Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (4)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 7,306,930 · Balance 0 F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 105,076 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 274,456 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2019-07-29 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2019-07-29 · Disposition to issuer · Disposed 15,190 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F5: These shares were held in accounts for the benefit of the reporting person's children. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 0 |
Reported balance
After 2019-07-29 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2019-07-29 · Disposition to issuer · Disposed 1,900 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class A Common StockSEC Table I · non-derivative | IndirectBy spouse | 0 |
Reported balance
After 2019-07-29 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2019-07-29 · Disposition to issuer · Disposed 25,800 · Balance 0 F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-07-29 · Disposition to issuer · Disposed 1,693,539 · Balance 0 F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.07 · Expires 2023-05-07 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2019-07-29 · Disposition to issuer · Disposed 8,315,870 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-02-10 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2019-07-29 · Disposition to issuer · Disposed 237,273 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.23 · Expires 2025-01-28 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2019-07-29 · Disposition to issuer · Disposed 360,655 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.00 · Expires 2025-10-15 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2019-07-29 · Disposition to issuer · Disposed 2,214,552 · Balance 0 F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.52 · Expires 2026-02-24 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2019-07-29 · Disposition to issuer · Disposed 417,252 · Balance 0 F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7: These stock options are fully vested and exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub).
F2: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F3: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust.
F4: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust.
F5: These shares were held in accounts for the benefit of the reporting person's children.
F6: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F7: These stock options are fully vested and exercisable.
F8: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
F9: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering.
F10: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement.
FISERV INC
Report date May 06, 2025 · Filed May 07, 2025
Section 16 reporting ended · disclosed 2025-05-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,116,818 |
Ending reported balance
After 2025-05-06 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-05-06 · Grant · Acquired 210,914 · Balance 3,321,496 F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024. Row 2 · 2025-05-06 · Tax withholding · Disposed 204,576 · Balance 3,116,920 F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units. Row 3 · 2025-05-06 · Gift · Disposed 102 · Balance 3,116,818 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 348 |
Reported balance
After 2025-05-06 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2025-05-06 · Gift · Disposed 102 · Balance 348 |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,419 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,419 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 992 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 992 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,975 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 4,975 F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 89,266 |
Reported balance
Holding disclosure · report date 2025-05-06 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 89,266 F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the issuance of shares on May 6, 2025, upon the vesting of performance share units granted on February 23, 2023, and February 21, 2024.
F2: Reflects payment of tax liability by withholding securities incident to vesting of performance share units and restricted stock units.
F3: These shares are held in an account, of which the reporting person acts as custodian, for the benefit of a minor.
F4: These shares are held by trusts, of which the reporting person serves as trustee, for the benefit of the reporting person's children.
HUMANA INC
Report date April 22, 2021 · Filed April 22, 2021
Section 16 reporting ended · disclosed 2021-04-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Humana CommonSEC Table I · non-derivative | Direct | 2,727 |
Reported balance
Holding disclosure · report date 2021-04-22 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,727 F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Award will be prorated based on number of months served on Board in vesting period.
JPMORGAN CHASE & CO
Report date April 28, 2013 · Filed April 29, 2013
Section 16 reporting ended · disclosed 2013-04-29. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2021 Filed Jan 6, 2021 20:31 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 403 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-21-000012 · edgar.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,727 F1 · balance_after: Includes 403 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/21. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 30,900 | $113.86 | $3,518,274.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 10 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,190,683 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 1,509 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 9 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221,583 Read SEC document |
| December 29, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 266 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 8 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223,092 Read SEC document |
| December 16, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 34,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 12 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 15,690 Read SEC document |
| December 16, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 86,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,223,358 Read SEC document |
| November 30, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 1,744 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 6 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310,058 Read SEC document |
| November 23, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 42,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 11 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 50,190 Read SEC document |
| November 23, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 42,373 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,311,802 Read SEC document |
| November 13, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 226 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,175 Read SEC document |
| November 12, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 3,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,354,401 Read SEC document |
| September 21, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 9,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,357,885 Read SEC document |
| August 28, 2020 Filed Jan 4, 2021 21:06 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 4,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000233 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,367,627 F1 · balance_after: Includes 290 shares distributed to the reporting person on June 8, 2020 from a revocable trust for which the reporting person served as trustee (the "revocable trust") and 285 shares previously reported as a gift from direct ownership that was made from the revocable trust. Reflects the contribution of 75,000 shares to the Frank J. Bisignano 2020 Grantor Retained Annuity Trust on August 28, 2020. Read SEC document |
| August 15, 2020 Filed Aug 18, 2020 20:09 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 148,072 | $99.77 | $14,773,143.44 |
DisclosureSEC source: 0001209191-20-047178 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,446,397 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| July 29, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 23,351 | $101.37 | $2,366,974.12 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 6 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,594,469 F2 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| June 03, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,008 F3 · ownership.nature: These shares are held in accounts for the benefit of the reporting person's children and of which the reporting person acts as custodian. Read SEC document |
| June 03, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,617,820 Read SEC document |
| June 01, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 715 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,618,105 Read SEC document |
| May 29, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 3,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,618,820 F1 · balance_after: Reflects 38,285 shares distributed from the Frank J. Bisignano 2017 Grantor Retained Annuity Trust on May 15, 2020. Read SEC document |
| April 01, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 16,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,583,540 Read SEC document |
| March 26, 2020 Filed Jul 31, 2020 20:51 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 6,055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-044284 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,600,252 Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:00 UTC | FISERV INC FISV · Entity 3167 | GrantEmployee Stock Option (right to buy) · Derivative | 159,636 | $0.00 Strike: $112.87 | $0.00 |
DisclosureSEC source: 0001209191-20-013970 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,636 Underlying: Common Stock · 159,636 shares Expires 2030-02-26 F6 · derivative.exercise_date: One-fourth of these options vest on each anniversary of the grant date. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:00 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 49,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-013970 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,606,307 F1 · shares: One-fourth of these restricted stock units vest on each anniversary of the grant date. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:19 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 27,672 | $121.84 | $3,371,556.48 |
DisclosureSEC source: 0001209191-20-012084 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,556,692 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| February 15, 2020 Filed Feb 19, 2020 21:12 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 50,095 | $122.32 | $6,127,620.40 |
DisclosureSEC source: 0001209191-20-010495 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,584,364 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| January 02, 2020 Filed Jan 4, 2020 00:17 UTC | HUMANA INC HUM · Entity 1429 | GrantHumana Common | 453 | $0.00 | $0.00 |
DisclosureSEC source: 0000049071-20-000012 · edgar.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,324 F1 · balance_after: Includes 453 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/20. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 23:25 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 23,368 | $115.63 | $2,702,041.84 |
DisclosureSEC source: 0001209191-20-001380 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,634,459 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock. Read SEC document |
| December 19, 2019 Filed Jan 3, 2020 23:25 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 215 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001380 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,657,827 Read SEC document |
| December 13, 2019 Filed Jan 3, 2020 23:25 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 7,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001380 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,658,042 Read SEC document |
| November 19, 2019 Filed Jan 3, 2020 23:25 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 1,405 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-001380 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,665,830 Read SEC document |
| September 09, 2019 Filed Sep 10, 2019 21:53 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 46,845 | $106.68 | $4,997,424.60 |
DisclosureSEC source: 0001209191-19-049064 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667,235 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock. Read SEC document |
| September 04, 2019 Filed Sep 10, 2019 21:53 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049064 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,913 F2 · balance_after: The reporting person no longer has a reportable beneficial interest in 1,879 shares of Fiserv common stock included in the reporting person's prior ownership reports. F3 · ownership.nature: These shares are held in accounts for the benefit of the reporting person's children. Read SEC document |
| September 04, 2019 Filed Sep 10, 2019 21:53 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 4,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049064 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,714,080 Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 21:49 UTC | FISERV INC FISV · Entity 3167 | Tax withholdingCommon Stock | 147,727 | $105.49 | $15,583,721.23 |
DisclosureSEC source: 0001209191-19-046678 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718,685 F1 · shares: Reflects payment of tax liability by withholding securities incident to vesting of restricted stock units. Read SEC document |
| August 06, 2019 Filed Aug 19, 2019 21:49 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 144 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046678 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866,412 Read SEC document |
| August 05, 2019 Filed Aug 19, 2019 21:49 UTC | FISERV INC FISV · Entity 3167 | GiftCommon Stock | 3,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-046678 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,866,556 Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 417,252 | Not disclosed Strike: $12.52 | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 12 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 417,252 shares Expires 2026-02-24 F8 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 2,214,552 | Not disclosed Strike: $16.00 | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 11 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,214,552 shares Expires 2025-10-15 F10 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior to the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. Following conversion, the 738,184 options subject to time vesting will continue to be governed by the same vesting terms as were applicable at the effective time. With respect to the 738,184 options subject to performance vesting criteria, following conversion they will continue to be governed by the same terms and conditions as were applicable at the effective time, and will remain eligible to vest upon satisfaction of an adjusted performance condition in accordance with the Merger Agreement. F9 · derivative.exercise_date: The options were originally scheduled to vest two thirds over time, with one fourth of such amount vesting on each of December 31, 2017, 2018, 2019 and 2020, and one third vesting upon the Issuer's achievement of a closing trading price of the Class A Common Stock equal to or greater than $32.00 per share over any ten consecutive trading-day period following the Issuer's initial public offering. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 360,655 | Not disclosed Strike: $14.23 | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 10 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 360,655 shares Expires 2025-01-28 F8 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7 · derivative.exercise_date: These stock options are fully vested and exercisable. F6 · derivative.underlying: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 237,273 | Not disclosed Strike: $12.65 | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 9 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 237,273 shares Expires 2024-02-10 F8 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7 · derivative.exercise_date: These stock options are fully vested and exercisable. F6 · derivative.underlying: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 8,315,870 | Not disclosed Strike: $11.07 | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 8 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 8,315,870 shares Expires 2023-05-07 F8 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F7 · derivative.exercise_date: These stock options are fully vested and exercisable. F6 · derivative.underlying: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass B Common Stock · Derivative | 1,693,539 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · derivative · entry 7 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,693,539 shares Expires not disclosed F6 · derivative.exercise_price: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F6 · derivative.exercise_date: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F6 · derivative.expiration_date: Shares of Class B Common Stock were convertible into shares of Class A Common Stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 15,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 6 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F5 · ownership.nature: These shares were held in accounts for the benefit of the reporting person's children. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 25,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 5 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 4 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 274,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 3 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F4 · ownership.nature: Held by the Frank J. Bisignano 2017 Grantor Retained Annuity Trust. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 105,076 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 2 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F3 · ownership.nature: Held by the Frank J. Bisignano 2016 Grantor Retained Annuity Trust. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:11 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 7,306,930 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043528 · doc4.xml · nonDerivative · entry 1 Bisignano Frank · CIK 0001346629 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F1 · price: Includes (i) 5,134,213 restricted stock units and 316,365 shares of restricted stock previously subject to time-based vesting which were converted into units denominated in shares of Fiserv, Inc. (Fiserv) common stock and shares of Fiserv common stock, respectively, in each case based on the exchange ratio (defined in footnote (2)) and will continue to be governed by the same terms and conditions as were applicable to such awards at the effective time and (ii) 316,365 shares of restricted stock subject to performance-vesting which were converted into awards denominated in shares of Fiserv common stock based on the exchange ratio and which will remain eligible to vest upon satisfaction of an adjusted performance condition, in each case, in accordance with the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, and 300 Holdings, Inc. (Merger Sub). F2 · price: Pursuant to the Merger Agreement, upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:13 UTC | FISERV INC FISV · Entity 3167 | GrantEmployee Stock Option (right to buy) · Derivative | 126,427 | Not disclosed Strike: $41.33 | Not disclosed |
DisclosureSEC source: 0001209191-19-043742 · doc4.xml · derivative · entry 13 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,427 Underlying: Common Stock · 126,427 shares Expires 2026-02-24 F13 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F12 · derivative.exercise_date: These stock options are fully vested and exercisable. Read SEC document |
| July 29, 2019 Filed Jul 30, 2019 22:13 UTC | FISERV INC FISV · Entity 3167 | GrantEmployee Stock Option (right to buy) · Derivative | 447,339 | Not disclosed Strike: $52.81 | Not disclosed |
DisclosureSEC source: 0001209191-19-043742 · doc4.xml · derivative · entry 12 Bisignano Frank · CIK 0001346629 · Director · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 447,339 Underlying: Common Stock · 447,339 shares Expires 2025-10-15 F13 · price: Pursuant to the Merger Agreement and immediately after the Effective Time, each First Data stock option was converted into a stock option to purchase a number of shares of the Issuer's common stock equal to the product (rounded down to the nearest whole number) of (a) the number of shares of First Data common stock subject to such option and (b) the Exchange Ratio, at an exercise price per share (rounded up to the nearest whole cent) equal to (i) the exercise price per share of such First Data stock option divided by (ii) the Exchange Ratio. As converted, the stock options will generally continue to be governed by the same terms and conditions as were applicable prior to the Effective Time, except that certain of the stock options will be eligible to vest upon satisfaction of an adjusted performance condition. F15 · derivative.exercise_date: Of these stock options, (i) half are vested and exercisable and (ii) half will become vested and exercisable in equal portions on each of December 31, 2019 and 2020. The vested options became vested pursuant to their terms in equal portions on each of December 31, 2017 and 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.