Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 7,306,930 · Balance 0 F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 105,076 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 274,456 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 15,190 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F5: These shares were held in accounts for the benefit of the reporting person's children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 1,900 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 25,800 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-07-29 · Disposition to issuer · Disposed 1,693,539 · Balance 0 F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-05-07 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-07-29 · Disposition to issuer · Disposed 8,315,870 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-07-29 · Disposition to issuer · Disposed 237,273 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-28 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-07-29 · Disposition to issuer · Disposed 360,655 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-07-29 · Disposition to issuer · Disposed 2,214,552 · Balance 0 F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-07-29 · Disposition to issuer · Disposed 417,252 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.
F5: These shares were held in accounts for the benefit of the reporting person's children.
F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F7: These stock options are fully vested and exercisable.
F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
FISERV INC
Report date May 06, 2025 · Filed May 07, 2025
Section 16 reporting ended · disclosed 2025-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,116,818 |
Ending reported balance
After 2025-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-05-06 · Grant · Acquired 210,914 · Balance 3,321,496 F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024. Row 2 · 2025-05-06 · Tax withholding · Disposed 204,576 · Balance 3,116,920 F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units. Row 3 · 2025-05-06 · Gift · Disposed 102 · Balance 3,116,818 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 348 |
Reported balance
After 2025-05-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-05-06 · Gift · Disposed 102 · Balance 348 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,419 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,419 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 992 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 992 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,975 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,975 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 89,266 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 89,266 F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024.
F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units.
F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children.
HUMANA INC
Report date April 22, 2021 · Filed April 22, 2021
Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 2,727 |
Reported balance
Holding disclosure · report date 2021-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,727 F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period.
JPMORGAN CHASE & CO
Report date April 28, 2013 · Filed April 29, 2013
Section 16 reporting ended · disclosed 2013-04-29. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2017 Filed Jan 3, 2018 17:06 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 82,018 | $16.71 | $1,370,520.78 |
DisclosureSEC source: 0001209191-18-001049 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,025,380 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 277,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000275 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F7 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F6 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F7 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. F8 · ownership.nature: Held by the Frank J. Bisignano 2015 Grantor Retained Annuity Trust. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 17:02 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 277,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000275 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 397,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. F2 · balance_after: Reflects shares contributed to the Frank J. Bisignano 2017 Grantor Retained Annuity Trust on December 28, 2017. F3 · ownership.nature: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:55 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 40,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066668 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,928,281 Underlying: Class A Common Stock · 40,195 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F5 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:55 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 40,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066668 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107,398 F2 · kind: Represents charitable donations of shares of Class A common stock by the reporting person. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 16:55 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 40,195 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-066668 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,147,593 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 18:06 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 2,500 | $16.80 | $41,995.75 |
DisclosureSEC source: 0001209191-17-060051 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 15,190 F2 · ownership.nature: These shares are held in accounts for the benefit of the reporting person's children. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 18:06 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 2,500 | $16.83 | $42,072.50 |
DisclosureSEC source: 0001209191-17-060051 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 12,690 F2 · ownership.nature: These shares are held in accounts for the benefit of the reporting person's children. Read SEC document |
| November 09, 2017 Filed Nov 9, 2017 18:06 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 20,000 | $16.82 | $336,362.00 |
DisclosureSEC source: 0001209191-17-060051 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 25,800 F1 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $16.815 to $16.82, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 17:10 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 4,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054141 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,968,476 Underlying: Class A Common Stock · 4,960 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F5 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 17:10 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 4,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054141 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107,398 F2 · kind: Represents charitable donations of shares of Class A common stock by the reporting person. Read SEC document |
| September 25, 2017 Filed Sep 27, 2017 17:10 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 4,960 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-054141 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,112,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 13:14 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 10,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052185 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,973,436 Underlying: Class A Common Stock · 10,905 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F5 · derivative.expiration_date: Shares of Class B Common Stock are convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 13:14 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 10,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052185 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107,398 F2 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| September 11, 2017 Filed Sep 11, 2017 13:14 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 10,905 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-052185 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,118,303 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| August 17, 2017 Filed Aug 21, 2017 20:49 UTC | HUMANA INC HUM · Entity 1429 | GrantRestricted Stock Units · Derivative | 625 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-17-000154 · edgar.xml · derivative · entry 2 Bisignano Frank · CIK 0001346629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Humana Common · 625 shares Expires not disclosed F1 · security: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F1 · derivative.exercise_price: Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). F2 · derivative.exercise_date: Initial award of $155,000 worth restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 8/17/2018 and fofeited in its entirety if service is less than one year. F2 · derivative.expiration_date: Initial award of $155,000 worth restricted stock units pursuant to the annual Director's Fee Program. 100% of the award will vest on 8/17/2018 and fofeited in its entirety if service is less than one year. Read SEC document |
| July 20, 2017 Filed Jul 24, 2017 18:02 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 5,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-046099 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,107,398 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 14.2857% per year beginning on August 15, 2018 and on each subsequent 15th day of August (Vesting Period) with any remaining shares vesting on August 15, 2024, provided that the annual vesting percentage shall increase to 20% for any Vesting Period in which, for 10 consecutive trading days, the closing price of First Data Class A common stock on the New York Stock Exchange meets or exceeds the share price corresponding to a 15% cumulative annual increase in the value of each share from the closing price on August 15, 2017 to the vesting date. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 10,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041232 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,929,286 Underlying: Class A Common Stock · 10,247 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F5 · derivative.expiration_date: Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 10,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041232 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094,682 F2 · kind: Represents charitable donations of shares of Class A common stock by the reporting person. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 17:36 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 10,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-041232 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,104,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 17:27 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 81,257 | $16.27 | $1,322,051.39 |
DisclosureSEC source: 0001209191-17-015379 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,094,682 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. Read SEC document |
| February 24, 2017 Filed Jun 27, 2017 16:59 UTC Amendment | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass A Common Stock | 68,541 | $16.27 | $1,115,162.07 |
DisclosureSEC source: 0001209191-17-041970 · doc4a.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,107,398 F1 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F2 · shares: Due to an administrative error, the number of shares withheld was overstated by 12,716 shares. F3 · balance_after: Due to an administrative error, the number of shares owned was understated by 12,716 shares. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:09 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 467,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007258 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,939 F1 · kind: Represents a grant of restricted shares of Class A common stock which, subject to the reporting person's continued employment through each applicable vesting date, will vest 20% on February 20, 2018, 40% on February 20, 2019, and 40% on February 20, 2020. Read SEC document |
| January 01, 2017 Filed Jan 4, 2017 17:54 UTC | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 341,938 | $14.19 | $4,852,100.22 |
DisclosureSEC source: 0001209191-17-001311 · doc4.xml · derivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939,533 Underlying: Class A Common Stock · 341,938 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F3 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. Read SEC document |
| January 01, 2017 Filed Jun 27, 2017 17:00 UTC Amendment | FIRST DATA CORP FDC · Entity 15928 | Tax withholdingClass B Common Stock · Derivative | 286,882 | $14.19 | $4,070,855.58 |
DisclosureSEC source: 0001209191-17-041973 · doc4a.xml · derivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994,589 Underlying: Class A Common Stock · 286,882 shares Expires not disclosed F1 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · kind: Represents shares withheld to pay tax obligations in connection with vesting of restricted stock. F3 · shares: Due to an administrative error, the number of shares withheld was overstated by 55,056 shares. F1 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F4 · derivative.exercise_date: Includes 216,394 shares of restricted Class B common stock. F1 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F4 · derivative.expiration_date: Includes 216,394 shares of restricted Class B common stock. F5 · balance_after: Due to an administrative error, the number of shares owned was understated by 55,056 shares. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:05 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 325,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153398 · doc4.xml · derivative · entry 6 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 277,134 Underlying: Class A Common Stock · 325,465 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · ownership.nature: Held by the Frank J. Bisignano 2015 Grantor Retained Annuity Trust. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 17:05 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 325,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153398 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 325,465 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. F2 · balance_after: Reflects shares contributed to the Frank J. Bisignano 2016 Grantor Retained Annuity Trust on December 1, 2016. F3 · ownership.nature: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 754 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,140 F2 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| October 27, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 1,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,708,894 F2 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass B Common Stock · Derivative | 32,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · derivative · entry 9 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,281,471 Underlying: Class A Common Stock · 32,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F4 · derivative.exercise_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.exercise_date: Includes 788,697 shares of restricted Class B Common Stock. F4 · derivative.expiration_date: Shares of Class B common stock (Class B Common Stock) of First Data Corporation (FDC) are convertible into shares of Class A common stock of FDC (Class A Common Stock) on a one-for-one basis at any time at the option of the holder with the prior written consent of FDC, automatically upon transfer, with certain exceptions, and upon certain other events. F5 · derivative.expiration_date: Includes 788,697 shares of restricted Class B Common Stock. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 15,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,710,779 F2 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | GiftClass A Common Stock | 15,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,861 F2 · kind: Represents a charitable donation of shares of Class A common stock by the reporting person. Read SEC document |
| October 26, 2016 Filed Oct 28, 2016 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | ConversionClass A Common Stock | 32,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-147315 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,740,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock. Read SEC document |
| April 24, 2013 Filed Apr 25, 2013 18:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 150,000 | $0.00 Strike: $46.79 | $0.00 |
DisclosureSEC source: 0001225208-13-010358 · doc4.xml · derivative · entry 6 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2016-10-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning October 19, 2009. Read SEC document |
| April 24, 2013 Filed Apr 25, 2013 18:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 147,397 | $48.54 | $7,154,650.38 |
DisclosureSEC source: 0001225208-13-010358 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,305 Read SEC document |
| April 24, 2013 Filed Apr 25, 2013 18:31 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 150,000 | $46.79 | $7,018,500.00 |
DisclosureSEC source: 0001225208-13-010358 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 89,507 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · derivative · entry 11 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,672 Underlying: Common Stock · 89,507 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 30,769 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · derivative · entry 10 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,155 Underlying: Common Stock · 30,769 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 6,243 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · derivative · entry 9 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,972 Underlying: Common Stock · 6,243 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 120,501 | $47.82 | $5,761,755.32 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,702 Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 6,243 | $35.61 | $222,313.23 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 414,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 30,769 | $44.29 | $1,362,759.01 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 89,507 | $43.20 | $3,866,702.40 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2013 Filed Apr 24, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 40,000 | $47.38 | $1,895,176.00 |
DisclosureSEC source: 0001225208-13-010304 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,684 Read SEC document |
| April 16, 2013 Filed Apr 17, 2013 20:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GiftCommon Stock | 7,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-010096 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 327,684 Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $38.98 | $0.00 |
DisclosureSEC source: 0001225208-13-003438 · doc4.xml · derivative · entry 9 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2015-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in three equal annual installments beginning December 9, 2008. Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 300,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-13-003438 · doc4.xml · derivative · entry 8 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 365,292 | $48.33 | $17,652,735.90 |
DisclosureSEC source: 0001225208-13-003438 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,504 Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $38.98 | $3,897,500.00 |
DisclosureSEC source: 0001225208-13-003438 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2013 Filed Feb 8, 2013 17:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 300,000 | $39.83 | $11,949,000.00 |
DisclosureSEC source: 0001225208-13-003438 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Co-Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.