person · Reporting owner
FLANAGAN JOSEPH GERARD
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | SVP,Worldwide Ops & Sply Chain | March 01, 2013 | March 18, 2013 |
| GoHealth, Inc.GOCO · Entity 22896 | Director | May 23, 2023 | May 24, 2023 |
| R1 RCM Holdco Inc.NONE · Entity 125898 | Director · See remarks | June 21, 2022 | June 23, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date March 01, 2013 · Filed March 18, 2013 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 718,882 |
Reported balance
After 2013-03-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2013-03-01 · Tax withholding · Disposed 18,218 · Balance 718,882 F1: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 18,218 shares (not 18,682 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed March 5, 2013. F2: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 18,218 shares (not 18,682 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed March 5, 2013.
F2: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date).
GoHealth, Inc.
Report date May 23, 2023 · Filed May 24, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 39,866 |
Reported balance
After 2023-05-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-05-23 · Grant · Acquired 13,137 · Balance 39,866 F1: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on August 23, 2023. F2: Reflects the amount of shares beneficially held following a 1-for-15 reverse stock split effected by the Issuer on November 17, 2022, which was exempt from reporting pursuant to Rule 16a-19. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on August 23, 2023.
F2: Reflects the amount of shares beneficially held following a 1-for-15 reverse stock split effected by the Issuer on November 17, 2022, which was exempt from reporting pursuant to Rule 16a-19.
R1 RCM Holdco Inc.
Report date June 21, 2022 · Filed June 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-06-21 transaction · row 1
1 source rowRow 1 · 2022-06-21 · Disposition to issuer · Disposed 2,792,221 · Balance 0 F1: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization"). F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.42 · Expires 2026-10-03 | Direct | 0 |
Reported balance
After 2022-06-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-06-21 · Disposition to issuer · Disposed 1,264,849 · Balance 0 F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.85 · Expires 2027-06-12 | Direct | 0 |
Reported balance
After 2022-06-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-21 · Disposition to issuer · Disposed 279,387 · Balance 0 F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization. F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 21, 2022, pursuant to the Transaction Agreement and Plan of Merger, dated as of January 9, 2022, by and among R1 RCM Holdco Inc. (f/k/a R1 RCM Inc.) (the "Company"), R1 RCM Inc. (f/k/a Project Roadrunner Parent Inc.) ("New R1"), Project Roadrunner Merger Sub Inc. ("R1 Merger Sub"), CoyCo 1, L.P., CoyCo 2, L.P. and certain other parties, R1 Merger Sub was merged with and into the Company, with the Company surviving as a direct, wholly owned subsidiary of New R1 (the "Reorganization").
F2: Upon consummation of the Reorganization, each share of the Company's common stock issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding share of common stock of New R1 and the Company's stockholders became stockholders of New R1. In addition, each restricted stock unit ("RSU") and option to purchase shares of common stock of the Company issued and outstanding immediately prior to the Reorganization was automatically exchanged into an equivalent corresponding RSU or option to purchase shares of common stock of New R1, subject to the same terms and conditions (including applicable vesting terms) as were applicable to RSUs or options to purchase shares immediately prior to the consummation of the Reorganization.
F3: Option was granted under a stock incentive plan, in a transaction exempt under Rule 16(b)-3. The option is fully vested.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
R1 RCM Inc. /DE
Report date November 19, 2024 · Filed November 19, 2024
Section 16 reporting ended · disclosed 2024-11-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-11-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-19 · Grant · Acquired 98,238 · Balance 3,485,379 F3: Represents 98,238 shares of Common Stock of the Issuer underlying performance-based restricted stock units ("PBRSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted in accordance with their terms into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such PBRSUs as of immediately prior to the Effective Time (determined in accordance with the terms of the respective PBRSU award) and (b) the Merger Consideration. Row 2 · 2024-11-19 · Disposition to issuer · Disposed 3,485,379 · Balance 0 F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 3,371,490 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration"). F2: Represents 15,651 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration. F3: Represents 98,238 shares of Common Stock of the Issuer underlying performance-based restricted stock units ("PBRSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted in accordance with their terms into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such PBRSUs as of immediately prior to the Effective Time (determined in accordance with the terms of the respective PBRSU award) and (b) the Merger Consideration. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-11-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-19 · Disposition to issuer · Disposed 944,236 · Balance 0 F4: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to and in connection with the transactions contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated July 31, 2024, by and among the Issuer, Raven Acquisition Holdings, LLC ("Parent") and Project Raven Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), at the time of the Merger (the "Effective Time") the reported securities were disposed of, with 3,371,490 shares of the Issuer's common stock, par value $0.01 per share (the "Common Stock"), cancelled and converted into the right to receive $14.30 per share in cash without interest (the "Merger Consideration").
F2: Represents 15,651 shares of Common Stock of the Issuer underlying restricted stock units ("RSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such RSUs as of immediately prior to the Effective Time and (b) the Merger Consideration.
F3: Represents 98,238 shares of Common Stock of the Issuer underlying performance-based restricted stock units ("PBRSUs") of the Issuer which, pursuant to the Merger Agreement, were, at the Effective Time, automatically cancelled and converted in accordance with their terms into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such PBRSUs as of immediately prior to the Effective Time (determined in accordance with the terms of the respective PBRSU award) and (b) the Merger Consideration.
F4: Each outstanding option to purchase Common Stock ("Options") held by the Reporting Person that was outstanding and unexercised immediately prior to or upon the Effective Time, whether vested or unvested, was, at the Effective Time, automatically cancelled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the number of shares of Common Stock subject to such Option and (b) the amount by which the Merger Consideration exceeds the applicable per share exercise price of such Option, with any Options that have a per share exercise price equal to or exceeding the Merger Consideration being cancelled for no consideration as of the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 14, 2021 Filed Sep 16, 2021 21:22 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 9,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001808220-21-000049 · wf-form4_163182732894983.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,290 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on December 14, 2021. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:58 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | SaleCommon Stock | 500,000 | $21.83 | $10,912,500.00 |
DisclosureSEC source: 0001628280-21-011537 · wf-form4_162266750829960.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,481,799 F1 · kind: On June 1, 2021, the Reporting Person sold 500,000 shares of common stock, par value $0.01, of the Issuer in an underwritten public offering pursuant to the Issuer's Registration Statement on Form S-3ASR (File No. 333-256465). Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:15 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 11,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-021101 · doc4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,810 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on August 26, 2021. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 16:37 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantRestricted Stock Units · Derivative | 51,235 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-006479 · wf-form4_161739577436246.xml · derivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,235 Underlying: Common Stock · 51,235 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs will vest in one installment on October 1, 2021. F2 · derivative.expiration_date: The RSUs will vest in one installment on October 1, 2021. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 18:23 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 2,581,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017743 · wf-form4_160876582170195.xml · derivative · entry 5 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,581,614 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a contingent right to receive the Issuer's common stock. F4 · derivative.exercise_date: On December 20, 2017, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4/A filed on January 18, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 737,604 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. F4 · derivative.expiration_date: On December 20, 2017, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4/A filed on January 18, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 737,604 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. F4 · derivative.underlying_shares: On December 20, 2017, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4/A filed on January 18, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 737,604 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 18:23 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 860,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017743 · wf-form4_160876582170195.xml · derivative · entry 4 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 860,538 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents a contingent right to receive the Issuer's common stock. F3 · derivative.exercise_date: On February 16, 2018, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4 filed on February 16, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 245,868 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. F3 · derivative.expiration_date: On February 16, 2018, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4 filed on February 16, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 245,868 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. F3 · derivative.underlying_shares: On February 16, 2018, the reporting person was granted PBRSUs that were previously reported on Table II of Form 4 filed on February 16, 2018. Pursuant to the award agreement, the PBRSUs were subject to both a time-based vesting condition and a performance-based vesting condition based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at December 22, 2020. At target, the PBRSUs covered 245,868 shares. Because the average price per share at the end of the performance period exceeded the maximum target of $9.00 per share, the reporting person earned the maximum number of shares, or 350% of the target award. The time-based vesting condition was fully satisfied on December 22, 2020. Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 18:23 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 1,524,875 | $23.43 | $35,727,821.25 |
DisclosureSEC source: 0001628280-20-017743 · wf-form4_160876582170195.xml · nonDerivative · entry 3 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,981,799 Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 18:23 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 2,581,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017743 · wf-form4_160876582170195.xml · nonDerivative · entry 2 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506,674 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock received upon settlement of performance-based restricted stock units ("PBRSUs"). Read SEC document |
| December 22, 2020 Filed Dec 23, 2020 18:23 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Exercise / conversionCommon Stock | 860,538 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-017743 · wf-form4_160876582170195.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,925,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents shares of common stock received upon settlement of performance-based restricted stock units ("PBRSUs"). Read SEC document |
| July 15, 2020 Filed Jul 17, 2020 20:31 UTC | GoHealth, Inc. GOCO · Entity 22896 | GrantClass A Common Stock | 11,905 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-019533 · doc4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,905 F1 · shares: Represents a grant of restricted stock units which vest in four equal quarterly installments, with the first such quarterly installment vesting on October 15, 2020. Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 17:12 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | PurchaseCommon Stock | 5,000 | $9.12 | $45,600.00 |
DisclosureSEC source: 0001628280-20-003662 · wf-form4_158439314816855.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,064,522 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.99 to $9.28 per share. The reporting person undertakes to provide to R1 RCM Inc., any security holder of R1 RCM Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| February 16, 2019 Filed Feb 19, 2019 18:00 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 125,474 | $9.60 | $1,204,550.40 |
DisclosureSEC source: 0001628280-19-001565 · wf-form4_155061719671249.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,059,522 Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 18:55 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantPerformance-Based Restricted Stock Units · Derivative | 245,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001472595-18-000012 · wf-form4_151882530635261.xml · derivative · entry 2 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,868 Underlying: Common Stock · 245,868 shares Expires not disclosed F1 · security: The Performance-Based Restricted Stock Unit ("PBRSU") award is intended to be settled in cash until such time as the share reserve available under the Issuer's Second Amended and Restated 2010 Stock Incentive Plan has been deemed sufficient by the Compensation Committee of the Issuer's Board of Directors to allow for the settlement of the PBRSUs in shares. F2 · derivative.exercise_price: Represents a contingent right to receive the Issuer's common stock subject to the determination discussed in footnote 1. F3 · derivative.exercise_date: Pursuant to the award agreement, the PBRSUs will be subject to both a time-based vesting condition and a performance-based vesting condition. The time-based vesting condition may be satisfied on the earlier of December 31, 2020 and a qualifying change of control (the "Performance Period"), subject to the Reporting Person not having ceased to perform services with the Issuer. The performance-based vesting condition may be satisfied based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at the end of the Performance Period. F4 · derivative.expiration_date: Vested shares will be delivered within two and one-half months following the end of the calendar year in which or with respect to which both the time-based and performance-based vesting conditions were satisfied subject to the determination discussed in footnote 1. F5 · derivative.underlying_shares: Amount represents 100% of the target award. The number of shares earned will be based upon the achievement of a performance-based vesting condition and will range from 0% to 350% of the target award. Read SEC document |
| February 16, 2018 Filed Feb 16, 2018 18:55 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 113,061 | $5.28 | $596,962.08 |
DisclosureSEC source: 0001472595-18-000012 · wf-form4_151882530635261.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,184,996 Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 18:38 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantPerformance-Based Restricted Stock Units · Derivative | 2,581,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001472595-17-000121 · wf-form4_151389951128886.xml · derivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581,614 Underlying: Common Stock · 2,581,614 shares Expires not disclosed F1 · security: The Performance-Based Restricted Stock Unit ("PBRSU") award is intended to be settled in cash until such time as the share reserve available under the Issuer's Second Amended and Restated 2010 Stock Incentive Plan has been deemed sufficient by the Compensation Committee of the Issuer's Board of Directors to allow for the settlement of the PBRSUs in shares. F2 · derivative.exercise_price: Represents a contingent right to receive the Issuer's common stock subject to the determination discussed in footnote 1. F3 · derivative.exercise_date: Pursuant to the award agreement, the PBRSUs will be subject to both a time-based vesting condition and a performance-based vesting condition. The time-based vesting condition may be satisfied on the earlier of December 31, 2020 and a qualifying change of control (the "Performance Period"), subject to the Reporting Person not having ceased to perform services with the Issuer. The performance-based vesting condition may be satisfied based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at the end of the Performance Period. F4 · derivative.expiration_date: Vested shares will be delivered within two and one-half months following the end of the calendar year in which or with respect to which both the time-based and performance-based vesting conditions were satisfied subject to the determination discussed in footnote 1. F5 · derivative.underlying_shares: Amount represents 100% of the target award. The number of shares earned will be based upon the achievement of a performance-based vesting condition and will range from 0% to 350% of the target award. Read SEC document |
| December 20, 2017 Filed Jan 18, 2018 08:21 UTC Amendment | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantPerformance-Based Restricted Stock Units · Derivative | 737,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001472595-18-000007 · wf-form4a_151628165645925.xml · derivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,604 Underlying: Common Stock · 737,604 shares Expires not disclosed F1 · security: The Performance-Based Restricted Stock Unit ("PBRSU") award is intended to be settled in cash until such time as the share reserve available under the Issuer's Second Amended and Restated 2010 Stock Incentive Plan has been deemed sufficient by the Compensation Committee of the Issuer's Board of Directors to allow for the settlement of the PBRSUs in shares. F2 · derivative.exercise_price: Represents a contingent right to receive the Issuer's common stock subject to the determination discussed in footnote 1. F3 · shares: The Reporting Person's original Form 4 inadvertently reported the maximum number of PBRSUs available to be achieved by the Reporting Person rather than the target number of PBRSUs actually awarded to the Reporting Person. F4 · derivative.exercise_date: Pursuant to the award agreement, the PBRSUs will be subject to both a time-based vesting condition and a performance-based vesting condition. The time-based vesting condition may be satisfied on the earlier of December 31, 2020 and a qualifying change of control (the "Performance Period"), subject to the Reporting Person not having ceased to perform services with the Issuer. The performance-based vesting condition may be satisfied based upon an average per share price of the Issuer's common stock as defined in the award agreement, measured at the end of the Performance Period. F5 · derivative.expiration_date: Vested shares will be delivered within two and one-half months following the end of the calendar year in which or with respect to which both the time-based and performance-based vesting conditions were satisfied subject to the determination discussed in footnote 1. F6 · derivative.underlying_shares: Amount represents 100% of the target award. The number of shares earned will be based upon the achievement of a performance-based vesting condition and will range from 0% to 350% of the target award. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 17:14 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | GrantStock Option (right to buy) · Derivative | 279,387 | $0.00 Strike: $3.85 | $0.00 |
DisclosureSEC source: 0001472595-17-000077 · wf-form4_149738844190659.xml · derivative · entry 2 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,387 Underlying: Common Stock · 279,387 shares Expires 2027-06-12 F3 · security: Represents stock options granted pursuant to the Stock Option Exchange Program. F4 · derivative.exercise_price: The exercise price per share equals the closing price per share of R1 RCM's common stock on June 12, 2017. F5 · derivative.exercise_date: The options granted in the Stock Option Exchange Program are subject to a two-year vesting period (50% increments on each anniversary of the grant date for two years). Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 17:14 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Disposition to issuerStock Option (right to buy) · Derivative | 800,000 | Not disclosed Strike: $11.47 | Not disclosed |
DisclosureSEC source: 0001472595-17-000077 · wf-form4_149738844190659.xml · derivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 800,000 shares Expires 2023-06-03 F2 · price: Represents stock options cancelled pursuant to R1 RCM's stock option exchange program as more fully described in the Schedule TO-I, filed with the Securities and Exchange Commission on May 12, 2017 (the "Stock Option Exchange Program"). F1 · derivative.exercise_date: The cancelled options were fully vested and immediately exercisable. Read SEC document |
| June 03, 2017 Filed Jun 6, 2017 16:26 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 3,795 | $3.75 | $14,231.25 |
DisclosureSEC source: 0001472595-17-000059 · wf-form4_149678077722566.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,298,057 Read SEC document |
| May 03, 2017 Filed May 4, 2017 17:02 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $3.88 | $14,778.92 |
DisclosureSEC source: 0001472595-17-000041 · wf-form4_149393171846449.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,301,852 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:35 UTC | R1 RCM Holdco Inc. RCM · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $3.08 | $11,731.72 |
DisclosureSEC source: 0001472595-17-000037 · wf-form4_149142811324542.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,305,661 Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 16:03 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 2,592 | $2.43 | $6,298.56 |
DisclosureSEC source: 0001472595-17-000024 · wf-form4_148892057174394.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,309,470 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 16:47 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 98,448 | $2.35 | $231,352.80 |
DisclosureSEC source: 0001472595-17-000016 · wf-form4_148771365570848.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,062 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 16:18 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,034 | $2.30 | $6,978.20 |
DisclosureSEC source: 0001472595-17-000015 · wf-form4_148650229959210.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,410,510 Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 16:26 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,034 | $2.29 | $6,947.86 |
DisclosureSEC source: 0001472595-17-000003 · wf-form4_148356518287740.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,413,544 Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 16:51 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | GrantStock Option (right to buy) · Derivative | 817,390 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001472595-16-000282 · wf-form4_148157949603435.xml · derivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,390 Underlying: Common Stock · 817,390 shares Expires 2026-10-03 F1 · derivative.exercise_date: The stock options granted will vest and become exercisable in equal annual installments on April 1 of 2018, 2019, 2020 and 2021 based on continued service to the Issuer. Read SEC document |
| December 03, 2016 Filed Dec 6, 2016 16:34 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $2.26 | $8,608.34 |
DisclosureSEC source: 0001472595-16-000280 · wf-form4_148106005050310.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,416,578 Read SEC document |
| November 03, 2016 Filed Nov 7, 2016 16:01 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $2.39 | $9,103.51 |
DisclosureSEC source: 0001472595-16-000277 · wf-form4_147855249518143.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,420,387 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:11 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | GrantStock Option (right to buy) · Derivative | 817,390 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001472595-16-000255 · wf-form4_147570904873984.xml · derivative · entry 2 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,390 Underlying: Common Stock · 817,390 shares Expires 2026-10-03 F1 · derivative.exercise_date: The stock options granted will vest and become exercisable in equal annual installments on April 1 of 2017, 2018, 2019 and 2020 based on continued service to the Issuer. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 19:11 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $2.42 | $9,217.78 |
DisclosureSEC source: 0001472595-16-000255 · wf-form4_147570904873984.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,424,196 Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 16:04 UTC | R1 RCM Holdco Inc. ACHI · Entity 125898 | Tax withholdingCommon Stock | 3,809 | $1.93 | $7,351.37 |
DisclosureSEC source: 0001472595-16-000235 · wf-form4_147327866189121.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · Director · President, CEO and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,428,005 Read SEC document |
| March 01, 2013 Filed Mar 6, 2013 01:10 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 18,682 | $13.59 | $253,888.38 |
DisclosureSEC source: 0001127602-13-009482 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,418 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| March 01, 2013 Filed Mar 18, 2013 23:37 UTC Amendment | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 18,218 | $13.59 | $247,582.62 |
DisclosureSEC source: 0001127602-13-011189 · form4a.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718,882 F1 · shares: Represents number of shares that was automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased in this amended Form 4 to reflect the fact that 18,218 shares (not 18,682 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed March 5, 2013. F2 · balance_after: Number of shares includes 581,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 43,750 shares are scheduled to vest in March 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2012 Filed Dec 22, 2012 02:18 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,725 | $11.34 | $178,321.50 |
DisclosureSEC source: 0001127602-12-034911 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,100 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 625,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 87,500 shares are scheduled to vest in installments during each December of 2013 and 2014; and (c) provided specified performance goals are achieved, 450,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033218 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 752,825 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 418,750 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:02 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,725 | $12.24 | $192,474.00 |
DisclosureSEC source: 0001127602-12-009669 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,825 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 418,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date). Read SEC document |
| December 19, 2011 Filed Dec 22, 2011 02:24 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,947 | $10.13 | $161,543.11 |
DisclosureSEC source: 0001127602-11-033054 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,328 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 262,500 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date). Read SEC document |
| December 19, 2011 Filed Feb 3, 2012 02:19 UTC Amendment | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,725 | $10.13 | $159,294.25 |
DisclosureSEC source: 0001127602-12-003819 · form4a.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,550 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Number of shares has been decreased to reflect the fact that 15,725 shares (not 15,947 shares) should have been reported as withheld on Mr. Flanagan's Form 4 filed December 21, 2011. F2 · balance_after: Number of shares has been increased from the number of shares reported in Mr. Flanagan's Form 4 filed December 21, 2011 to reflect the corrected number of shares withheld upon vesting of performance shares (restricted stock units). Number of shares includes 462,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date). Read SEC document |
| December 05, 2011 Filed Dec 8, 2011 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-031475 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,275 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2012 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 306,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014, and (b) 175,000 shares are scheduled to vest in installments during each December of 2011 through 2014 (subject to continued employment through each vest date). Read SEC document |
| March 01, 2011 Filed Mar 4, 2011 01:52 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,725 | $16.20 | $254,745.00 |
DisclosureSEC source: 0001181431-11-015437 · rrd304054.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,275 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 306,250 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 131,250 shares are scheduled to vest in installments during each March of 2012 through 2014, and (b) provided specified performance goals are achieved, 175,000 shares will be scheduled to vest in installments during each December of 2011 through 2014 (subject to continued employment through each vest date). Read SEC document |
| December 06, 2010 Filed Dec 9, 2010 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-060379 · rrd293560.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the satisfaction of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning 12/19/2011 (subject to continued employment through each vest date). F2 · balance_after: Number of shares also includes 175,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (subject to continued employment through each vest date). Read SEC document |
| February 16, 2010 Filed Feb 19, 2010 02:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-010412 · rrd266723.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 F1 · shares: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (all vesting is subject to continued employment through each vest date). F1 · balance_after: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning 3/1/2011 (all vesting is subject to continued employment through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.