Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HERBALIFE LTD.HLF · Entity 4842 | EVP, Global Corporate Affairs | May 17, 2022 | May 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HERBALIFE LTD.
Report date May 17, 2022 · Filed May 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,218 |
Reported balance
After 2022-05-17 transaction · row 1
1 source rowRow 1 · 2022-05-17 · Purchase · Acquired 4,540 · Balance 57,218 F1: This transaction was executed in multiple trades at prices ranging from $21.710 to $22.125. The price reported reflects the weighted average purchase price of $21.9693. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $21.710 to $22.125. The price reported reflects the weighted average purchase price of $21.9693. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2022 Filed May 17, 2022 23:22 UTC | HERBALIFE LTD. HLF · Entity 4842 | PurchaseCommon Stock | 4,540 | $21.97 | $99,740.62 |
DisclosureSEC source: 0001209191-22-029864 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,218 F1 · price: This transaction was executed in multiple trades at prices ranging from $21.710 to $22.125. The price reported reflects the weighted average purchase price of $21.9693. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:31 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 3,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-027845 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,678 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on May 5, 2023, 20% on May 5, 2024, and 60% on May 5, 2025, subject to continued service through each applicable date. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:03 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 4,436 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-014262 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,187 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 25, 2023, 20% on February 25, 2024, and 60% on February 25, 2025, subject to continued service through each applicable date. Read SEC document |
| February 21, 2022 Filed Feb 24, 2022 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 601 | $43.26 | $25,999.26 |
DisclosureSEC source: 0001209191-22-012418 · doc4.xml · nonDerivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,751 F3 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 21, 2019. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 457 | $43.26 | $19,769.82 |
DisclosureSEC source: 0001209191-22-012418 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,352 F2 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 20, 2020. Read SEC document |
| February 19, 2022 Filed Feb 24, 2022 00:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 358 | $43.26 | $15,487.08 |
DisclosureSEC source: 0001209191-22-012418 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,809 F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units ("RSUs") previously granted to the Reporting Person on February 19, 2021. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:47 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 3,537 | $41.94 | $148,341.78 |
DisclosureSEC source: 0001209191-22-009437 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,167 F2 · shares: Units withheld to satisfy tax withholding obligations in connection with the vesting of PSUs. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 22:47 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 9,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-009437 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,704 F1 · shares: Represents common shares earned by the Reporting Person in connection with the vesting of performance share units ("PSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan based on pre-established performance goals for a 2019-2021 performance period. Read SEC document |
| February 26, 2021 Filed Mar 3, 2021 01:42 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,121 | $44.98 | $50,422.58 |
DisclosureSEC source: 0001209191-21-016577 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,769 F1 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 21, 2021 Filed Feb 24, 2021 01:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 288 | $48.33 | $13,919.04 |
DisclosureSEC source: 0001209191-21-013533 · doc4.xml · nonDerivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,890 F3 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 21, 2019. Read SEC document |
| February 20, 2021 Filed Feb 24, 2021 01:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 655 | $48.33 | $31,656.15 |
DisclosureSEC source: 0001209191-21-013533 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,178 F2 · shares: Units withheld to satisfy tax withholding obligations due in connection with the vesting of RSUs previously granted to the Reporting Person on February 20, 2020. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 01:39 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-013533 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,833 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 19, 2022, 20% on February 19, 2023, and 60% on February 19, 2024, subject to continued service through each vesting date. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:46 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 6,955 | $55.83 | $388,297.65 |
DisclosureSEC source: 0001209191-21-009482 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,661 F2 · shares: Units withheld to satisfy tax withholding obligations in connection with the vesting of PSUs. Read SEC document |
| February 08, 2021 Filed Feb 11, 2021 01:46 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 19,304 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-009482 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,616 F1 · shares: Represents common shares earned by the Reporting Person in connection with the vesting of performance share units ("PSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan based on pre-established performance goals for a 2018-2020 performance period. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 21:52 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 272 | $33.27 | $9,049.44 |
DisclosureSEC source: 0001209191-20-013951 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,312 F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:57 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 27,542 | $0.00 Strike: $28.60 | $0.00 |
DisclosureSEC source: 0001209191-20-012029 · doc4.xml · derivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,722 Underlying: Common Stock · 27,542 shares Expires 2027-02-27 F3 · shares: On February 27, 2017, the Reporting Person was granted an award of 45,902 PSARs (number adjusted to reflect the Issuer's 2-for-1 stock split on May 14, 2018). The amount and timing of the vesting of these PSARs was dependent upon achievement by the Issuer of certain performance criteria for each of fiscal 2017, 2018 and 2019. With the satisfaction of the performance criteria for fiscal 2019, 27,542 PSARs will vest on February 27, 2020, subject to continued service through each applicable date. Read SEC document |
| February 21, 2020 Filed Feb 24, 2020 21:57 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 236 | $37.45 | $8,838.20 |
DisclosureSEC source: 0001209191-20-012029 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,584 F2 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 21, 2019. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:57 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 6,605 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012029 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,820 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 20, 2021, 20% on February 20, 2022, and 60% on February 20, 2023, subject to continued service through each applicable date. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 22:12 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 303 | $56.52 | $17,125.56 |
DisclosureSEC source: 0001209191-19-014597 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,215 F1 · shares: Units withheld to satisfy the withholding tax obligations due in connection with the vesting of restricted stock units previously granted to the Reporting Person on February 26, 2018. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 22:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 9,180 | $0.00 Strike: $28.60 | $0.00 |
DisclosureSEC source: 0001209191-19-013087 · doc4.xml · derivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,180 Underlying: Common Stock · 9,180 shares Expires 2027-02-27 F3 · shares: On February 27, 2017, the Reporting Person was granted an award of 45,902 PSARs, which number reflects the Issuer's 2-for-1 stock split on May 14, 2018. The amount and timing of the vesting of these PSARs is dependent upon achievement by the Issuer of certain performance criteria for each of fiscal 2017, 2018 and 2019. As the performance criteria for 2018 has been satisfied, 9,180 PSARs will vest on February 27, 2019, subject to continued service through each applicable date. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 22:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantStock Appreciation Rights · Derivative | 26,200 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001209191-19-013087 · doc4.xml · derivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,200 Underlying: Common Stock · 26,200 shares Expires 2026-05-09 F2 · shares: On May 9, 2016, the Reporting Person was granted an award of 43,668 performance stock appreciation rights ("PSARs"), which number reflects the Issuer's 2-for-1 stock split on May 14, 2018. The amount and timing of the vesting of these PSARs is dependent upon achievement by the Issuer of certain performance criteria for each of fiscal 2016, 2017 and 2018. As the performance criteria for 2018 has been satisfied, 26,200 PSARs will vest on May 9, 2019, subject to continued service through each applicable date. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 22:19 UTC | HERBALIFE LTD. HLF · Entity 4842 | GrantCommon Stock | 2,895 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013087 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,518 F1 · shares: Consists of restricted stock units ("RSUs") granted under the Herbalife Ltd. 2014 Stock Incentive Plan. The RSUs will vest 20% on February 21, 2020, 20% on February 21, 2021, and 60% on February 21, 2022, subject to continued service through each applicable date. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 8,734 | $0.00 Strike: $31.26 | $0.00 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · derivative · entry 9 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,200 Underlying: Common Stock · 8,734 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018. F6 · kind: These SARS were previously reported as covering 21,834 shares at an exercise price of $62.51 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. F7 · derivative.exercise_date: On May 9, 2016, the reporting person was granted 43,668 (post-split) Stock Appreciation Rights (SARs). These SARs vested 20% on May 9, 2017, 20% on May 9, 2018, and the remaining 60% will vest on May 9, 2019. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 26,512 | $0.00 Strike: $15.22 | $0.00 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · derivative · entry 8 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,504 Underlying: Common Stock · 26,512 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018. F5 · kind: These SARS were previously reported as covering 53,017 shares at an exercise price of $30.44 per share, but were adjusted to reflect the stock split that occurred on May 14, 2018. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 1,987 | $57.74 | $114,729.38 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 7 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,623 F4 · kind: The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 4,728 | $57.74 | $272,994.72 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 6 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,610 F4 · kind: The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 8,734 | $31.26 | $272,981.17 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 5 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,338 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person received 2,019 shares of common stock upon the net exercise of 8,734 SARS. The reporting person forfeited 4,728 shares of common stock underlying the SARS in payment of the exercise price and 1,987 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 9,681 | $57.74 | $558,980.94 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 4 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,604 F3 · kind: The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 6,991 | $57.74 | $403,660.34 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,285 F3 · kind: The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 26,512 | $15.22 | $403,512.64 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person received 9,840 shares of common stock upon the net exercise of 26,512 stock appreciation rights ("SARS"). The reporting person forfeited 6,991 shares of common stock underlying the SARS in payment of the exercise price and 9,681 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on August 2, 2018 of $57.74. Read SEC document |
| August 02, 2018 Filed Aug 6, 2018 20:16 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 55,576 | $57.50 | $3,195,620.00 |
DisclosureSEC source: 0001209191-18-045516 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,764 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2018. F2 · balance_after: On May 14, 2018, the common stock of Herbalife Nutrition Ltd. split 2-for-1, resulting in the reporting person's acquisition of 29,670 additional shares of common stock. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:06 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 75,448 | $0.00 Strike: $30.44 | $0.00 |
DisclosureSEC source: 0001209191-18-029011 · doc4.xml · derivative · entry 5 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,508 Underlying: Common Stock · 75,448 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 27,788 shares of common stock upon the net exercise of 75,448 stock appreciation rights ("SARS"). The reporting person forfeited 20,332 shares of common stock underlying the SARS in payment of the exercise price and 27,328 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 7, 2018 of $112.96. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:06 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 27,328 | $112.96 | $3,086,970.88 |
DisclosureSEC source: 0001209191-18-029011 · doc4.xml · nonDerivative · entry 4 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,670 F1 · kind: The reporting person received 27,788 shares of common stock upon the net exercise of 75,448 stock appreciation rights ("SARS"). The reporting person forfeited 20,332 shares of common stock underlying the SARS in payment of the exercise price and 27,328 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 7, 2018 of $112.96. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:06 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 20,332 | $112.96 | $2,296,702.72 |
DisclosureSEC source: 0001209191-18-029011 · doc4.xml · nonDerivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,998 F1 · kind: The reporting person received 27,788 shares of common stock upon the net exercise of 75,448 stock appreciation rights ("SARS"). The reporting person forfeited 20,332 shares of common stock underlying the SARS in payment of the exercise price and 27,328 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 7, 2018 of $112.96. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:06 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 75,448 | $30.44 | $2,296,637.12 |
DisclosureSEC source: 0001209191-18-029011 · doc4.xml · nonDerivative · entry 2 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 27,788 shares of common stock upon the net exercise of 75,448 stock appreciation rights ("SARS"). The reporting person forfeited 20,332 shares of common stock underlying the SARS in payment of the exercise price and 27,328 shares of common stock underlying the SARS to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on May 7, 2018 of $112.96. Read SEC document |
| May 07, 2018 Filed May 9, 2018 23:06 UTC | HERBALIFE LTD. HLF · Entity 4842 | SaleCommon Stock | 26,157 | $112.96 | $2,954,694.72 |
DisclosureSEC source: 0001209191-18-029011 · doc4.xml · nonDerivative · entry 1 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,882 Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 4,367 | $0.00 Strike: $62.51 | $0.00 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 16 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,467 Underlying: Common Stock · 4,367 shares Expires 2026-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. F6 · derivative.exercise_date: Consists of 21,834 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on May 9, 2017, 20% will vest on May 9, 2018, and the remaining 60% will vest on May 9, 2019. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 4,590 | $0.00 Strike: $57.19 | $0.00 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 15 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,361 Underlying: Common Stock · 4,590 shares Expires 2027-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. F5 · derivative.exercise_date: Consists of 22,951 stock appreciation rights granted under the Herbalife Ltd. 2014 Stock Incentive Plan, of which 20% vested on February 27, 2018, 20% will vest on February 27, 2019, and the remaining 60% will vest on February 27, 2020. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 31,219 | $0.00 Strike: $50.98 | $0.00 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 14 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 31,219 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionStock Appreciation Rights · Derivative | 67,243 | $0.00 Strike: $50.98 | $0.00 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · derivative · entry 13 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,243 shares Expires 2024-09-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 737 | $94.72 | $69,808.64 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 12 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,039 F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,882 | $94.72 | $272,983.04 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 11 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,776 F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 4,367 | $62.51 | $272,981.17 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 10 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: The reporting person received 748 shares of common stock upon the net exercise of the 4,367 SARs. The reporting person forfeited 2,882 shares of common stock underlying SARs in payment of the exercise price and 737 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 902 | $94.72 | $85,437.44 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 9 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,291 F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 2,772 | $94.72 | $262,563.84 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 8 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,193 F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 4,590 | $57.19 | $262,502.10 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 7 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The reporting person received 916 shares of common stock upon the net exercise of the 4,590 SARs. The reporting person forfeited 2,772 shares of common stock underlying SARs in payment of the exercise price and 902 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 5,578 | $94.72 | $528,348.16 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 6 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,375 F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Disposition to issuerCommon Stock | 16,803 | $94.72 | $1,591,580.16 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 5 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,953 F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Exercise / conversionCommon Stock | 31,219 | $50.98 | $1,591,544.62 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 4 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,756 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: The reporting person received 8,838 shares of common stock upon the net exercise of the 31,219 SARs. The reporting person forfeited 16,803 shares of common stock underlying the SARs in payment of the exercise price and 5,578 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:53 UTC | HERBALIFE LTD. HLF · Entity 4842 | Tax withholdingCommon Stock | 15,396 | $94.72 | $1,458,309.12 |
DisclosureSEC source: 0001209191-18-017541 · doc4.xml · nonDerivative · entry 3 Hoffman Alan L · CIK 0001624527 · EVP, Global Corporate Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,537 F1 · kind: The reporting person received 15,655 shares of common stock upon the net exercise of the 67,243 SARs. The reporting person forfeited 36,192 shares of common stock underlying the SARs in payment of the exercise price and 15,396 shares of common stock underlying the SARs to satisfy the withholding tax obligation resulting from the exercise, using the closing stock price on March 2, 2018 of $94.72. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.