Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Nuance Communications, Inc.NUAN · Entity 12406 | Director | January 01, 2018 | January 03, 2018 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Director | April 19, 2013 | April 22, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Nuance Communications, Inc.
Report date January 01, 2018 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,267 |
Ending reported balance
After 2018-01-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-01 · Grant · Acquired 15,267 · Balance 47,147 F1: Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. Shares will vest on the first anniversary of the date of grant. Row 2 · 2018-01-01 · Other · Disposed 26,880 · Balance 20,267 F2: These shares were transferred to the Philip and Teresa Quigley Trust. Mr. Quigley has full discretion over voting and investment control over the shares that are directly held in this Trust. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 114,190 |
Reported balance
After 2018-01-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-01-01 · Other · Acquired 26,880 · Balance 114,190 F2: These shares were transferred to the Philip and Teresa Quigley Trust. Mr. Quigley has full discretion over voting and investment control over the shares that are directly held in this Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are subject to a Restricted Stock Purchase Agreement and were issued pursuant to the 1995 Directors' Stock Plan. Shares will vest on the first anniversary of the date of grant.
F2: These shares were transferred to the Philip and Teresa Quigley Trust. Mr. Quigley has full discretion over voting and investment control over the shares that are directly held in this Trust.
WELLS FARGO & COMPANY/MN
Report date April 19, 2013 · Filed April 22, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 5,125 |
Ending reported balance
After 2013-04-19 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-04-19 · Exercise / conversion · Acquired 7,840 · Balance 11,149 Row 2 · 2013-04-19 · Tax withholding · Disposed 6,024 · Balance 5,125 |
| Director Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $28.20 · Expires 2014-04-27 | Direct | 0 |
Reported balance
After 2013-04-19 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-04-19 · Exercise / conversion · Disposed 7,840 · Balance 0 |
| Director Stock Purchase OptionSEC Table II · derivative / convertible security · Conversion / exercise price $36.69 · Expires 2014-04-27 | Direct | 6,024 |
Reported balance
After 2013-04-19 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-04-19 · Grant · Acquired 6,024 · Balance 6,024 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Living Trust | 86,310 |
Reported balance
Holding disclosure · report date 2013-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 86,310 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2005 Filed Apr 28, 2005 18:53 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 1,099 | $59.15 | $65,005.85 |
DisclosureSEC source: 0001193833-05-000072 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,289.9535 Underlying: Common Stock, $1 2/3 par value · 1,099 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 12, 2005 Filed Apr 13, 2005 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 5,000 | $0.00 Strike: $16.00 | $0.00 |
DisclosureSEC source: 0001193833-05-000063 · edgar.xml · derivative · entry 3 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 5,000 shares Expires 2005-04-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 12, 2005 Filed Apr 13, 2005 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 1,333 | $60.00 | $79,980.00 |
DisclosureSEC source: 0001193833-05-000063 · edgar.xml · nonDerivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 26,677 Read SEC document |
| April 12, 2005 Filed Apr 13, 2005 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001193833-05-000063 · edgar.xml · nonDerivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 28,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2005 Filed Apr 5, 2005 19:34 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 563.5452 | $59.80 | $33,700.00 |
DisclosureSEC source: 0001193833-05-000058 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,190.9535 Underlying: Common Stock, $1 2/3 par value · 563.5452 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 22:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 275.6476 | $62.15 | $17,131.50 |
DisclosureSEC source: 0001193833-05-000009 · edgar.xml · derivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 275.6476 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion price is 1-for-1 F3 · derivative.exercise_date: Payable in cash in five annual installments beginning January 1, 2001 F3 · derivative.expiration_date: Payable in cash in five annual installments beginning January 1, 2001 Read SEC document |
| January 03, 2005 Filed Jan 4, 2005 22:43 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 353.9823 | $62.15 | $22,000.00 |
DisclosureSEC source: 0001193833-05-000009 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606.3398 Underlying: Common Stock, $1 2/3 par value · 353.9823 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| December 01, 2004 Filed Dec 2, 2004 23:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 2,390 | $0.00 Strike: $0.10 | $0.00 |
DisclosureSEC source: 0001193833-04-000152 · edgar.xml · derivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 2,390 shares Expires 2005-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2004 Filed Dec 2, 2004 23:33 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 2,390 | $0.10 | $239.00 |
DisclosureSEC source: 0001193833-04-000152 · edgar.xml · nonDerivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 23,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2004 Filed Oct 1, 2004 21:53 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 444.4072 | $59.63 | $26,500.00 |
DisclosureSEC source: 0001193833-04-000132 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,234.99 Underlying: Common Stock, $1 2/3 par value · 444.4072 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| July 01, 2004 Filed Jul 2, 2004 17:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 384.4138 | $57.23 | $22,000.00 |
DisclosureSEC source: 0001193833-04-000101 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776.0719 Underlying: Common Stock, $1 2/3 par value · 384.4138 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| May 04, 2004 Filed May 5, 2004 22:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionDirector Stock Option · Derivative | 4,200 | $0.00 Strike: $14.48 | $0.00 |
DisclosureSEC source: 0001193833-04-000087 · edgar.xml · derivative · entry 3 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 4,200 shares Expires 2004-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2004 Filed May 5, 2004 22:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 par value | 1,067 | $56.97 | $60,786.99 |
DisclosureSEC source: 0001193833-04-000087 · edgar.xml · nonDerivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 20,620 Read SEC document |
| May 04, 2004 Filed May 5, 2004 22:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 par value | 4,200 | $14.48 | $60,816.00 |
DisclosureSEC source: 0001193833-04-000087 · edgar.xml · nonDerivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Living Trust Disclosed balance after: 21,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantDirector Stock Option · Derivative | 3,920 | $0.00 Strike: $56.39 | $0.00 |
DisclosureSEC source: 0001193833-04-000076 · edgar.xml · derivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,920 Underlying: Common Stock, $1 2/3 par value · 3,920 shares Expires 2014-04-27 Read SEC document |
| April 27, 2004 Filed Apr 29, 2004 20:36 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 887 | $56.39 | $50,017.93 |
DisclosureSEC source: 0001193833-04-000076 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,381.0886 Underlying: Common Stock, $1 2/3 par value · 887 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| April 01, 2004 Filed Apr 2, 2004 15:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 494.0886 | $56.67 | $28,000.00 |
DisclosureSEC source: 0001193833-04-000063 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494.0886 Underlying: Common Stock, $1 2/3 par value · 494.0886 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum on March 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum on March 1 following cessation of board membership Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 373.5779 | $58.89 | $22,000.00 |
DisclosureSEC source: 0001193833-04-000006 · edgar.xml · derivative · entry 2 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062.5879 Underlying: Common Stock, $1 2/3 par value · 373.5779 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F3 · derivative.exercise_date: Payable in lump sum July 1 following cessation of board membership F3 · derivative.expiration_date: Payable in lump sum July 1 following cessation of board membership Read SEC document |
| January 01, 2004 Filed Jan 5, 2004 18:40 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionPhantom Stock Units · Derivative | 267.1488 | $58.89 | $15,732.39 |
DisclosureSEC source: 0001193833-04-000006 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 par value · 267.1488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in cash in five annual installments beginning January 1, 2001 F2 · derivative.expiration_date: Payable in cash in five annual installments beginning January 1, 2001 Read SEC document |
| October 01, 2003 Filed Oct 2, 2003 17:35 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 514.5631 | $51.50 | $26,500.00 |
DisclosureSEC source: 0001193833-03-000067 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,668.0676 Underlying: Common Stock, $1 2/3 par value · 514.5631 shares Expires not disclosed F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum July 1 following cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum July 1 following cessation of board membership Read SEC document |
| July 01, 2003 Filed Jul 1, 2003 21:16 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantPhantom Stock Units · Derivative | 436.5079 | $50.40 Strike: $0.00 | $22,000.00 |
DisclosureSEC source: 0001193833-03-000028 · edgar.xml · derivative · entry 1 QUIGLEY PHILIP · CIK 0001121357 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,134.349 Underlying: Common Stock, $1 2/3 par value · 436.5079 shares Expires 1988-08-08 F1 · derivative.exercise_price: Conversion price is 1-for-1 F2 · derivative.exercise_date: Payable in a lump sum July 1 after cessation of board membership F2 · derivative.expiration_date: Payable in a lump sum July 1 after cessation of board membership Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.