Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BEST BUY CO INCBBY · Entity 3305 | Director | March 02, 2018 | March 05, 2018 |
| CATERPILLAR INCCAT · Entity 2808 | Group President | March 01, 2013 | March 07, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BEST BUY CO INC
Report date March 02, 2018 · Filed March 05, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 27,694 |
Ending reported balance
After 2018-03-02 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-03-02 · Exercise / conversion · Acquired 10,000 · Balance 40,128 Row 2 · 2018-03-02 · Exercise / conversion · Acquired 7,500 · Balance 47,628 Row 3 · 2018-03-02 · Exercise / conversion · Acquired 3,750 · Balance 51,378 Row 4 · 2018-03-02 · Sale · Disposed 23,684 · Balance 27,694 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.8599 to $74.183, inclusive. The reporting person undertakes to provide to BBY, any security holder of BBY, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $38.13 · Expires 2019-04-06 | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-03-02 · Exercise / conversion · Disposed 7,500 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.20 · Expires 2020-04-06 | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-03-02 · Exercise / conversion · Disposed 10,000 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.88 · Expires 2018-10-30 | Direct | 0 |
Reported balance
After 2018-03-02 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2018-03-02 · Exercise / conversion · Disposed 3,750 · Balance 0 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.8599 to $74.183, inclusive. The reporting person undertakes to provide to BBY, any security holder of BBY, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
CATERPILLAR INC
Report date March 01, 2013 · Filed March 07, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,883 |
Reported balance
After 2013-03-01 transaction · row 1
1 source rowRow 1 · 2013-03-01 · Exercise / conversion · Acquired 3,257 · Balance 128,883 F1: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2013-03-01 | Direct | 0 |
Reported balance
After 2013-03-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-03-01 · Exercise / conversion · Disposed 3,257 · Balance 0 F1: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 26, 2005 Filed Oct 28, 2005 18:27 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftEmployee Stock Option · Derivative | 12,600 | $0.00 Strike: $25.83 | $0.00 |
DisclosureSEC source: 0000018230-05-000683 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 12,600 shares Expires 2007-06-10 F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: The option vested in equal installments on June 10, 1998, 1999 and 2000. F4 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 19,360 | $0.00 Strike: $27.84 | $0.00 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 19,360 shares Expires 2008-06-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 9,810 | $54.95 | $539,010.45 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · nonDerivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,768 F1 · balance_after: Included in this amount are 28,806 shares in EIP. Read SEC document |
| October 20, 2005 Filed Oct 21, 2005 14:12 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 19,360 | $27.84 | $539,055.97 |
DisclosureSEC source: 0000018230-05-000662 · edgar.xml · nonDerivative · entry 1 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2005 Filed Sep 26, 2005 13:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftEmployee Stock Option · Derivative | 16,920 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000622 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Indirect · By daughters Disclosed balance after: 16,920 Underlying: Common · 16,920 shares Expires 2006-06-11 F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: The option vested in equal installments on June 11, 1997, 1998 and 1999. F3 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| September 23, 2005 Filed Sep 26, 2005 13:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftEmployee Stock Option · Derivative | 16,920 | $0.00 Strike: $16.45 | $0.00 |
DisclosureSEC source: 0000018230-05-000622 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 16,920 shares Expires 2006-06-11 F4 · security: (Right to buy) with tandem tax withholding rights. F5 · derivative.exercise_date: The option vested in equal installments on June 11, 1997, 1998 and 1999. F3 · ownership.direct: The reporting person transferred the reported option to his daughters. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 19:04 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 65,000 | $0.00 Strike: $91.29 | $0.00 |
DisclosureSEC source: 0000018230-05-000198 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common · 65,000 shares Expires 2015-02-18 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · price: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. F3 · derivative.exercise_date: Grant to reporting person of option to buy 65,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable immediately. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 8,460 | $0.00 Strike: $30.16 | $0.00 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · derivative · entry 3 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 8,460 shares Expires 2005-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 2,868 | $88.93 | $255,036.90 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · nonDerivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,677 F1 · balance_after: Included in this amount are 13,992 shares in EIP and 600 shares in dividend reinvestment. Read SEC document |
| January 24, 2005 Filed Jan 25, 2005 19:26 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 8,460 | $30.16 | $255,121.45 |
DisclosureSEC source: 0000018230-05-000036 · edgar.xml · nonDerivative · entry 1 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2004 Filed Jun 9, 2004 21:17 UTC | CATERPILLAR INC CAT · Entity 2808 | OtherOption (NQ) · Derivative | 63,000 | $0.00 Strike: $77.26 | $0.00 |
DisclosureSEC source: 0000018230-04-000370 · edgar.xml · derivative · entry 2 VITTECOQ GERARD R · CIK 0001171778 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common · 63,000 shares Expires 2014-06-08 F2 · security: This option was granted with attached tax withholding rights. F3 · kind: Grant to reporting person of option to buy 63,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · price: Grant to reporting person of option to buy 63,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. F3 · derivative.exercise_date: Grant to reporting person of option to buy 63,000 shares of common stock under the company's 1996 Stock Option Plan in transaction exempt under old Rule 16B-3. The option becomes exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.