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person · Reporting owner

LEONARD JOHN M

Disclosed activity across 5 companies

Tapewire entity
12745
SEC CIK
0001563584

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AbbVie Inc.ABBV · Entity 2800SVP, Chief Scientific OfficerMarch 15, 2013March 19, 2013
CHIMERIX INCCMRX · Entity 80651DirectorJune 28, 2017June 29, 2017
IQVIA HOLDINGS INC.IQV · Entity 3058DirectorApril 23, 2026April 27, 2026
Intellia Therapeutics, Inc.NTLA · Entity 4585Director · President and CEOAugust 20, 2026August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AbbVie Inc.

Report date March 15, 2013 · Filed March 19, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.01 par valueSEC Table I · non-derivativeDirect107,320 Ending reported balance After 2013-03-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2013-03-15 · Exercise / conversion · Acquired 46,700 · Balance 154,020

Row 2 · 2013-03-15 · Sale · Disposed 46,700 · Balance 107,320

Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.86 · Expires 2018-02-14Direct46,700 Reported balance After 2013-03-15 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2013-03-15 · Exercise / conversion · Disposed 46,700 · Balance 46,700

Common stock, $0.01 par valueSEC Table I · non-derivativeIndirectProfit sharing trust6,473 Reported balance Holding disclosure · report date 2013-03-15 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 6,473

F1: Balance in the AbbVie Savings Program as of March 15, 2013.

Filing footnotes · ownership attribution and instrument terms

F1: Balance in the AbbVie Savings Program as of March 15, 2013.

CHIMERIX INC

Report date June 28, 2017 · Filed June 29, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-06-27Direct21,000 Reported balance After 2017-06-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-06-28 · Grant · Acquired 21,000 · Balance 21,000

F1: The shares subject to the option vest in a series of 12 equal monthly installments from the date of grant; provided, however, that the option shall become fully vested on the date that is the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Company's 2018 annual stockholder meeting.

Filing footnotes · ownership attribution and instrument terms

F1: The shares subject to the option vest in a series of 12 equal monthly installments from the date of grant; provided, however, that the option shall become fully vested on the date that is the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Company's 2018 annual stockholder meeting.

IQVIA HOLDINGS INC.

Report date April 23, 2026 · Filed April 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,946 Reported balance After 2026-04-23 transaction · row 1
1 source row

Row 1 · 2026-04-23 · Grant · Acquired 1,571 · Balance 16,946

F1: Shares acquired from award of IQVIA Holdings Inc. common stock for Non-Employee Directors that are fully vested upon grant.

Filing footnotes · ownership attribution and instrument terms

F1: Shares acquired from award of IQVIA Holdings Inc. common stock for Non-Employee Directors that are fully vested upon grant.

Intellia Therapeutics, Inc.

Report date August 20, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,147,064 Ending reported balance After 2026-08-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-20 · Sale · Disposed 19,890 · Balance 1,149,849

F1: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.32 to $13.00, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 20, 2026 at each separate price.

Row 2 · 2026-08-21 · Sale · Disposed 2,785 · Balance 1,147,064

F1: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2026.

Common StockSEC Table I · non-derivativeIndirectBy Trust58,415 Reported balance Holding disclosure · report date 2026-08-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 58,415

F3: Shares held by the John M. Leonard 2015 Irrevocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported on this Form 4 occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2026.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.32 to $13.00, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 20, 2026 at each separate price.

F3: Shares held by the John M. Leonard 2015 Irrevocable Trust.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Vitae Pharmaceuticals, Inc

Report date October 25, 2016 · Filed October 25, 2016

Section 16 reporting ended · disclosed 2016-10-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.85 · Expires 2025-07-28Direct0 Reported balance After 2016-10-25 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2016-10-25 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 13, 2016, by and among the Issuer, Allergan Holdco US, Inc. and Augusta Merger Sub, Inc., each outstanding option to purchase shares of the Issuer's common stock, whether or not exercisable or vested, was cancelled and the holder thereof became entitled to receive an amount in cash determined by multiplying (A) the excess, if any, of $21.00 over the exercise price per share of the common stock underlying such stock option by (B) the number of shares of common stock subject to such stock option.

F2: This option, which provided for vesting in equal quarterly installments over three years following July 29, 2015, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (1) above.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.62 · Expires 2026-05-25Direct0 Reported balance After 2016-10-25 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2016-10-25 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 13, 2016, by and among the Issuer, Allergan Holdco US, Inc. and Augusta Merger Sub, Inc., each outstanding option to purchase shares of the Issuer's common stock, whether or not exercisable or vested, was cancelled and the holder thereof became entitled to receive an amount in cash determined by multiplying (A) the excess, if any, of $21.00 over the exercise price per share of the common stock underlying such stock option by (B) the number of shares of common stock subject to such stock option.

F3: This option, which provided for vesting in four equal quarterly installments following May 26, 2016, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (1) above.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 13, 2016, by and among the Issuer, Allergan Holdco US, Inc. and Augusta Merger Sub, Inc., each outstanding option to purchase shares of the Issuer's common stock, whether or not exercisable or vested, was cancelled and the holder thereof became entitled to receive an amount in cash determined by multiplying (A) the excess, if any, of $21.00 over the exercise price per share of the common stock underlying such stock option by (B) the number of shares of common stock subject to such stock option.

F2: This option, which provided for vesting in equal quarterly installments over three years following July 29, 2015, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (1) above.

F3: This option, which provided for vesting in four equal quarterly installments following May 26, 2016, was cancelled and the Reporting Person became entitled to receive an amount in cash per the terms of the Merger Agreement, as described in footnote (1) above.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 3,123 $157.75 $492,653.25
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 8

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 722,844

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.395 to $158.21, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 4,758 $156.96 $746,815.68
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 7

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,967

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.31 to $157.24, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 15,567 $155.70 $2,423,781.90
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 6

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,725

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.31 to $156.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 7,428 $154.98 $1,151,191.44
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 5

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,292

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.31 to $155.305, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 2,334 $153.66 $358,642.44
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753,720

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.22 to $154.13, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 2,055 $152.81 $314,024.55
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 3

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,054

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.21 to $153.165, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 30, 2021 at each separate price.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 27,167 $14.58 $396,094.86
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,109

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 30, 2021 Filed Sep 2, 2021 00:21 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 11,637 $13.40 $155,935.80
Disclosure

SEC source: 0001209191-21-054331 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,942

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 27,139 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001209191-21-053305 · doc4.xml · derivative · entry 6

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,138

Underlying: Common Stock · 27,139 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 134,583 shares as of August 23, 2021.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 100 $153.52 $15,352.00
Disclosure

SEC source: 0001209191-21-053305 · doc4.xml · nonDerivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,305

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 8,165 $153.08 $1,249,898.20
Disclosure

SEC source: 0001209191-21-053305 · doc4.xml · nonDerivative · entry 3

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,405

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.38 to $153.12, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 18,874 $151.54 $2,860,165.96
Disclosure

SEC source: 0001209191-21-053305 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,570

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.38 to $152.18, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 23, 2021 at each separate price.

Read SEC document
August 23, 2021 Filed Aug 25, 2021 20:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 27,139 $13.40 $363,662.60
Disclosure

SEC source: 0001209191-21-053305 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 22:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 22,682 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001209191-21-052835 · doc4.xml · derivative · entry 6

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,277

Underlying: Common Stock · 22,682 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 134,583 shares as of August 19, 2021.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 22:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 5,963 $152.30 $908,164.90
Disclosure

SEC source: 0001209191-21-052835 · doc4.xml · nonDerivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,305

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.055 to $152.80, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 22:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 6,993 $151.56 $1,059,859.08
Disclosure

SEC source: 0001209191-21-052835 · doc4.xml · nonDerivative · entry 3

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,268

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $151.02 to $152.015, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 22:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 9,726 $150.46 $1,463,373.96
Disclosure

SEC source: 0001209191-21-052835 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,261

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $150.00 to $150.96, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on August 19, 2021 at each separate price.

Read SEC document
August 19, 2021 Filed Aug 20, 2021 22:14 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 22,682 $13.40 $303,938.80
Disclosure

SEC source: 0001209191-21-052835 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 21:04 UTC IQVIA HOLDINGS INC. IQV · Entity 3058 GrantCommon Stock 934 $0.00 $0.00
Disclosure

SEC source: 0001478242-21-000036 · wf-form4_161886622846061.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,678

F1 · shares: Shares acquired from award of IQVIA Holdings Inc. common stock for Non-Employee Directors that are fully vested upon grant.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 15,937 $0.00 Strike: $13.88 $0.00
Disclosure

SEC source: 0001209191-21-026891 · doc4.xml · derivative · entry 5

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,937

Underlying: Common Stock · 15,937 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on January 6, 2021.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-21-026891 · doc4.xml · derivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on February 3, 2020.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 15,937 $13.88 $221,205.56
Disclosure

SEC source: 0001209191-21-026891 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719,305

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2021 Filed Apr 16, 2021 00:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 10,000 $6.83 $68,300.00
Disclosure

SEC source: 0001209191-21-026891 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 26,041 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · derivative · entry 7

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,959

Underlying: Common Stock · 26,041 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested as to 106,250 shares as of April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $14.58 $0.00
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · derivative · entry 6

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,000

Underlying: Common Stock · 45,000 shares

Expires 2028-12-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 135,000 shares as of April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 13,895 $83.00 $1,153,285.00
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · nonDerivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,368

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 26,041 $13.40 $348,949.40
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · nonDerivative · entry 3

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,263

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 24,314 $84.00 $2,042,376.00
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681,222

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
April 01, 2021 Filed Apr 3, 2021 00:46 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 45,000 $14.58 $656,100.00
Disclosure

SEC source: 0001209191-21-024889 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantRestricted Stock Unit · Derivative 31,394 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-018323 · doc4.xml · derivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,394

Underlying: Common Stock · 31,394 shares

Expires not disclosed

F2 · derivative.exercise_price: On March 3, 2021, the reporting person was granted 31,394 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · date: On March 3, 2021, the reporting person was granted 31,394 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 31,394 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 31,394 Restricted Stock Units ("RSUs") pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan. Each RSU represents a contingent right to receive one share of the Company's common stock upon vesting, with 25% of the RSU vesting on January 1, 2022 and the remaining awards vesting as to 25% in substantially equal annual installments.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 22:50 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 GrantStock Option (right to buy) · Derivative 188,363 $0.00 Strike: $57.71 $0.00
Disclosure

SEC source: 0001209191-21-018323 · doc4.xml · derivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,363

Underlying: Common Stock · 188,363 shares

Expires 2031-03-02

F1 · derivative.exercise_date: This option was granted on March 3, 2021 with respect to 188,363 shares of Common Stock, with 25% vesting on January 1, 2022 and the remaining 75% vesting in 36 substantially equal monthly installments thereafter.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 56,718 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · derivative · entry 9

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,516

Underlying: Common Stock · 56,718 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 9, 2021.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 28,043 $75.00 $2,103,225.00
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 6

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 660,536

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 56,718 $6.83 $387,383.94
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 5

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 688,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 40,000 $0.00 Strike: $13.40 $0.00
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · derivative · entry 8

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,453

Underlying: Common Stock · 40,000 shares

Expires 2030-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 92,082 shares as of February 5, 2021.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 881 $68.78 $60,595.18
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 4

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,861

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.53 to $69.03, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 5, 2021 at each separate price.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 14,018 $67.86 $951,261.48
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 3

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,742

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.52 to $68.345, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 5, 2021 at each separate price.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 8,043 $67.18 $540,328.74
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 2

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 646,760

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.52 to $67.495, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 5, 2021 at each separate price.

Read SEC document
February 05, 2021 Filed Feb 10, 2021 01:36 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 40,000 $13.40 $536,000.00
Disclosure

SEC source: 0001209191-21-009083 · doc4.xml · nonDerivative · entry 1

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 654,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 67,060 $0.00 Strike: $13.88 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 27

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,940

Underlying: Common Stock · 67,060 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F19 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 95,000 shares as of February 1, 2021.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $22.78 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 26

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 50,000 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 165,000 shares as of February 1, 2021.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 36,858 $73.00 $2,690,634.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · nonDerivative · entry 20

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,803

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 67,060 $13.88 $930,792.80
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · nonDerivative · entry 19

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 651,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 30,998 $72.00 $2,231,856.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · nonDerivative · entry 18

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,601

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

Read SEC document
February 03, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionCommon Stock 50,000 $22.78 $1,139,000.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · nonDerivative · entry 17

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 60,000 $0.00 Strike: $22.78 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 25

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 60,000 shares

Expires 2028-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 165,000 shares as of February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $18.30 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 24

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

Underlying: Common Stock · 30,000 shares

Expires 2027-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and had vested as to 55,885 shares as of February 1, 2021.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 10,000 $0.00 Strike: $13.88 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 23

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 10,000 shares

Expires 2027-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and vested in full on January 6, 2021.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 Exercise / conversionStock Option (right to buy) · Derivative 100,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · derivative · entry 22

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,234

Underlying: Common Stock · 100,000 shares

Expires 2026-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The stock option award was issued pursuant to the Intellia Therapeutics, Inc. Amended and Restated 2015 Stock Option and Incentive Plan and has vested in full on February 3, 2020.

Read SEC document
February 01, 2021 Filed Feb 4, 2021 02:39 UTC Intellia Therapeutics, Inc. NTLA · Entity 4585 SaleCommon Stock 5,475 $65.04 $356,094.00
Disclosure

SEC source: 0001209191-21-007638 · doc4.xml · nonDerivative · entry 16

LEONARD JOHN M · CIK 0001563584 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 565,599

F1 · kind: The sales reported on this Form 4 were effected pursuant to a trading plan adopted pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.76 to $65.40, inclusive. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on February 1, 2021 at each separate price.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.