Time was converted into the right to receive cash in an amount equal to $8.50, without interest thereon (the "Per Share Amount"), less any applicable tax withholding and (b) each outstanding Company RSU award held by a non-employee member of the Company's board of directors was canceled in exchange for the right to receive a cash payment equal to the amount of the Per Share Amount multiplied by the aggregate number of shares of Class A Common Stock subject to such Company RSU, less applicable tax withholdings.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 29, 2018 Filed Jul 3, 2018 20:03 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 70 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-022580 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,599 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan, based on $499.04 per share which was the closing price of the stock on June 29, 2018. Read SEC document |
| June 21, 2018 Filed Jun 25, 2018 17:21 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 14,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-18-000831 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,351 F1 · kind: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date. F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date. Read SEC document |
| April 04, 2018 Filed Apr 4, 2018 21:09 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 323 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014070 · form4.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,529 F2 · shares: Restricted Stock Units granted to Nonemployee Directors under the Plan, based on $541.72 per share which was the closing price per share of the Common Stock on March 29, 2018. Read SEC document |
| April 04, 2018 Filed Apr 4, 2018 21:09 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 68 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014070 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,206 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $541.72 per share which was the closing price of the stock on March 29, 2018. Read SEC document |
| January 03, 2018 Filed Jan 3, 2018 21:51 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-000676 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,138 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $513.71 per share which was the closing price of the stock on December 29, 2017. Read SEC document |
| October 06, 2017 Filed Oct 10, 2017 20:13 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-029643 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $447.09 per share which was the closing price of the stock on September 29, 2017. Read SEC document |
| August 29, 2017 Filed Aug 30, 2017 19:02 UTC | Patheon N.V. PTHN · Entity 173467 | OtherRestricted Stock Units (Ordinary Shares) | 67,120 | $35.00 | $2,349,200.00 |
DisclosureSEC source: 0001209191-17-050802 · doc4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Ordinary shares of Patheon N.V. ("Issuer") were disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher"), to acquire all of the issued and outstanding ordinary shares (the "Shares") of Issuer at a purchase price of $35.00 per Share, pursuant to the terms of the Purchase Agreement, dated as of May 15, 2017 (as it may be amended from time to time, the "Purchase Agreement"), by and between Issuer, Purchaser and Thermo Fisher. Pursuant to the terms of the Purchase Agreement, each vested restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit (continued in footnote 2) F2 · kind: upon the closing of the tender offer (with restricted stock units that are subject to performance conditions vesting based on achievement of actual performance conditions in accordance with the terms of the award). Each unvested restricted stock unit was cancelled and converted into a restricted stock unit award, with substantially the same terms and conditions (including with respect to vesting) as were applicable to such unvested restricted stock unit immediately prior to the closing of the tender offer, with respect to a number of shares of Thermo Fisher common stock equal to the product (rounded to the nearest whole share) obtained by multiplying (x) the Exchange Ratio by (y) the total number of Shares subject to the unvested restricted stock unit as of immediately prior to the closing of the tender offer. (continued in footnote 3) F3 · kind: The "Exchange Ratio" is 0.1996919, which represents the quotient obtained by dividing (i) $35.00 by (ii) the average closing price, rounded to the nearest cent, per share of common stock of Thermo Fisher on the NYSE for the consecutive period of ten (10) trading days immediately preceding (but not including) the date of the closing of the tender offer. F4 · shares: This amount includes 7,102 restricted stock units, each of which represented a contingent right to receive one Share of Issuer. Each restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit upon the closing of the tender offer. F1 · price: Ordinary shares of Patheon N.V. ("Issuer") were disposed of pursuant to a tender offer by Thermo Fisher (CN) Luxembourg S.a r.l., a private limited liability company (societe a responsabilite limitee) organized under the laws of the Grand Duchy of Luxembourg ("Purchaser") and Thermo Fisher Scientific Inc., a Delaware corporation ("Thermo Fisher"), to acquire all of the issued and outstanding ordinary shares (the "Shares") of Issuer at a purchase price of $35.00 per Share, pursuant to the terms of the Purchase Agreement, dated as of May 15, 2017 (as it may be amended from time to time, the "Purchase Agreement"), by and between Issuer, Purchaser and Thermo Fisher. Pursuant to the terms of the Purchase Agreement, each vested restricted stock unit was canceled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying $35.00 by the total number of Shares subject to the restricted stock unit (continued in footnote 2) F2 · price: upon the closing of the tender offer (with restricted stock units that are subject to performance conditions vesting based on achievement of actual performance conditions in accordance with the terms of the award). Each unvested restricted stock unit was cancelled and converted into a restricted stock unit award, with substantially the same terms and conditions (including with respect to vesting) as were applicable to such unvested restricted stock unit immediately prior to the closing of the tender offer, with respect to a number of shares of Thermo Fisher common stock equal to the product (rounded to the nearest whole share) obtained by multiplying (x) the Exchange Ratio by (y) the total number of Shares subject to the unvested restricted stock unit as of immediately prior to the closing of the tender offer. (continued in footnote 3) F3 · price: The "Exchange Ratio" is 0.1996919, which represents the quotient obtained by dividing (i) $35.00 by (ii) the average closing price, rounded to the nearest cent, per share of common stock of Thermo Fisher on the NYSE for the consecutive period of ten (10) trading days immediately preceding (but not including) the date of the closing of the tender offer. Read SEC document |
| July 05, 2017 Filed Jul 7, 2017 16:06 UTC | SecureWorks Corp SCWX · Entity 11323 | GrantClass A Common Stock | 15,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001123292-17-001215 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,500 F1 · price: Represents a grant of restricted stock units ("RSUs"). The RSUs vest in full on the first anniversary of the grant date contingent on the reporting person's continuation in service on such vesting date. F2 · balance_after: Includes 15,822 RSUs subject to vesting and 102,678 shares of Class A common stock. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 21:53 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023041 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,991 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $422.41 per share which was the closing price of the stock on June 30, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:55 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 456 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014146 · form4.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,913 F2 · shares: Restricted Stock Units granted to Nonemployee Directors under the Plan, based on $383.51 per share which was the closing price per share of the Common Stock on March 31, 2017. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock, is immediately vested and will not be settled until the earlier of 3 years or departure from the Board of Directors. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:55 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 96 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014146 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,457 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $383.51 per share which was the closing price of the stock on March 31, 2017. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 13:24 UTC | Patheon N.V. PTHN · Entity 173467 | GrantRestricted Stock Units (Ordinary Shares) | 873 | $0.00 | $0.00 |
DisclosureSEC source: 0001643848-17-000017 · wf-form4_149063545153465.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,320 F2 · shares: The restricted stock units represent qualifying deferred compensation and fully vested on the grant date of March 23, 2017. Such restricted stock units do not settle in ordinary shares until the conclusion of the reporting person's service as a director of the issuer. Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 13:24 UTC | Patheon N.V. PTHN · Entity 173467 | GrantRestricted Stock Units (Ordinary Shares) | 6,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001643848-17-000017 · wf-form4_149063545153465.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,447 F1 · shares: On March 23, 2017, the reporting person was granted restricted stock units which will vest in full on the one-year anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:57 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 89 | $380.54 | $33,868.06 |
DisclosureSEC source: 0001127602-17-000800 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,361 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:49 UTC | Patheon N.V. PTHN · Entity 173467 | Tax withholdingOrdinary Shares | 687 | $25.61 | $17,594.07 |
DisclosureSEC source: 0001643848-16-000015 · wf-form4_147811618300500.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,218 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 15:49 UTC | Patheon N.V. PTHN · Entity 173467 | Exercise / conversionOrdinary Shares | 11,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001643848-16-000015 · wf-form4_147811618300500.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 20, 2016, the reporting person was granted 11,905 restricted stock units which vested in full on November 1, 2016. Each restricted stock unit represented a contingent right to receive one ordinary share. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 21:50 UTC | BlackRock Inc. BLK · Entity 12961 | GrantCommon Stock | 101 | $362.46 | $36,608.46 |
DisclosureSEC source: 0001127602-16-064165 · form4.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,272 F1 · shares: Common Stock granted to Nonemployee Directors under the Second Amended and Restated BlackRock, Inc. 1999 Stock Award and Incentive Plan (the "Plan"), based on $362.46 per share which was the closing price of the stock on September 30, 2016. Read SEC document |
| November 12, 2012 Filed Feb 14, 2013 16:07 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 47,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-13-000018 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,812 Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 22:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000116 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,900 Underlying: Common Stock · 100 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 22:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 100 | $21.04 | $2,104.00 |
DisclosureSEC source: 0001231205-12-000116 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,312 F1 · shares: Restricted Stock Units withheld by Company to pay post age-60 tax obligations Read SEC document |
| November 08, 2012 Filed Nov 13, 2012 22:53 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000116 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000114 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,834 shares Expires 2012-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,547 | $22.86 | $58,224.42 |
DisclosureSEC source: 0001231205-12-000114 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,306 F1 · shares: Restricted Stock Units withheld by Company to pay post age-60 tax obligations Read SEC document |
| October 01, 2012 Filed Oct 2, 2012 22:25 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000114 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,853 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000087 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,834 Underlying: Common Stock · 5,834 shares Expires 2012-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,547 | $21.49 | $54,735.03 |
DisclosureSEC source: 0001231205-12-000087 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,013 Read SEC document |
| September 09, 2012 Filed Sep 12, 2012 19:03 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000087 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $21.59 | $0.00 |
DisclosureSEC source: 0001231205-12-000079 · edgar.xml · derivative · entry 6 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2022-09-07 F2 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000079 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,667 shares Expires 2012-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,038 | $21.45 | $43,715.10 |
DisclosureSEC source: 0001231205-12-000079 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,726 Read SEC document |
| September 07, 2012 Filed Sep 11, 2012 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000079 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000041 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2012-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,726 | $18.16 | $31,344.16 |
DisclosureSEC source: 0001231205-12-000041 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,097 Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 19:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000041 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000099 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,668 Underlying: Common Stock · 5,833 shares Expires 2011-09-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,517 | $15.24 | $38,359.08 |
DisclosureSEC source: 0001231205-11-000099 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,803 Read SEC document |
| September 09, 2011 Filed Sep 13, 2011 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 5,833 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000099 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,320 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000091 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2011-09-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 4,315 | $15.67 | $67,616.05 |
DisclosureSEC source: 0001231205-11-000091 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,487 Read SEC document |
| September 08, 2011 Filed Sep 12, 2011 21:32 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000091 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000082 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,667 Underlying: Common Stock · 4,667 shares Expires 2011-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,014 | $15.65 | $31,519.10 |
DisclosureSEC source: 0001231205-11-000082 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,802 Read SEC document |
| September 07, 2011 Filed Sep 9, 2011 19:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000082 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2011 Filed Jun 13, 2011 21:00 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 450,000 | $0.00 Strike: $18.58 | $0.00 |
DisclosureSEC source: 0001231205-11-000054 · edgar.xml · derivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,000 Underlying: Common Stock · 450,000 shares Expires 2021-06-09 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| June 05, 2011 Filed Jun 8, 2011 20:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000049 · edgar.xml · derivative · entry 5 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Underlying: Common Stock · 4,000 shares Expires 2011-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
| June 05, 2011 Filed Jun 8, 2011 20:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,742 | $18.73 | $32,627.66 |
DisclosureSEC source: 0001231205-11-000049 · edgar.xml · nonDerivative · entry 2 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,143 F1 · price: The price was calculated using the market price on June 3, 2011 and June 6, 2011. Read SEC document |
| June 05, 2011 Filed Jun 8, 2011 20:52 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000049 · edgar.xml · nonDerivative · entry 1 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2011 Filed May 5, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000044 · edgar.xml · derivative · entry 14 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2011-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
| May 01, 2011 Filed May 5, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000044 · edgar.xml · derivative · entry 13 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2011-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
| May 01, 2011 Filed May 5, 2011 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-11-000044 · edgar.xml · derivative · entry 12 Daley Pamela · CIK 0001290705 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2011-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: 1 for 1 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.