Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 7,306,930 · Balance 0 F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 105,076 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 274,456 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 15,190 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F5: These shares were held in accounts for the benefit of the reporting person's children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 1,900 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 25,800 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-07-29 · Disposition to issuer · Disposed 1,693,539 · Balance 0 F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-05-07 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-07-29 · Disposition to issuer · Disposed 8,315,870 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-07-29 · Disposition to issuer · Disposed 237,273 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-28 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-07-29 · Disposition to issuer · Disposed 360,655 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-07-29 · Disposition to issuer · Disposed 2,214,552 · Balance 0 F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-07-29 · Disposition to issuer · Disposed 417,252 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.
F5: These shares were held in accounts for the benefit of the reporting person's children.
F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F7: These stock options are fully vested and exercisable.
F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
FISERV INC
Report date May 06, 2025 · Filed May 07, 2025
Section 16 reporting ended · disclosed 2025-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,116,818 |
Ending reported balance
After 2025-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-05-06 · Grant · Acquired 210,914 · Balance 3,321,496 F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024. Row 2 · 2025-05-06 · Tax withholding · Disposed 204,576 · Balance 3,116,920 F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units. Row 3 · 2025-05-06 · Gift · Disposed 102 · Balance 3,116,818 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 348 |
Reported balance
After 2025-05-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-05-06 · Gift · Disposed 102 · Balance 348 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,419 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,419 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 992 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 992 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,975 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,975 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 89,266 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 89,266 F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024.
F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units.
F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children.
HUMANA INC
Report date April 22, 2021 · Filed April 22, 2021
Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 2,727 |
Reported balance
Holding disclosure · report date 2021-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,727 F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period.
JPMORGAN CHASE & CO
Report date April 28, 2013 · Filed April 29, 2013
Section 16 reporting ended · disclosed 2013-04-29. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 09, 2010 Filed Nov 9, 2010 16:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 974 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024520 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,652 Read SEC document |
| April 27, 2010 Filed Jul 27, 2010 16:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 23 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-017637 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,626 Read SEC document |
| April 21, 2010 Filed Jul 27, 2010 16:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 2,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-017637 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,649 Read SEC document |
| April 15, 2010 Filed Apr 16, 2010 17:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-10-010486 · doc4.xml · derivative · entry 5 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock · 40,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| April 15, 2010 Filed Apr 16, 2010 17:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 27,252 | $47.85 | $1,303,871.94 |
DisclosureSEC source: 0001225208-10-010486 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,662 Read SEC document |
| April 15, 2010 Filed Apr 16, 2010 17:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 25,000 | $47.69 | $1,192,125.00 |
DisclosureSEC source: 0001225208-10-010486 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,914 Read SEC document |
| April 15, 2010 Filed Apr 16, 2010 17:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,000 | $19.49 | $779,600.00 |
DisclosureSEC source: 0001225208-10-010486 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,914 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 149,179 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003568 · doc4.xml · derivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,179 Underlying: Common Stock · 149,179 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:44 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRight to Receive Stock · Derivative | 80,584 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003568 · doc4.xml · derivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,584 Underlying: Common Stock · 80,584 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 25, 2010 Filed Jan 27, 2010 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 34,922 | $39.37 | $1,374,711.51 |
DisclosureSEC source: 0001225208-10-002375 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,914 Read SEC document |
| November 13, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,836 Read SEC document |
| November 02, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 519 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,025 Read SEC document |
| October 26, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 141 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,544 Read SEC document |
| October 23, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 6 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Wife Disclosed balance after: 1,000 Read SEC document |
| October 23, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,685 Read SEC document |
| October 23, 2009 Filed Nov 17, 2009 15:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022386 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,685 Read SEC document |
| September 01, 2009 Filed Sep 1, 2009 18:38 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 10,000 | $42.71 | $427,054.00 |
DisclosureSEC source: 0001225208-09-018230 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,836 F1 · kind: Shares sold pursuant to 10b5-1 Plan dated August 14, 2009. Read SEC document |
| May 12, 2009 Filed May 15, 2009 15:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,113 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-012567 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,836 Read SEC document |
| April 24, 2009 Filed May 15, 2009 15:24 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-012567 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,949 Read SEC document |
| February 13, 2009 Filed Mar 9, 2009 12:50 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 2,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-006599 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,949 Read SEC document |
| January 25, 2009 Filed Jan 27, 2009 13:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 26,504 | $23.20 | $614,760.28 |
DisclosureSEC source: 0001225208-09-002028 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,149 Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001845 · doc4.xml · derivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 102,644 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001845 · doc4.xml · derivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,644 Underlying: Common Stock · 102,644 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| November 12, 2008 Filed Dec 29, 2008 12:27 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 157 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-019917 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,653 Read SEC document |
| October 25, 2008 Filed Oct 27, 2008 13:01 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,573 | $36.12 | $1,321,016.76 |
DisclosureSEC source: 0001225208-08-016764 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,810 Read SEC document |
| July 28, 2008 Filed Jul 29, 2008 15:12 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-08-012549 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,383 Read SEC document |
| January 25, 2008 Filed Jan 28, 2008 17:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 11,752 | $44.53 | $523,257.80 |
DisclosureSEC source: 0001225208-08-001615 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,905 Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-08-001419 · doc4.xml · derivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 F2 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2008 Filed Jan 22, 2008 21:05 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 94,151 | $39.83 | $3,750,034.33 |
DisclosureSEC source: 0001225208-08-001419 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,657 F1 · kind: Award of restricted stock units vests 50% on January 25, 2010 and 50% on January 25, 2011. Read SEC document |
| October 25, 2007 Filed Oct 26, 2007 12:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,573 | $45.85 | $1,676,872.05 |
DisclosureSEC source: 0000019617-07-000730 · bis1093.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,506 Read SEC document |
| January 18, 2007 Filed Jan 19, 2007 16:23 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 67,358 | $48.25 | $3,250,023.50 |
DisclosureSEC source: 0000019617-07-000049 · bis973.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,079 F1 · kind: Award of restricted stock units vests 50% on January 25, 2009 and 50% on January 25, 2010. Read SEC document |
| October 19, 2006 Filed Oct 20, 2006 15:33 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 150,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0000019617-06-000536 · bis905.xml · derivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2016-10-19 F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 19, 2009. Read SEC document |
| February 16, 2006 Filed Jul 27, 2010 16:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 240 | $40.75 | $9,780.00 |
DisclosureSEC source: 0001225208-10-017637 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,537 Read SEC document |
| January 19, 2006 Filed Jan 20, 2006 17:11 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 53,661 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-06-000033 · bis767.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,721 F1 · kind: This award of restricted stock units will vest 50% on January 25, 2008 and 50% on January 25, 2009. All other award terms are substantially the same as those of the restricted stock units granted on January 20, 2005. Read SEC document |
| January 10, 2006 Filed Jul 27, 2010 16:53 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchaseCommon Stock | 40 | $40.53 | $1,621.12 |
DisclosureSEC source: 0001225208-10-017637 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,636 Read SEC document |
| December 09, 2005 Filed Dec 13, 2005 15:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 600,000 | $0.00 Strike: $38.98 | $0.00 |
DisclosureSEC source: 0000019617-05-000606 · bis746.xml · derivative · entry 2 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2015-12-09 F1 · derivative.exercise_date: Vests in three equal annual installments beginning December 9, 2008. Read SEC document |
| December 09, 2005 Filed Dec 13, 2005 15:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantCommon Stock | 167,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000019617-05-000606 · bis746.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,060 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.