Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BAXTER INTERNATIONAL INCBAX · Entity 1707 | Director | May 03, 2022 | May 05, 2022 |
| GOODYEAR TIRE & RUBBER CO /OH/GT · Entity 753 | Director | April 01, 2022 | April 05, 2022 |
| O-I Glass, Inc. /DE/OI · Entity 4907 | Director | May 12, 2021 | May 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BAXTER INTERNATIONAL INC
Report date May 03, 2022 · Filed May 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 par valueSEC Table I · non-derivative | Direct | 30,335 |
Reported balance
After 2022-05-03 transaction · row 1
1 source rowRow 1 · 2022-05-03 · Grant · Acquired 2,706 · Balance 30,335 F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. |
| Common Stock, $1 par valueSEC Table I · non-derivative | IndirectShares owned by spouse | 560 |
Reported balance
Holding disclosure · report date 2022-05-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 560 |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant.
GOODYEAR TIRE & RUBBER CO /OH/
Report date April 01, 2022 · Filed April 05, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,821 |
Reported balance
After 2022-04-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-04-01 · Grant · Acquired 2,817 · Balance 95,821 F1: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.
F2: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.
F3: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.
O-I Glass, Inc. /DE/
Report date May 12, 2021 · Filed May 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock (Direct)SEC Table I · non-derivative | Direct | 88,548.747 |
Reported balance
After 2021-05-12 transaction · row 1
1 source rowRow 1 · 2021-05-12 · Grant · Acquired 7,054 · Balance 88,548.747 F1: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 03, 2022 Filed May 5, 2022 21:23 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-011686 · form4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,335 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,020 | $0.00 Strike: $29.52 | $0.00 |
DisclosureSEC source: 0001062993-22-009942 · form4.xml · derivative · entry 5 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,020 shares Expires 2022-05-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,193 | $76.63 | $91,419.59 |
DisclosureSEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 3 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,629 F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022. F3 · price: Price reflects weighted average sales price. Range of prices for transactions are $76.33 through $76.81. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 2,827 | $75.76 | $214,173.52 |
DisclosureSEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 2 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,822 F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022. F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $75.32 through $76.30. Full information regarding the number of shares sold at each separate price will be provided by Baxter International Inc. upon request. Read SEC document |
| April 05, 2022 Filed Apr 7, 2022 20:05 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,020 | $29.52 | $118,670.40 |
DisclosureSEC source: 0001062993-22-009942 · form4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b-1 trading plan entered into by Mr. Hellman on March 5, 2021 with respect to certain vested stock options previously granted by Baxter International Inc. to Mr. Hellman which were scheduled to expire on May 8, 2022. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 16:34 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,817 | $14.20 | $40,001.40 |
DisclosureSEC source: 0001209191-22-022832 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,821 Underlying: Common Stock · 2,817 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 20:07 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,837 | $21.78 | $40,009.86 |
DisclosureSEC source: 0001209191-22-001566 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,004 Underlying: Common Stock · 1,837 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:31 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,949 | $18.60 | $36,251.40 |
DisclosureSEC source: 0001209191-21-059418 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,167 Underlying: Common Stock · 1,949 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| July 01, 2021 Filed Jul 6, 2021 11:53 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,082 | $17.41 | $36,247.62 |
DisclosureSEC source: 0001209191-21-045219 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,218 Underlying: Common Stock · 2,082 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| May 12, 2021 Filed May 13, 2021 14:56 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 7,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-008079 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,548.747 F1 · shares: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected. Read SEC document |
| May 04, 2021 Filed May 6, 2021 21:56 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 2,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001107468-21-000003 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,629 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc., subject to the terms and conditions of the applicable grant. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 4,990 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 10 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,990 shares Expires 2021-05-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by BII to Mr. Hellman. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 4,990 | $84.56 | $421,954.40 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · nonDerivative · entry 2 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,399 F6 · price: Price reflects weighted average sales price. Range of prices for transactions are $84.34 through $84.75. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,990 | $31.26 | $155,987.40 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by BII to Mr. Hellman. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 19:22 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,088 | $17.36 | $36,247.68 |
DisclosureSEC source: 0001209191-21-025076 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,136 Underlying: Common Stock · 2,088 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 5,293 | $0.00 Strike: $88.74 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 9 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust Disclosed balance after: 5,293 Underlying: Common Stock, $1 par value · 5,293 shares Expires 2030-05-03 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F4 · derivative.exercise_date: The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 5,293 | $0.00 Strike: $88.74 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 8 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 5,293 shares Expires 2030-05-03 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F4 · derivative.exercise_date: The options granted 05/05/2020, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 6,138 | $0.00 Strike: $76.69 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 7 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust Disclosed balance after: 6,138 Underlying: Common Stock, $1 par value · 6,138 shares Expires 2029-05-07 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F3 · derivative.exercise_date: The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 6,138 | $0.00 Strike: $76.69 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 6 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,138 shares Expires 2029-05-07 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F3 · derivative.exercise_date: The options graned 05/07/2019, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 6,437 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 5 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Peter S. Hellman Dynasty Trust Disclosed balance after: 6,437 Underlying: Common Stock, $1 par value · 6,437 shares Expires 2028-05-08 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F2 · derivative.exercise_date: The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 06, 2021 Filed Apr 7, 2021 22:55 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GiftStock Option (Right to Buy) · Derivative | 6,437 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0001107468-21-000002 · edgar.xml · derivative · entry 4 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 6,437 shares Expires 2028-05-08 F1 · kind: Represents the bona fide gifts of options granted to Mr. Hellman by Baxter International Inc. ("BII") to the Peter S. Hellman Dynasty Trust for the benefit of Mr. Hellman's immediate family. F2 · derivative.exercise_date: The options are granted 05/08/2018, are fully vested, subject to the terms and conditions of the applicable grant. Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 18:48 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 3,564 | $10.17 | $36,245.88 |
DisclosureSEC source: 0001209191-21-001857 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,048 Underlying: Common Stock · 3,564 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 17:01 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 4,357 | $8.32 | $36,250.24 |
DisclosureSEC source: 0001209191-20-053468 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,484 Underlying: Common Stock · 4,357 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 20:24 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | OtherDeferred Comp Plan Baxter Common Stock Fund · Derivative | 1,660 | $82.89 | $137,597.40 |
DisclosureSEC source: 0001107468-20-000003 · edgar.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 1,660 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · kind: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.exercise_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. F2 · derivative.expiration_date: Reporting person transferred shares from the Baxter Common Stock Fund (the "Fund") notional investment alternative under Baxter's Non-Employee Directors' Deferred Compensation Plan (the "Plan") as the Fund will be eliminated as an investmnet alternative effective October 1, 2020. Reporting person's account balance is payable subject to the terms of the Plan. Read SEC document |
| July 01, 2020 Filed Jul 7, 2020 13:19 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 4,220 | $8.59 | $36,249.80 |
DisclosureSEC source: 0001209191-20-041440 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,127 Underlying: Common Stock · 4,220 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| May 13, 2020 Filed May 15, 2020 01:52 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 20,259 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007716 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,494.747 F1 · shares: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected following the date of grant. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 5,293 | $0.00 Strike: $88.74 | $0.00 |
DisclosureSEC source: 0001107468-20-000002 · edgar.xml · derivative · entry 3 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,293 Underlying: Common Stock, $1 par value · 5,293 shares Expires 2030-05-03 F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:16 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001107468-20-000002 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,399 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. ("Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:59 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value · Derivative | 4,320 | $0.00 Strike: $24.27 | $0.00 |
DisclosureSEC source: 0001107468-20-000001 · edgar.xml · derivative · entry 5 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 4,320 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Hellman. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:59 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 2,520 | $80.10 | $201,852.00 |
DisclosureSEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 3 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 F3 · price: Price refects weighted average sales price. Range of prices for transactions are $79.69 through $80.41. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:59 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 1,800 | $79.05 | $142,290.00 |
DisclosureSEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 2 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,820 F2 · price: Price reflects weighted average sales price. Range of prices for transactions are $78.68 through $79.65. Full information regarding the number of shares sold at each separate price will be provided by BII upon request. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 19:59 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 4,320 | $24.27 | $104,846.40 |
DisclosureSEC source: 0001107468-20-000001 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,620 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options previously granted by Baxter International Inc. ("BII") to Mr. Hellman. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 18:58 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 6,371 | $5.69 | $36,250.99 |
DisclosureSEC source: 0001209191-20-023038 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,907 Underlying: Common Stock · 6,371 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 14:11 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | PurchaseCommon Stock (Direct) | 474.747 | $5.64 | $2,678.05 |
DisclosureSEC source: 0001225208-20-005319 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,235.747 F1 · shares: This purchase was made pursuant to an automatic dividend reinvestment plan. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 22:00 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,357 | $15.38 | $36,250.66 |
DisclosureSEC source: 0001209191-20-001953 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,433 Underlying: Common Stock · 2,357 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 20:39 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,567 | $14.12 | $36,246.04 |
DisclosureSEC source: 0001209191-19-052251 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,451 Underlying: Common Stock · 2,567 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 20:15 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | PurchaseCommon Stock (Direct) | 5,000 | $12.15 | $60,765.50 |
DisclosureSEC source: 0001225208-19-010901 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,761 Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 18:46 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 2,375 | $15.26 | $36,242.50 |
DisclosureSEC source: 0001209191-19-040918 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,019 Underlying: Common Stock · 2,375 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| May 17, 2019 Filed May 21, 2019 17:35 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-008281 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,761 F1 · shares: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected following the date of grant. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:08 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 6,138 | $0.00 Strike: $76.69 | $0.00 |
DisclosureSEC source: 0001107468-19-000002 · edgar.xml · derivative · entry 3 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,138 Underlying: Common Stock, $1 par value · 6,138 shares Expires 2029-05-07 F2 · derivative.exercise_date: The reporting person received a grant of fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
| May 07, 2019 Filed May 9, 2019 20:08 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantCommon Stock, $1 par value | 1,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001107468-19-000002 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,300 F1 · shares: The reporting person received a grant of fully vested shares of common stock of Baxter International Inc. (the "Company"), subject to the terms and conditions of the applicable grant. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:30 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,680 | $0.00 Strike: $26.78 | $0.00 |
DisclosureSEC source: 0001107468-19-000001 · edgar.xml · derivative · entry 4 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 par value · 5,680 shares Expires 2019-05-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options granted by Baxter International Inc. to Mr. Hellman. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:30 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | SaleCommon Stock, $1 par value | 5,680 | $81.89 | $465,135.20 |
DisclosureSEC source: 0001107468-19-000001 · edgar.xml · nonDerivative · entry 2 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,094 Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 21:30 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | Exercise / conversionCommon Stock, $1 par value | 5,680 | $26.78 | $152,110.40 |
DisclosureSEC source: 0001107468-19-000001 · edgar.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Transaction effected pursuant to a Rule 10b5-1 trading plan entered into by Mr. Hellman with respect to certain vested stock options granted by Baxter International Inc. to Mr. Hellman. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:36 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,941 | $18.68 | $36,257.88 |
DisclosureSEC source: 0001209191-19-023164 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,998 Underlying: Common Stock · 1,941 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:13 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,754 | $20.67 | $36,255.18 |
DisclosureSEC source: 0001209191-19-001898 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,621 Underlying: Common Stock · 1,754 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 20:06 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,538 | $23.57 | $36,250.66 |
DisclosureSEC source: 0001209191-18-053755 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,522 Underlying: Common Stock · 1,538 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 20:11 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,550 | $23.38 | $36,239.00 |
DisclosureSEC source: 0001209191-18-040969 · doc4.xml · derivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,673 Underlying: Common Stock · 1,550 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| May 11, 2018 Filed May 15, 2018 17:29 UTC | O-I Glass, Inc. /DE/ OI · Entity 4907 | GrantCommon Stock (Direct) | 6,296 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-009305 · doc4.xml · nonDerivative · entry 1 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,561 F1 · shares: The restricted stock units vest in full on the date of the Company's next Annual Meeting of share owners at which directors are elected following the date of grant. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:20 UTC | BAXTER INTERNATIONAL INC BAX · Entity 1707 | GrantStock Option (Right to Buy) · Derivative | 6,437 | $0.00 Strike: $69.45 | $0.00 |
DisclosureSEC source: 0001107468-18-000002 · edgar.xml · derivative · entry 3 HELLMAN PETER S · CIK 0001107468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,437 Underlying: Common Stock, $1 par value · 6,437 shares Expires 2028-05-08 F2 · derivative.exercise_date: The reporting person received a grant of 6,437 fully vested Company stock options, subject to the terms and conditions of the applicable grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.