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Investcorp Credit Management US LLC

Disclosed activity across 1 company

Tapewire entity
127449
SEC CIK
0001790382

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Investcorp Credit Management BDC, Inc.ICMB · Entity 789910% ownerMay 05, 2022May 10, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Investcorp Credit Management BDC, Inc.

Report date May 05, 2022 · Filed May 10, 2022

Jointly reported with Investcorp BDC Holdings Ltd, SIPCO HOLDINGS LTD, Investcorp S.A.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivativeDirect3,582,354 Reported balance Holding disclosure · report date 2022-05-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 3,582,354

F1: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Filing footnotes · ownership attribution and instrument terms

F1: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 27, 2021 Filed Aug 31, 2021 16:19 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 399,210 $6.27 $2,503,046.70
Disclosure

SEC source: 0001140361-21-029866 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,987

F1 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 13, 2020 Filed May 14, 2020 09:12 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-20-011591 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,775

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.45 to $3.55. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 12, 2020 Filed May 12, 2020 18:45 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,530 $3.36 $8,491.19
Disclosure

SEC source: 0001140361-20-011479 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,514

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.27 to $3.46.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 11, 2020 Filed May 12, 2020 18:45 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $3.45 $10,629.08
Disclosure

SEC source: 0001140361-20-011479 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,984

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.37 to $3.47.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 08, 2020 Filed May 12, 2020 18:45 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,770 $3.38 $9,366.76
Disclosure

SEC source: 0001140361-20-011479 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 501,904

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.23 to $3.50. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 07, 2020 Filed May 7, 2020 17:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $3.43 $10,550.54
Disclosure

SEC source: 0001140361-20-010995 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,134

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.78 to $3.67.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,900 $3.83 $11,113.09
Disclosure

SEC source: 0001140361-20-010995 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,054

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.31 to $4.22.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 05, 2020 Filed May 7, 2020 17:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,814 $4.12 $11,589.74
Disclosure

SEC source: 0001140361-20-010995 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,154

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.00 to $4.19. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 04, 2020 Filed May 4, 2020 18:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.11 $12,643.71
Disclosure

SEC source: 0001140361-20-010638 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,340

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.06 to $4.25.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
May 01, 2020 Filed May 4, 2020 18:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.38 $13,475.00
Disclosure

SEC source: 0001140361-20-010638 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,260

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.35 to $4.48.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 30, 2020 Filed May 4, 2020 18:14 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.53 $13,966.88
Disclosure

SEC source: 0001140361-20-010638 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 484,180

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.22 to $4.84. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 18:54 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.72 $14,534.52
Disclosure

SEC source: 0001140361-20-010186 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 481,100

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.65 to $4.88.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 18:54 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,000 $4.81 $14,437.20
Disclosure

SEC source: 0001140361-20-010186 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,020

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.49 to $4.90.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 27, 2020 Filed Apr 29, 2020 18:54 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,500 $4.92 $12,293.00
Disclosure

SEC source: 0001140361-20-010186 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,020

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.83 to $4.95. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 24, 2020 Filed Apr 24, 2020 17:39 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,600 $4.84 $12,571.26
Disclosure

SEC source: 0001140361-20-009740 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,520

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.65 to $5.00.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 23, 2020 Filed Apr 24, 2020 17:39 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.78 $14,731.95
Disclosure

SEC source: 0001140361-20-009740 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469,920

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.54 to $4.92.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 22, 2020 Filed Apr 24, 2020 17:39 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,917 $4.54 $13,228.60
Disclosure

SEC source: 0001140361-20-009740 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 466,840

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.48 to $4.54. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 21, 2020 Filed Apr 21, 2020 17:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,815 $4.38 $7,949.70
Disclosure

SEC source: 0001140361-20-009394 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,923

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.25 to $4.52.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 20, 2020 Filed Apr 21, 2020 17:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,700 $4.73 $12,759.12
Disclosure

SEC source: 0001140361-20-009394 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,108

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.51 to $4.90.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 17, 2020 Filed Apr 21, 2020 17:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.73 $14,554.54
Disclosure

SEC source: 0001140361-20-009394 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,408

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $4.50 to $4.90. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 16, 2020 Filed Apr 16, 2020 18:10 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,061 $4.35 $13,310.45
Disclosure

SEC source: 0001140361-20-009102 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,328

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.84 to $4.50.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 18:10 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,000 $3.70 $11,110.50
Disclosure

SEC source: 0001140361-20-009102 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,267

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.62 to $3.77.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 18:10 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,880 $3.68 $6,923.48
Disclosure

SEC source: 0001140361-20-009102 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,267

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.60 to $3.73. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 13, 2020 Filed Apr 13, 2020 17:28 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,070 $3.38 $6,987.70
Disclosure

SEC source: 0001140361-20-008758 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,387

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.24 to $3.47.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 09, 2020 Filed Apr 13, 2020 17:28 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,300 $3.40 $4,413.50
Disclosure

SEC source: 0001140361-20-008758 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,317

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.32 to $3.46.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 08, 2020 Filed Apr 13, 2020 17:28 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,760 $3.21 $8,864.57
Disclosure

SEC source: 0001140361-20-008758 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,017

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.06 to $3.29. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 07, 2020 Filed Apr 7, 2020 17:44 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,000 $3.18 $9,542.40
Disclosure

SEC source: 0001140361-20-008265 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,257

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.10 to $3.25.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 06, 2020 Filed Apr 7, 2020 17:44 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,168 $2.99 $3,491.39
Disclosure

SEC source: 0001140361-20-008265 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,257

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.94 to $3.03.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 03, 2020 Filed Apr 7, 2020 17:44 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,000 $3.09 $9,272.10
Disclosure

SEC source: 0001140361-20-008265 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,089

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.015 to $3.19. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 02, 2020 Filed Apr 2, 2020 19:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,900 $2.91 $5,535.08
Disclosure

SEC source: 0001140361-20-007860 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,089

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.74 to $3.05.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 19:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,530 $2.45 $6,208.37
Disclosure

SEC source: 0001140361-20-007860 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,189

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.35 to $2.65.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 19:47 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,500 $2.38 $3,564.00
Disclosure

SEC source: 0001140361-20-007860 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,659

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.28 to $2.40. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 30, 2020 Filed Mar 30, 2020 20:27 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,900 $2.39 $6,926.07
Disclosure

SEC source: 0001140361-20-007464 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,159

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.12 to $2.57.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 27, 2020 Filed Mar 30, 2020 20:27 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 800 $2.87 $2,298.48
Disclosure

SEC source: 0001140361-20-007464 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,259

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.80 to $2.895.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 20:27 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,600 $2.93 $7,624.50
Disclosure

SEC source: 0001140361-20-007464 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,459

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.74 to $2.995. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 23, 2020 Filed Mar 25, 2020 17:30 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,800 $2.72 $4,899.96
Disclosure

SEC source: 0001140361-20-006866 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,859

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.65 to $2.75.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 22, 2020 Filed Mar 25, 2020 17:30 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $2.78 $8,564.25
Disclosure

SEC source: 0001140361-20-006866 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,059

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.72 to $2.85.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 21, 2020 Filed Mar 25, 2020 17:30 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,804 $2.27 $4,097.43
Disclosure

SEC source: 0001140361-20-006866 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 417,979

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.06 to $2.48. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 20, 2020 Filed Mar 20, 2020 19:56 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,700 $2.45 $6,606.09
Disclosure

SEC source: 0001140361-20-006479 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416,175

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.38 to $2.50.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 19, 2020 Filed Mar 20, 2020 19:56 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,801 $1.96 $5,484.36
Disclosure

SEC source: 0001140361-20-006479 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,475

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.93 to $1.98.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 18, 2020 Filed Mar 20, 2020 19:56 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,759 $1.98 $5,461.16
Disclosure

SEC source: 0001140361-20-006479 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,674

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $1.65 to $2.59. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 20:12 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,974 $2.55 $7,584.00
Disclosure

SEC source: 0001140361-20-006124 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,915

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.41 to $2.67.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:12 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,800 $2.88 $8,076.60
Disclosure

SEC source: 0001140361-20-006124 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,941

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $2.65 to $3.01.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:12 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,995 $3.61 $10,802.07
Disclosure

SEC source: 0001140361-20-006124 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,141

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.09 to $4.00. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 17:51 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 3,080 $4.02 $12,384.68
Disclosure

SEC source: 0001140361-20-005644 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,146

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $3.25 to $4.755.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 17:51 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,949 $6.41 $12,497.57
Disclosure

SEC source: 0001140361-20-005644 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,066

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $5.93 to $6.56.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 17:51 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 988 $6.60 $6,519.32
Disclosure

SEC source: 0001140361-20-005644 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,117

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.50 to $6.65. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 16:52 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 1,900 $6.66 $12,650.96
Disclosure

SEC source: 0001140361-20-005176 · form4.xml · nonDerivative · entry 3

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,129

F4 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.60 to $6.78.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 16:52 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,048 $6.72 $13,759.28
Disclosure

SEC source: 0001140361-20-005176 · form4.xml · nonDerivative · entry 2

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,229

F3 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $6.63 to $6.86.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 16:52 UTC Investcorp Credit Management BDC, Inc. ICMB · Entity 7899 PurchaseCommon Stock, $0.001 par value per share 2,048 $7.07 $14,482.43
Disclosure

SEC source: 0001140361-20-005176 · form4.xml · nonDerivative · entry 1

Investcorp BDC Holdings Ltd · CIK 0001791302 · 10% owner

Investcorp Credit Management US LLC · CIK 0001790382 · 10% owner

SIPCO HOLDINGS LTD · CIK 0001079218 · 10% owner

Investcorp S.A. · CIK 0000903555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 389,181

F1 · price: The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $7.00 to $7.10. The reporting person undertakes to provide to the Investcorp Credit Management BDC, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in this Form 4.

F2 · ownership.direct: These shares of Common Stock are owned directly by Investcorp BDC Holdings Limited ("IBDC"). The same shares of Common Stock are reported herein as being beneficially owned by Investcorp S.A. ("Investcorp"), SIPCO Holdings Limited ("SIPCO") and Investcorp Credit Management US LLC ("ICM"). Investcorp and ICM each disclaim beneficial ownership of the shares held by IBDC, except to the extent, if any, that they have a pecuniary interest in such shares and such pecuniary interest is ultimately realized. SIPCO may be deemed to control Investcorp through its ownership of a majority of the stock of a company that indirectly owns a majority of Investcorp. SIPCO Limited disclaims beneficial ownership of the shares reported on this Form 3.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.