TapewireFind a company

person · Reporting owner

Dean John C

Disclosed activity across 2 companies

Tapewire entity
127433
SEC CIK
0001491133

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CENTRAL PACIFIC FINANCIAL CORPCPF · Entity 4988DirectorDecember 11, 2019December 13, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CENTRAL PACIFIC FINANCIAL CORP

Report date December 11, 2019 · Filed December 13, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust12,523 Reported balance After 2019-12-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2019-12-11 · Sale · Disposed 4 · Balance 12,523

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust9,795 Reported balance After 2019-12-11 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2019-12-11 · Sale · Disposed 2,728 · Balance 9,795

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust9,758 Reported balance After 2019-12-11 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2019-12-11 · Sale · Disposed 37 · Balance 9,758

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust9,658 Reported balance After 2019-12-11 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2019-12-11 · Sale · Disposed 100 · Balance 9,658

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust7,858 Reported balance After 2019-12-11 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2019-12-11 · Sale · Disposed 1,800 · Balance 7,858

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust6,127 Reported balance After 2019-12-11 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2019-12-11 · Sale · Disposed 1,731 · Balance 6,127

Common StockSEC Table I · non-derivativeIndirectThe John C Dean Rev Trust5,927 Reported balance After 2019-12-11 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2019-12-11 · Sale · Disposed 200 · Balance 5,927

Common StockSEC Table I · non-derivativeIndirectMSSB C/F John C. Dean Roth Converted IRA 112-156064-08614,600 Reported balance Holding disclosure · report date 2019-12-11 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 14,600

Common StockSEC Table I · non-derivativeDirect3,398 Reported balance Holding disclosure · report date 2019-12-11 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 3,398

Common StockSEC Table I · non-derivativeDirect2,003 Reported balance Holding disclosure · report date 2019-12-11 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 2,003

F1: RSUs time-based; granted 2/17/15

Common StockSEC Table I · non-derivativeDirect18,268 Reported balance Holding disclosure · report date 2019-12-11 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 18,268

F2: RSU performance-based grant 2/28/14

Common StockSEC Table I · non-derivativeDirect3,439 Reported balance Holding disclosure · report date 2019-12-11 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 3,439

F3: RSU time-based grant 2/28/14

Filing footnotes · ownership attribution and instrument terms

F1: RSUs time-based; granted 2/17/15

F2: RSU performance-based grant 2/28/14

F3: RSU time-based grant 2/28/14

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Elevate Credit, Inc.

Report date May 06, 2022 · Filed May 10, 2022

Section 16 reporting ended · disclosed 2022-05-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect171,719 Reported balance After 2022-05-06 transaction · row 2
1 source row

Row 2 · 2022-05-06 · Exercise / conversion · Acquired 31,339 · Balance 171,719

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

Restricted Stock Unit (RSU)SEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-06 · Exercise / conversion · Disposed 31,339 · Balance 0

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F3: The RSUs will vest upon the earlier of the one (1) year anniversary of May 15, 2021 or the next annual shareholder meeting, subject to continued service on the board through such date. The annual shareholder meeting was held on May 6, 2022.

Common StockSEC Table I · non-derivativeIndirectThe John and Sue Dean 2008 Revocable Trust50,000 Reported balance Holding disclosure · report date 2022-05-06 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 50,000

F1: Mr. Dean and his spouse, Susan Dean, are the voting trustees of the John and Sue Dean 2008 Revocable Trust.

Filing footnotes · ownership attribution and instrument terms

F1: Mr. Dean and his spouse, Susan Dean, are the voting trustees of the John and Sue Dean 2008 Revocable Trust.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F3: The RSUs will vest upon the earlier of the one (1) year anniversary of May 15, 2021 or the next annual shareholder meeting, subject to continued service on the board through such date. The annual shareholder meeting was held on May 6, 2022.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 400 $29.58 $11,832.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 9

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,227

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $29.57 $5,914.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 8

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,627

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 700 $29.56 $20,692.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 7

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 51,827

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $29.55 $5,910.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 6

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,527

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $29.54 $5,908.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 5

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,727

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 826 $29.53 $24,391.78
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 4

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 52,927

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 400 $29.52 $11,808.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 53,753

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 300 $29.51 $8,853.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 54,153

Read SEC document
February 12, 2019 Filed Feb 13, 2019 18:00 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 1,474 $29.50 $43,483.00
Disclosure

SEC source: 0001127602-19-005568 · form4.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 54,453

Read SEC document
November 28, 2018 Filed Nov 29, 2018 17:52 UTC Elevate Credit, Inc. ELVT · Entity 116120 PurchaseCommon Stock 13,551 $4.57 $61,928.07
Disclosure

SEC source: 0001562180-18-004748 · primarydocument.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,479

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.46 to $4.65, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
November 27, 2018 Filed Nov 29, 2018 17:52 UTC Elevate Credit, Inc. ELVT · Entity 116120 PurchaseCommon Stock 19,449 $4.49 $87,326.01
Disclosure

SEC source: 0001562180-18-004748 · primarydocument.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,928

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.46 to $4.50, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
May 19, 2018 Filed May 22, 2018 20:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 13,369 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002617 · primarydocument.xml · derivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,738

Underlying: Common Stock · 13,369 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F3 · derivative.exercise_date: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

F3 · derivative.expiration_date: The RSUs were granted on May 19, 2017. One-third (1/3) of the applicable RSUs vest on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

Read SEC document
May 19, 2018 Filed May 22, 2018 20:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 Exercise / conversionCommon Stock 13,369 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-18-002617 · primarydocument.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

Read SEC document
May 18, 2018 Filed May 22, 2018 20:02 UTC Elevate Credit, Inc. ELVT · Entity 116120 GrantRestricted Stock Unit (RSU) · Derivative 13,064 $0.00 $0.00
Disclosure

SEC source: 0001562180-18-002617 · primarydocument.xml · derivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,064

Underlying: Common Stock · 13,064 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F2 · derivative.exercise_date: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting, subject to continued service on the board through such date.

F2 · derivative.expiration_date: The RSUs will vest upon the earlier of the one (1) year anniversary of May 18, 2018 or the next annual shareholder meeting, subject to continued service on the board through such date.

Read SEC document
May 14, 2018 Filed May 14, 2018 18:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 10,060 $8.33 $83,799.80
Disclosure

SEC source: 0001562180-18-002462 · primarydocument.xml · nonDerivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 0

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.33 to $8.35, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 11, 2018 Filed May 14, 2018 18:27 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 47,539 $8.49 $403,606.11
Disclosure

SEC source: 0001562180-18-002462 · primarydocument.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 10,060

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.44 to $8.59, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 10, 2018 Filed May 11, 2018 12:36 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 26,154 $8.44 $220,739.76
Disclosure

SEC source: 0001562180-18-002452 · primarydocument.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 57,599

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.44 to $8.46, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 09, 2018 Filed May 10, 2018 12:07 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 27,296 $8.40 $229,286.40
Disclosure

SEC source: 0001562180-18-002433 · primarydocument.xml · nonDerivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 83,753

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.39 to $8.45, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 08, 2018 Filed May 10, 2018 12:07 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 28,593 $8.42 $240,753.06
Disclosure

SEC source: 0001562180-18-002433 · primarydocument.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 111,049

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.47, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 07, 2018 Filed May 8, 2018 17:14 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 52,436 $8.47 $444,132.92
Disclosure

SEC source: 0001562180-18-002387 · primarydocument.xml · nonDerivative · entry 5

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 139,642

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.46 to $8.51, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 04, 2018 Filed May 8, 2018 17:14 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 58,310 $8.48 $494,468.80
Disclosure

SEC source: 0001562180-18-002387 · primarydocument.xml · nonDerivative · entry 4

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 192,078

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.46 to $8.51, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 03, 2018 Filed May 8, 2018 17:14 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 47,057 $8.48 $399,043.36
Disclosure

SEC source: 0001562180-18-002387 · primarydocument.xml · nonDerivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 250,388

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.46 to $8.54, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
May 02, 2018 Filed May 8, 2018 17:14 UTC Elevate Credit, Inc. ELVT · Entity 116120 SaleCommon Stock 58,460 $8.49 $496,325.40
Disclosure

SEC source: 0001562180-18-002387 · primarydocument.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 297,445

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.45 to $8.55, inclusive. The reporting person undertakes to provide to Elevate Credit, Inc., any security holder of Elevate Credit, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:36 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 Tax withholdingCommon Stock 338 $29.44 $9,950.72
Disclosure

SEC source: 0001127602-18-006858 · form4.xml · nonDerivative · entry 2

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,003

F2 · security: RSUs time-based; granted 2/17/15

F1 · shares: Shares used to cover taxes for vested shares

Read SEC document
February 15, 2018 Filed Feb 17, 2018 00:36 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 Tax withholdingCommon Stock 1,784 $29.44 $52,520.96
Disclosure

SEC source: 0001127602-18-006858 · form4.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,398

F1 · shares: Shares used to cover taxes for vested shares

Read SEC document
January 01, 2018 Filed Feb 9, 2018 02:35 UTC Amendment CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 GrantCommon Stock 5,182 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-004722 · form4a.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

F1 · date: Performance period end date of 12/31/17

F2 · shares: This is an amendment of the 2/17/15 filing, to report the actual # of shares (PSUs) that will vest on 2/15/18, based on the final performance results.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 17:35 UTC Elevate Credit, Inc. ELVT · Entity 116120 Exercise / conversionRestricted Stock Unit (RSU) · Derivative 6,110 $0.00 $0.00
Disclosure

SEC source: 0001562180-17-003216 · primarydocument.xml · derivative · entry 3

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,110 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F1 · shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F4 · derivative.exercise_date: The RSUs vested on October 3, 2017.

F4 · derivative.expiration_date: The RSUs vested on October 3, 2017.

F1 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

Read SEC document
October 03, 2017 Filed Oct 5, 2017 17:35 UTC Elevate Credit, Inc. ELVT · Entity 116120 Exercise / conversionCommon Stock 6,110 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-17-003216 · primarydocument.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,110

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F2 · price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

Read SEC document
May 19, 2017 Filed Jun 16, 2017 20:32 UTC Elevate Credit, Inc. ELVT · Entity 116120 GrantRestricted Stock Unit (RSU) · Derivative 40,107 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-040696 · doc4.xml · derivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,107

Underlying: Common Stock · 40,107 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Elevate Credit, Inc. common stock.

F2 · derivative.exercise_date: The RSUs shall vest as to one-third (1/3rd) of the applicable RSUs on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

F2 · derivative.expiration_date: The RSUs shall vest as to one-third (1/3rd) of the applicable RSUs on each anniversary of May 19, 2017 such that the RSUs shall be fully vested on May 19, 2020.

Read SEC document
April 11, 2017 Filed Apr 17, 2017 20:56 UTC Amendment Elevate Credit, Inc. ELVT · Entity 116120 PurchaseCommon Stock 50,000 $6.50 $325,000.00
Disclosure

SEC source: 0001209191-17-027177 · doc4a.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F1 · ownership.direct: This transaction was inadvertently omitted from the reporting person's original Form 4 filed on April 12, 2017.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 21:34 UTC Elevate Credit, Inc. ELVT · Entity 116120 ConversionSeries A Preferred Stock · Derivative 32,352 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-026767 · doc4.xml · derivative · entry 2

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 0

Underlying: Common Stock · 80,880 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F1 · derivative.exercise_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F1 · derivative.expiration_date: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F2 · derivative.underlying_shares: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F3 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
April 10, 2017 Filed Apr 12, 2017 21:34 UTC Elevate Credit, Inc. ELVT · Entity 116120 ConversionCommon Stock 80,880 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-026767 · doc4.xml · nonDerivative · entry 1

Dean John C · CIK 0001491133 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Startup Capital Ventures, L.P.

Disclosed balance after: 355,905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A preferred stock converted into issuer common stock on a 1-for-1 basis and has no expiration date.

F2 · balance_after: Reflects a 2.5-for-1 forward stock split which became effective on April 10, 2017.

F3 · ownership.nature: The Reporting Person is the managing partner of Startup Capital Ventures, L.P.

Read SEC document
March 15, 2017 Filed Mar 15, 2017 22:11 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $30.97 $3,097.00
Disclosure

SEC source: 0001127602-17-011818 · form4.xml · nonDerivative · entry 23

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 55,927

Read SEC document
March 15, 2017 Filed Mar 15, 2017 22:11 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $31.01 $3,101.00
Disclosure

SEC source: 0001127602-17-011818 · form4.xml · nonDerivative · entry 22

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 56,027

Read SEC document
March 15, 2017 Filed Mar 15, 2017 22:11 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $31.00 $3,100.00
Disclosure

SEC source: 0001127602-17-011818 · form4.xml · nonDerivative · entry 21

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 56,127

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $30.67 $6,134.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 25

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 64,687

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 98 $30.66 $3,004.68
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 24

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 64,887

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $30.65 $6,130.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 23

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 64,985

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 200 $30.64 $6,128.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 22

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 65,185

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $30.61 $3,061.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 21

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 65,385

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $30.60 $3,060.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 20

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 65,485

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 350 $30.56 $10,696.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 19

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 65,585

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 600 $30.54 $18,324.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 18

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 65,935

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 400 $30.53 $12,212.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 17

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 66,535

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 100 $30.52 $3,052.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 16

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 66,935

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 604 $30.51 $18,428.04
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 15

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 67,035

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 600 $30.50 $18,300.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 14

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 67,639

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 540 $30.49 $16,464.60
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 13

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 68,239

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 600 $30.48 $18,288.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 12

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 68,779

Read SEC document
March 14, 2017 Filed Mar 15, 2017 22:05 UTC CENTRAL PACIFIC FINANCIAL CORP CPF · Entity 4988 SaleCommon Stock 800 $30.47 $24,376.00
Disclosure

SEC source: 0001127602-17-011816 · form4.xml · nonDerivative · entry 11

Dean John C · CIK 0001491133 · Director · Executive Chair

10b5-1 filing: Not disclosed

Ownership: Indirect · The John C Dean Rev Trust

Disclosed balance after: 69,379

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.