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Marohn Douglas W

Disclosed activity across 1 company

Tapewire entity
127406
SEC CIK
0001496701

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
OLD MARKET CAPITAL Corpnick · Entity 9599Director · CEO and PresidentMay 09, 2022May 11, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OLD MARKET CAPITAL Corp

Report date May 09, 2022 · Filed May 11, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
commonSEC Table I · non-derivativeDirect62,344 Reported balance After 2022-05-09 transaction · row 1
1 source row

Row 1 · 2022-05-09 · Disposition to issuer · Disposed 27,763 · Balance 62,344

F1: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

commonSEC Table I · non-derivativeIndirectSpouse39 Reported balance Holding disclosure · report date 2022-05-09 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 39

Filing footnotes · ownership attribution and instrument terms

F1: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 09, 2022 Filed May 11, 2022 21:08 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Disposition to issuercommon 27,763 $0.00 $0.00
Disclosure

SEC source: 0001000045-22-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,344

F1 · kind: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

F1 · price: Shares were forfeited as a result of Mr. Marohn's resignation from the Company, with an effective date of May 09, 2022.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 16:13 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Grantcommon 515 $0.00 $0.00
Disclosure

SEC source: 0001000045-22-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,107

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 2/02/2022 was $10.77.

Read SEC document
February 02, 2022 Filed Feb 3, 2022 16:13 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Purchasecommon 515 $11.16 $5,747.40
Disclosure

SEC source: 0001000045-22-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,592

F1 · price: Represents the average purchase price.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:33 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Grantcommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001000045-21-000008 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,077

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock on NASDAQ on 11/10/2021 was $12.06.

Read SEC document
November 10, 2021 Filed Nov 10, 2021 22:33 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Purchasecommon 2,000 $12.00 $24,000.00
Disclosure

SEC source: 0001000045-21-000008 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,077

F2 · price: Represents the average purchase price.

Read SEC document
September 09, 2021 Filed Sep 10, 2021 22:16 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Tax withholdingcommon 2,310 $10.92 $25,225.20
Disclosure

SEC source: 0001000045-21-000004 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,077

F1 · kind: Represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant.

F1 · shares: Represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant.

F2 · price: represents the market price as of 09/09/2021.

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:24 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Grantcommon 2,300 $0.00 $0.00
Disclosure

SEC source: 0001000045-21-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,387

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 08/03/2021 was $11.35

Read SEC document
August 03, 2021 Filed Aug 3, 2021 21:24 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Purchasecommon 2,300 $10.99 $25,277.00
Disclosure

SEC source: 0001000045-21-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,087

F1 · price: Represents the average purchase price.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 16:28 UTC OLD MARKET CAPITAL Corp nick · Entity 9599 Tax withholdingcommon 767 $11.28 $8,651.76
Disclosure

SEC source: 0001000045-21-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,787

F2 · kind: represents payment of tax liability by delivering or withholding securities pursuant to vesting of restricted stock grant on 06/29/2021.

F1 · price: represents closing price on the vesting date of the grant 06/29/2021.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 15:47 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 2,218 $0.00 $0.00
Disclosure

SEC source: 0001000045-21-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,554

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 06/09/2021 was $11.37.

Read SEC document
June 09, 2021 Filed Jun 10, 2021 15:47 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 2,218 $11.37 $25,218.66
Disclosure

SEC source: 0001000045-21-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,336

F1 · price: Represents the average purchase price.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 16:46 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 520 $0.00 $0.00
Disclosure

SEC source: 0001496701-21-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,118

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 02/05/2021 was $10.80.

Read SEC document
February 05, 2021 Filed Feb 8, 2021 16:46 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 520 $10.80 $5,616.00
Disclosure

SEC source: 0001496701-21-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,598

F1 · price: Represents the average purchase price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,078

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/30/2020 was $7.60.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 424 $7.79 $3,302.96
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,578

F1 · price: Represents the average purchase price.

Read SEC document
November 30, 2020 Filed Dec 1, 2020 18:39 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 76 $7.77 $590.52
Disclosure

SEC source: 0001496701-20-000004 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,154

F1 · price: Represents the average purchase price.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:16 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 700 $0.00 $0.00
Disclosure

SEC source: 0001794162-20-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,078

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/10/2020 was $7.87.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 16:16 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 700 $7.99 $5,593.00
Disclosure

SEC source: 0001794162-20-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,378

F1 · price: Represents the average purchase price.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 17:11 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 2,000 $0.00 $0.00
Disclosure

SEC source: 0001654216-20-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,678

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock on NASDAQ on 11/05/2020 was $7.91.

Read SEC document
November 05, 2020 Filed Nov 6, 2020 17:11 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 2,000 $8.25 $16,500.00
Disclosure

SEC source: 0001654216-20-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,678

F1 · price: Represents the average purchase price.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 17:53 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 400 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,678

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/3/2020 was $8.47.

Read SEC document
August 03, 2020 Filed Aug 4, 2020 17:53 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 400 $8.36 $3,344.00
Disclosure

SEC source: 0001496701-20-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,278

F1 · price: Represents the average purchase price.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:42 UTC Amendment OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 885 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,878

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/8/2020 was $7.24.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:42 UTC Amendment OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 885 $6.85 $6,062.25
Disclosure

SEC source: 0001496701-20-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,993

F1 · price: Represents the average purchase price.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:14 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 885 $0.00 $0.00
Disclosure

SEC source: 0001496701-20-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,993

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/8/20 was $7.24.

Read SEC document
June 09, 2020 Filed Jun 9, 2020 19:14 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 885 $6.85 $6,062.25
Disclosure

SEC source: 0001496701-20-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,518

F1 · price: Represents the average purchase price.

Read SEC document
September 06, 2019 Filed Sep 6, 2019 21:51 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 475 $0.00 $0.00
Disclosure

SEC source: 0001000045-19-000005 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,108

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 9/6/19 was $9.16.

Read SEC document
September 06, 2019 Filed Sep 6, 2019 21:51 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 475 $9.25 $4,393.75
Disclosure

SEC source: 0001000045-19-000005 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,633

F1 · price: Represents the average purchase price.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 19:22 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 3,000 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000014 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/13/2019 was $8.36.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 19:22 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 3,000 $8.37 $25,110.00
Disclosure

SEC source: 0001357521-19-000014 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,158

F1 · price: Represents the average purchase price.

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:44 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 750 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000012 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/10/2019 was $9.50

Read SEC document
June 11, 2019 Filed Jun 11, 2019 19:44 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 750 $9.28 $6,960.00
Disclosure

SEC source: 0001357521-19-000012 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,408

F1 · price: Represents the average purchase price.

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:03 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000009 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,658

F2 · shares: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/3/2019 was $9.25

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/3/2019 was $9.25

Read SEC document
June 03, 2019 Filed Jun 3, 2019 22:03 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 500 $9.25 $4,625.00
Disclosure

SEC source: 0001357521-19-000009 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,158

F1 · price: Represents the average purchase price.

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 7,500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 4

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,658

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 3,500 $0.00 $0.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 5/31/2019 was $9.06

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 7,500 $9.69 $72,675.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,658

F1 · price: Represents the average purchase price.

Read SEC document
May 31, 2019 Filed May 31, 2019 22:15 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 3,500 $9.60 $33,600.00
Disclosure

SEC source: 0001357521-19-000007 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,158

F1 · price: Represents the average purchase price.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 20:21 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 1,000 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000003 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,658

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on NASDAQ on 8/27/2018 was $11.30.

Read SEC document
August 27, 2018 Filed Aug 27, 2018 20:21 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 1,000 $11.50 $11,500.00
Disclosure

SEC source: 0001496701-18-000003 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,658

Read SEC document
August 15, 2018 Filed Aug 16, 2018 13:13 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 250 $0.00 $0.00
Disclosure

SEC source: 0001357521-18-000006 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,658

Read SEC document
August 15, 2018 Filed Aug 16, 2018 13:13 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 250 $10.83 $2,707.50
Disclosure

SEC source: 0001357521-18-000006 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,408

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing price of the issuer's common stock reported on NASDAQ on 8/15/2018 was $11.03.

Read SEC document
August 10, 2018 Filed Aug 10, 2018 20:29 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 500 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 4

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,158

F2 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/10/18 was $10.76

Read SEC document
August 10, 2018 Filed Aug 10, 2018 20:29 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 500 $10.91 $5,455.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 3

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,658

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:29 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon 6,000 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,158

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 8/9/2018 was $11.02

Read SEC document
August 09, 2018 Filed Aug 10, 2018 20:29 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon 6,000 $10.99 $65,940.00
Disclosure

SEC source: 0001496701-18-000002 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,158

Read SEC document
June 29, 2018 Filed Jul 2, 2018 14:24 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon Stock 2,800 $0.00 $0.00
Disclosure

SEC source: 0001496701-18-000001 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,158

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 6/29/18 was $9.20

Read SEC document
June 29, 2018 Filed Jul 2, 2018 14:24 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon Stock 2,800 $8.97 $25,116.00
Disclosure

SEC source: 0001496701-18-000001 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,358

Read SEC document
March 07, 2018 Filed Mar 8, 2018 14:44 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 GrantCommon Stock 5,629 $0.00 $0.00
Disclosure

SEC source: 0001000045-18-000005 · primary_doc.xml · nonDerivative · entry 2

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,558

F1 · price: These shares were awarded pursuant to the reporting person's employment agreement. The closing stock price of the issuer's common stock reported on NASDAQ on 3/7/18 was $8.90.

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March 07, 2018 Filed Mar 8, 2018 14:44 UTC OLD MARKET CAPITAL Corp NICK · Entity 9599 PurchaseCommon Stock 5,629 $9.00 $50,661.00
Disclosure

SEC source: 0001000045-18-000005 · primary_doc.xml · nonDerivative · entry 1

Marohn Douglas W · CIK 0001496701 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,929

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.