Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| UNITEDHEALTH GROUP INCUNH · Entity 2809 | EVP, Human Capital | May 10, 2013 | May 13, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
UNITEDHEALTH GROUP INC
Report date May 10, 2013 · Filed May 13, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 70,660.8544 |
Reported balance
After 2013-05-10 transaction · row 1
1 source rowRow 1 · 2013-05-10 · Sale · Disposed 6,000 · Balance 70,660.8544 F1: This transaction was executed in multiple trades ranging from $62.75 to $62.77 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades ranging from $62.75 to $62.77 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2013 Filed May 13, 2013 20:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 6,000 | $62.76 | $376,535.40 |
DisclosureSEC source: 0001209191-13-025825 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,660.8544 F1 · price: This transaction was executed in multiple trades ranging from $62.75 to $62.77 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| May 09, 2013 Filed May 9, 2013 21:50 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 11,235 | $61.90 | $695,450.99 |
DisclosureSEC source: 0001209191-13-025351 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,660.8544 F2 · price: This transaction was executed in multiple trades ranging from $61.90 to $61.91 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| May 07, 2013 Filed May 9, 2013 21:50 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 12,631 | $60.87 | $768,785.82 |
DisclosureSEC source: 0001209191-13-025351 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,895.8544 F1 · price: This transaction was executed in multiple trades ranging from $60.78 to $60.98 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| March 26, 2013 Filed Mar 28, 2013 21:23 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 113.979 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-018853 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,526.8544 F1 · shares: Represents dividend equivalents paid on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if such units do not vest. Read SEC document |
| March 19, 2013 Filed Mar 20, 2013 20:22 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 11,038 | $55.20 | $609,243.51 |
DisclosureSEC source: 0001209191-13-017735 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,412.8754 F1 · price: This transaction was executed in multiple trades ranging from $55.11 to $55.225 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected. Read SEC document |
| February 11, 2013 Filed Feb 12, 2013 22:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Rights · Derivative | 9,503 | $0.00 Strike: $33.00 | $0.00 |
DisclosureSEC source: 0001209191-13-008081 · doc4.xml · derivative · entry 5 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,503 Underlying: Common Stock · 9,503 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014. Read SEC document |
| February 11, 2013 Filed Feb 12, 2013 22:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 1,650 | $57.42 | $94,746.30 |
DisclosureSEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,450.8754 Read SEC document |
| February 11, 2013 Filed Feb 12, 2013 22:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 7,027 | $57.74 | $405,738.98 |
DisclosureSEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,100.8754 Read SEC document |
| February 11, 2013 Filed Feb 12, 2013 22:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 9,503 | $33.00 | $313,599.00 |
DisclosureSEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,127.8754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2013 Filed Feb 12, 2013 22:04 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,273 | $57.74 | $73,503.02 |
DisclosureSEC source: 0001209191-13-008081 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,624.8754 Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:36 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantNon-Qualified Stock Options (right to buy) · Derivative | 26,484 | $0.00 Strike: $57.38 | $0.00 |
DisclosureSEC source: 0001209191-13-007400 · doc4.xml · derivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,484 Underlying: Common Stock · 26,484 shares Expires 2023-02-06 F3 · derivative.exercise_date: The non-qualified stock options vest at a rate of 25% annually on February 6 from the years 2014 through 2017. Read SEC document |
| February 06, 2013 Filed Feb 8, 2013 21:36 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 8,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-007400 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,897.8754 F1 · shares: The restricted stock units will vest at a rate of 25% annually on February 6 from the years 2014 through 2017. F2 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 6, 2013, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 17,428. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Rights · Derivative | 14,140 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-13-006570 · doc4.xml · derivative · entry 5 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,140 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vested at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 4,382 | $55.67 | $243,945.94 |
DisclosureSEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,183.8754 Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 9,758 | $55.75 | $544,008.50 |
DisclosureSEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,565.8754 Read SEC document |
| February 04, 2013 Filed Feb 5, 2013 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 14,140 | $29.74 | $420,523.60 |
DisclosureSEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,323.8754 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2013 Filed Feb 5, 2013 22:26 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,640 | $55.77 | $91,462.80 |
DisclosureSEC source: 0001209191-13-006570 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,183.8754 F1 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:37 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 25,880 | $54.24 | $1,403,731.20 |
DisclosureSEC source: 0001209191-13-000336 · doc4.xml · nonDerivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,630.4344 Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:37 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 60,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000336 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,510.4344 F1 · shares: Represents the settlement of Performance Share Awards for the performance period 2010-2012. Read SEC document |
| December 28, 2012 Filed Jan 3, 2013 00:37 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,775 | $53.86 | $149,461.50 |
DisclosureSEC source: 0001209191-13-000336 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,902.4344 Read SEC document |
| December 28, 2012 Filed Jan 3, 2013 00:37 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 3,475 | $53.86 | $187,163.50 |
DisclosureSEC source: 0001209191-13-000336 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,677.4344 Read SEC document |
| December 21, 2012 Filed Dec 26, 2012 21:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 137.594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-059355 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,152.4344 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| September 21, 2012 Filed Sep 25, 2012 21:22 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 134.269 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-046664 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,014.8404 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| June 22, 2012 Filed Jun 25, 2012 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 127.243 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-035245 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,992.899 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| June 19, 2012 Filed Jun 20, 2012 21:21 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Rights · Derivative | 25,455 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0001209191-12-034729 · doc4.xml · derivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 Underlying: Common Stock · 25,455 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012. Read SEC document |
| June 19, 2012 Filed Jun 20, 2012 21:21 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 6,254 | $60.12 | $375,991.73 |
DisclosureSEC source: 0001209191-12-034729 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,865.656 F1 · price: This transaction was executed in multiple trades ranging from $60.111 to $60.122 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 19, 2012 Filed Jun 20, 2012 21:21 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 19,201 | $59.42 | $1,140,923.42 |
DisclosureSEC source: 0001209191-12-034729 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,119.656 Read SEC document |
| June 19, 2012 Filed Jun 20, 2012 21:21 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 25,455 | $33.94 | $863,942.70 |
DisclosureSEC source: 0001209191-12-034729 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,320.656 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2012 Filed Jun 7, 2012 21:30 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,946 | $56.04 | $109,053.84 |
DisclosureSEC source: 0001209191-12-032849 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,865.656 Read SEC document |
| March 19, 2012 Filed Mar 20, 2012 21:42 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 102.104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-019222 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,811.656 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 19,006 | $0.00 Strike: $33.00 | $0.00 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · derivative · entry 10 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,006 Underlying: Common Stock · 19,006 shares Expires 2020-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 9 from the years 2011 through 2014. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 14,140 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · derivative · entry 9 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,140 Underlying: Common Stock · 14,140 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 23 from the years 2010 through 2013. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 25,455 | $0.00 Strike: $33.94 | $0.00 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · derivative · entry 8 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,455 Underlying: Common Stock · 25,455 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 12,415 | $55.83 | $693,129.45 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 7 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,709 F1 · price: This transaction was executed in multiple trades ranging from $55.83 to $55.85 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 14,574 | $55.73 | $812,209.02 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 6 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,124 Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 19,006 | $33.00 | $627,198.00 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 5 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 10,368 | $55.73 | $577,808.64 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,692 Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 14,140 | $29.74 | $420,523.60 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 19,766 | $55.73 | $1,101,559.18 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,920 Read SEC document |
| February 27, 2012 Filed Feb 28, 2012 21:59 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionCommon Stock | 25,455 | $33.94 | $863,942.70 |
DisclosureSEC source: 0001209191-12-013617 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2012 Filed Feb 14, 2012 21:44 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 44,077 | $53.63 | $2,363,831.88 |
DisclosureSEC source: 0001209191-12-009967 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,231 F1 · price: This transaction was executed in multiple trades ranging from $53.50 to $53.70 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| February 09, 2012 Filed Feb 10, 2012 21:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,239 | $53.06 | $65,741.34 |
DisclosureSEC source: 0001209191-12-009060 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,308.552 Read SEC document |
| February 09, 2012 Filed Feb 10, 2012 21:34 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 2,624 | $53.06 | $139,229.44 |
DisclosureSEC source: 0001209191-12-009060 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,547.552 Read SEC document |
| February 07, 2012 Filed Feb 9, 2012 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 32,847 | $52.03 | $1,709,029.41 |
DisclosureSEC source: 0001209191-12-008719 · doc4.xml · nonDerivative · entry 3 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,171.552 F3 · shares: Represents the withholding of shares to satisfy tax obligations upon the settlement of Performance Share Awards for the performance period 2009-2011. F4 · balance_after: Amount does not include performance-based restricted stock units granted to the executive officer on February 7, 2012, as performance awards not tied to stock price are not derivative securities for purposes of Section 16 under guidance from the staff of the SEC. The number of performance-based restricted stock units that the executive officer will receive will be determined at the end of the 3-year performance period and will be dependent upon the achievement of cumulative 3-year EPS and average return-on-equity performance metrics approved by the Compensation and Human Resources Committee. The target number of performance-based restricted stock units is 19,220. Read SEC document |
| February 07, 2012 Filed Feb 9, 2012 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 76,924 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-008719 · doc4.xml · nonDerivative · entry 2 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,018.552 F2 · shares: Represents the settlement of Performance Share Awards for the performance period 2009-2011. Read SEC document |
| February 07, 2012 Filed Feb 9, 2012 21:41 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 19,220 | $52.03 | $1,000,016.60 |
DisclosureSEC source: 0001209191-12-008719 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,094.552 F1 · shares: The restricted stock units will vest at a rate of 33% on December 28, 2012; February 7, 2014; and February 7, 2015. Read SEC document |
| February 03, 2012 Filed Feb 7, 2012 21:49 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Tax withholdingCommon Stock | 1,603 | $51.31 | $82,249.93 |
DisclosureSEC source: 0001209191-12-008174 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,874.552 Read SEC document |
| February 01, 2012 Filed Feb 2, 2012 21:38 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | SaleCommon Stock | 10,282 | $53.19 | $546,931.45 |
DisclosureSEC source: 0001209191-12-006993 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,477.552 F1 · price: This transaction was executed in multiple trades ranging from $53.15476 to $53.25 per share. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| December 21, 2011 Filed Dec 22, 2011 23:38 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | GrantCommon Stock | 77.996 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-062894 · doc4.xml · nonDerivative · entry 1 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,554.671 F1 · shares: Represents payment of dividend equivalents on outstanding restricted stock units. The dividend equivalents are subject to the same terms as the underlying restricted stock units and are forfeited if the related award does not vest. F2 · balance_after: Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan. Read SEC document |
| October 24, 2011 Filed Oct 26, 2011 20:35 UTC | UNITEDHEALTH GROUP INC UNH · Entity 2809 | Exercise / conversionStock Appreciation Right · Derivative | 14,140 | $0.00 Strike: $29.74 | $0.00 |
DisclosureSEC source: 0001209191-11-052745 · doc4.xml · derivative · entry 4 Sweere Lori · CIK 0001407932 · EVP, Human Capital 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,280 Underlying: Common Stock · 14,140 shares Expires 2019-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.