person · Reporting owner

CAZALOT CLARENCE P JR

Disclosed activity across 5 companies

Tapewire entity: 127196
SEC CIK: 0001173583

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ENBRIDGE INCENB · Entity 2898	Director	March 22, 2019	March 26, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ENBRIDGE INC

Report date March 22, 2019 · Filed March 26, 2019

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible security	Direct	7,812	Reported balance After 2019-03-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged. 1 source row Row 1 · 2019-03-22 · Grant · Acquired 888 · Balance 7,812 F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2: Includes 103 DSUs acquired by the Reporting Person between December 21, 2018 and March 22, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan.

Filing footnotes · ownership attribution and instrument terms

F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date.

F2: Includes 103 DSUs acquired by the Reporting Person between December 21, 2018 and March 22, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan.

Past disclosures · reporting ended (4)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Baker Hughes Co

Report date May 16, 2022 · Filed May 18, 2022

Section 16 reporting ended · disclosed 2022-05-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	Direct	76,393	Reported balance After 2022-05-16 transaction · row 1 1 source row Row 1 · 2022-05-16 · Exercise / conversion · Acquired 6,972 · Balance 76,393 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
Restricted Stock Unit D 5_21SEC Table II · derivative / convertible security · Expires 2022-05-14	Direct	0	Reported balance After 2022-05-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2022-05-16 · Exercise / conversion · Disposed 6,972 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.

Baker Hughes Holdings LLC

Report date July 03, 2017 · Filed July 03, 2017

Section 16 reporting ended · disclosed 2017-07-03. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosure context
Common Stock, $1.00 Par ValueSEC Table I · non-derivative	Direct	Reported balance After 2017-07-03 transaction · row 1 1 source row Row 1 · 2017-07-03 · Disposition to issuer · Disposed 36,447 · Balance 0 F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.28 · Expires 2017-07-24	Direct	Reported balance After 2017-07-03 transaction · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · 2017-07-03 · Disposition to issuer · Disposed 303 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.92 · Expires 2018-01-23	Direct	Reported balance After 2017-07-03 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2017-07-03 · Disposition to issuer · Disposed 357 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.20 · Expires 2018-08-11	Direct	Reported balance After 2017-07-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2017-07-03 · Disposition to issuer · Disposed 323 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.18 · Expires 2019-01-21	Direct	Reported balance After 2017-07-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2017-07-03 · Disposition to issuer · Disposed 1,028 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.52 · Expires 2019-07-22	Direct	Reported balance After 2017-07-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged. 1 source row Row 6 · 2017-07-03 · Disposition to issuer · Disposed 759 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.28 · Expires 2020-01-19	Direct	Reported balance After 2017-07-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged. 1 source row Row 7 · 2017-07-03 · Disposition to issuer · Disposed 634 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.17 · Expires 2020-07-21	Direct	Reported balance After 2017-07-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged. 1 source row Row 8 · 2017-07-03 · Disposition to issuer · Disposed 1,155 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.32 · Expires 2021-01-26	Direct	Reported balance After 2017-07-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged. 1 source row Row 9 · 2017-07-03 · Disposition to issuer · Disposed 1,077 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $77.00 · Expires 2021-07-19	Direct	Reported balance After 2017-07-03 transaction · row 10 Instrument identity requires review; Table II rows are not merged. 1 source row Row 10 · 2017-07-03 · Disposition to issuer · Disposed 871 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.44 · Expires 2022-01-25	Direct	Reported balance After 2017-07-03 transaction · row 11 Instrument identity requires review; Table II rows are not merged. 1 source row Row 11 · 2017-07-03 · Disposition to issuer · Disposed 1,700 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.30 · Expires 2022-07-16	Direct	Reported balance After 2017-07-03 transaction · row 12 Instrument identity requires review; Table II rows are not merged. 1 source row Row 12 · 2017-07-03 · Disposition to issuer · Disposed 2,053 · Balance 0 F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.
Restricted Stock UnitsSEC Table II · derivative / convertible security	Direct	Reported balance After 2017-07-03 transaction · row 13 Instrument identity requires review; Table II rows are not merged. 1 source row Row 13 · 2017-07-03 · Disposition to issuer · Disposed 2,751 · Balance 0 F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

Filing footnotes · ownership attribution and instrument terms

F1: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend").

F2: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date.

F3: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend).

FMC TECHNOLOGIES INC

Report date January 12, 2017 · Filed January 17, 2017

Section 16 reporting ended · disclosed 2017-01-17. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Ending reported balance After 2017-01-17 transaction · row 2 2 source rows · reconciled sequence Row 1 · 2017-01-12 · Tax withholding · Disposed 3,677 · Balance 17,022 Row 2 · 2017-01-17 · Other · Disposed 17,022 · Balance 0 F1: Pursuant to the Business Combination Agreement, dated as of June 14, 2016 (the "Business Combination Agreement") by and among TechnipFMC plc ("TechnipFMC"), FMC Technologies, Inc. ("FMCTI") and Technip S.A. ("Technip"), each ordinary share of FMCTI beneficially owned by the Reporting Person at the effective time of the transaction contemplated by the Business Combination Agreement will be exchanged for 1.00 ordinary share of TechnipFMC.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Business Combination Agreement, dated as of June 14, 2016 (the "Business Combination Agreement") by and among TechnipFMC plc ("TechnipFMC"), FMC Technologies, Inc. ("FMCTI") and Technip S.A. ("Technip"), each ordinary share of FMCTI beneficially owned by the Reporting Person at the effective time of the transaction contemplated by the Business Combination Agreement will be exchanged for 1.00 ordinary share of TechnipFMC.

Spectra Energy Corp.

Report date February 27, 2017 · Filed February 28, 2017

Section 16 reporting ended · disclosed 2017-02-28. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	0	Reported balance After 2017-02-27 transaction · row 1 1 source row Row 1 · 2017-02-27 · Disposition to issuer · Disposed 13,140 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Filing footnotes · ownership attribution and instrument terms

F1: Includes shares acquired pursuant to dividend reinvestment.

F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 16, 2022 Filed May 18, 2022 17:49 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionRestricted Stock Unit D 5_21 · Derivative	6,972	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-22-000095 · wf-form4_165291055818918.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 16, 2022 Filed May 18, 2022 17:49 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionClass A Common Stock	6,972	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-22-000095 · wf-form4_165291055818918.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC	Baker Hughes Co BKR · Entity 2993	GrantRestricted Stock Unit D 5_21 · Derivative	6,972	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · derivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,972 Underlying: Class A Common Stock · 6,972 shares Expires 2022-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionRestricted Stock Unit D 5_20 · Derivative	12,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 14, 2021 Filed May 18, 2021 16:33 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionClass A Common Stock	12,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-21-000064 · wf-form4_162136997075728.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,421 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 14, 2020 Filed May 18, 2020 17:06 UTC	Baker Hughes Co BKR · Entity 2993	GrantRestricted Stock Unit D 5_20 · Derivative	12,500	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-20-000050 · wf-form4_158983598792806.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A Common Stock · 12,500 shares Expires 2021-05-14 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 11, 2020 Filed May 11, 2020 16:16 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionRestricted Stock Unit D 5 19 · Derivative	7,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-20-000040 · wf-form4_158922816359493.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Read SEC document
May 11, 2020 Filed May 11, 2020 16:16 UTC	Baker Hughes Co BKR · Entity 2993	Exercise / conversionClass A Common Stock	7,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-20-000040 · wf-form4_158922816359493.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
July 22, 2019 Filed Jul 24, 2019 12:29 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionStock Option (Right to Buy) · Derivative	759	$0.00 Strike: $22.02	$0.00	Disclosure SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · derivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 759 shares Expires 2019-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic exercise of options immediately prior to their expiration in accordance with the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan as amended and restated. The Issuer reduced the number of shares issued to the Reporting Person in order to satisfy the option cost. No open market transaction occurred. Read SEC document
July 22, 2019 Filed Jul 24, 2019 12:29 UTC	Baker Hughes Co BHGE · Entity 2993	Tax withholdingClass A Common Stock	710	$23.56	$16,727.60	Disclosure SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · nonDerivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,836 Read SEC document
July 22, 2019 Filed Jul 24, 2019 12:29 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	759	$22.02	$16,713.18	Disclosure SEC source: 0001701605-19-000052 · wf-form4_156398576509530.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the automatic exercise of options immediately prior to their expiration in accordance with the Baker Hughes Incorporated 2002 Director & Officer Long-Term Incentive Plan as amended and restated. The Issuer reduced the number of shares issued to the Reporting Person in order to satisfy the option cost. No open market transaction occurred. Read SEC document
May 13, 2019 Filed May 13, 2019 14:41 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionRestricted Stock Unit D 5_18 · Derivative	4,893	$0.00	$0.00	Disclosure SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · derivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,893 shares Expires 2019-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 13, 2019 Filed May 13, 2019 14:41 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	4,893	$0.00	$0.00	Disclosure SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
May 10, 2019 Filed May 13, 2019 14:41 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit D 5 19 · Derivative	7,840	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-19-000045 · wf-form4_155777285258126.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Read SEC document
March 22, 2019 Filed Mar 26, 2019 15:55 UTC	ENBRIDGE INC ENB · Entity 2898	GrantDeferred Stock Units · Derivative	888	$0.00	$0.00	Disclosure SEC source: 0000895728-19-000063 · wf-form4_155361571125951.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,812 Underlying: Common Shares · 888 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 103 DSUs acquired by the Reporting Person between December 21, 2018 and March 22, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionStock Option (Right to Buy) · Derivative	1,028	$0.00 Strike: $11.68	$0.00	Disclosure SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · derivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,028 shares Expires 2019-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration, which is allowed under the Issuer's Insider Trading Policy. Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC	Baker Hughes Co BHGE · Entity 2993	Tax withholdingClass A Common Stock	508	$23.65	$12,014.20	Disclosure SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · nonDerivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,894 Read SEC document
January 18, 2019 Filed Jan 22, 2019 18:46 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	1,028	$11.68	$12,007.04	Disclosure SEC source: 0001701605-19-000001 · wf-form4_154820075042524.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,402 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects the auto-exercise of options immediately prior to their expiration, which is allowed under the Issuer's Insider Trading Policy. Read SEC document
December 31, 2018 Filed Feb 15, 2019 00:25 UTC	ENBRIDGE INC ENB · Entity 2898	GiftCommon Shares	120,025	$0.00	$0.00	Disclosure SEC source: 0000895728-19-000014 · wf-form5_155019030754458.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,930 Read SEC document
December 28, 2018 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	PurchaseClass A Common Stock	245	$21.45	$5,255.25	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 7 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,081 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
December 20, 2018 Filed Dec 21, 2018 19:15 UTC	ENBRIDGE INC ENB · Entity 2898	GrantCommon Shares	37,368	Not disclosed	Not disclosed	Disclosure SEC source: 0000895728-18-000116 · wf-form4_154541972600350.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,955 F1 · price: Pursuant to the Agreement and Plan of Merger, dated September 17, 2018, among Enbridge Energy Management, L.L.C. ("EEM"), Enbridge Inc. ("Enbridge"), Winter Acquisition Sub I, Inc. and the other parties thereto, at the closing of the merger on December 20, 2018, each listed share of EEM (other than those held by Enbridge or its subsidiaries) was exchanged for 0.335 of an Enbridge Common Share and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $10.51. Read SEC document
December 17, 2018 Filed Dec 18, 2018 18:24 UTC	ENBRIDGE INC ENB · Entity 2898	GrantCommon Shares	82,658	Not disclosed	Not disclosed	Disclosure SEC source: 0000895728-18-000103 · wf-form4_154515742900201.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,587 F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 24, 2018, among Spectra Energy Partners, LP ("SEP"), Enbridge Inc. ("Enbridge"), Autumn Acquisition Sub, LLC and the other parties thereto, at the closing of the merger on December 17, 2018, each common unit of SEP (other than those held by Enbridge or its subsidiaries) was exchanged for 1.111 Enbridge Common Shares and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $35.40. Read SEC document
December 14, 2018 Filed Dec 18, 2018 18:24 UTC	ENBRIDGE INC ENB · Entity 2898	GrantDeferred Stock Units · Derivative	1,007	$0.00	$0.00	Disclosure SEC source: 0000895728-18-000103 · wf-form4_154515742900201.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,821 Underlying: Common Shares · 1,007 shares Expires not disclosed F2 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F3 · balance_after: Includes 89 DSUs acquired by the Reporting Person between September 22, 2018 and December 14, 2018 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. Read SEC document
November 21, 2018 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	SaleClass A Common Stock	195	$22.57	$4,401.15	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 6 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,836 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
September 21, 2018 Filed Sep 25, 2018 15:34 UTC	ENBRIDGE INC ENB · Entity 2898	GrantDeferred Stock Units · Derivative	941	$0.00	$0.00	Disclosure SEC source: 0000895728-18-000048 · wf-form4_153788962422665.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,725 Underlying: Common Shares · 941 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 71 DSUs acquired by the Reporting Person between June 16, 2018 and September 21, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document
June 15, 2018 Filed Jun 19, 2018 18:16 UTC	ENBRIDGE INC ENB · Entity 2898	GrantDeferred Stock Units · Derivative	1,052	$0.00	$0.00	Disclosure SEC source: 0001104659-18-041017 · a4.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,713 Underlying: Common Shares · 1,052 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 61 DSUs acquired by the Reporting Person between March 24, 2018 and June 15, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document
May 11, 2018 Filed May 14, 2018 17:01 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit D 5_18 · Derivative	4,893	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-18-000068 · wf-form4_152633165468477.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,893 Underlying: Class A Common Stock · 4,893 shares Expires 2019-05-11 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Read SEC document
May 09, 2018 Filed May 10, 2018 17:42 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionRestricted Stock Unit · Derivative	4,176	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-18-000059 · wf-form4_152598852607823.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 4,176 shares Expires 2018-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. Read SEC document
May 09, 2018 Filed May 10, 2018 17:42 UTC	Baker Hughes Co BHGE · Entity 2993	Exercise / conversionClass A Common Stock	4,176	$0.00	$0.00	Disclosure SEC source: 0001701605-18-000059 · wf-form4_152598852607823.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document
April 09, 2018 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	PurchaseClass A Common Stock	195	$29.74	$5,799.30	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 5 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,031 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
March 23, 2018 Filed Mar 27, 2018 22:06 UTC	ENBRIDGE INC ENB · Entity 2898	GrantDeferred Stock Units · Derivative	1,036	$0.00	$0.00	Disclosure SEC source: 0001104659-18-020510 · a4.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Underlying: Common Shares · 1,036 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 41 DSUs acquired by the Reporting Person between January 2, 2018 and March 23, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document
February 20, 2018 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	SaleClass A Common Stock	201	$26.43	$5,312.43	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 4 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,836 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
December 18, 2017 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	PurchaseClass A Common Stock	201	$31.09	$6,249.09	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,037 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
October 17, 2017 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	SaleClass A Common Stock	197	$33.85	$6,668.45	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,836 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
August 15, 2017 Filed Oct 10, 2019 18:13 UTC	Baker Hughes Co BHGE · Entity 2993	PurchaseClass A Common Stock	197	$35.12	$6,918.64	Disclosure SEC source: 0001701605-19-000082 · wf-form4_157074558235465.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,033 F1 · kind: The reporting person's transactions reported herein were undertaken and were not reported concurrently due to broker error, contrary to the reporting persons prior instructions, and are matchable under 16(b) of the Securities Exchange Act of 1934. The reporting person has agreed to pay to Issuer an aggregate amount of $1,025.37, representing the full amount of the profit realized in connection with the transactions reported herein. Read SEC document
August 01, 2017 Filed Aug 3, 2017 21:29 UTC	Baker Hughes Co BHGE · Entity 2993	GrantRestricted Stock Unit · Derivative	4,176	Not disclosed	Not disclosed	Disclosure SEC source: 0001701605-17-000080 · wf-form4_150181013699479.xml · derivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,176 Underlying: Class A Common Stock · 4,176 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · price: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.exercise_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. F1 · derivative.expiration_date: The restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer and will fully vest on May 9, 2018. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerRestricted Stock Units · Derivative	2,751	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 13 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 2,751 shares Expires not disclosed F3 · derivative.exercise_price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · price: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · derivative.exercise_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). F3 · derivative.expiration_date: Prior to the Closing Date, each restricted stock unit represented a contingent right to one share of BHI Common Stock (each, a "BHI RSU"). Pursuant to the Transaction Agreement, on the Closing Date, each outstanding BHI RSU was cancelled and converted into a restricted stock unit with respect to a share of BHGE Common Stock, with the same terms and conditions as applied to such BHI RSU immediately prior to the Closing Date (including the right with respect to the Special Dividend). Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	2,053	Not disclosed Strike: $39.30	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 12 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 2,053 shares Expires 2022-07-16 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	1,700	Not disclosed Strike: $47.44	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 11 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,700 shares Expires 2022-01-25 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	871	Not disclosed Strike: $77.00	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 10 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 871 shares Expires 2021-07-19 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	1,077	Not disclosed Strike: $62.32	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 9 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,077 shares Expires 2021-01-26 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	1,155	Not disclosed Strike: $49.17	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 8 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,155 shares Expires 2020-07-21 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	634	Not disclosed Strike: $47.28	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 7 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 634 shares Expires 2020-01-19 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	759	Not disclosed Strike: $39.52	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 6 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 759 shares Expires 2019-07-22 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	1,028	Not disclosed Strike: $29.18	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 5 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 1,028 shares Expires 2019-01-21 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	323	Not disclosed Strike: $77.20	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 4 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 323 shares Expires 2018-08-11 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	357	Not disclosed Strike: $69.92	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 3 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 357 shares Expires 2018-01-23 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerStock Option (Right to Buy) · Derivative	303	Not disclosed Strike: $82.28	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · derivative · entry 2 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1.00 Par Value · 303 shares Expires 2017-07-24 F2 · price: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. F2 · derivative.exercise_date: Pursuant to the Transaction Agreement, on the Closing Date, each outstanding option to purchase shares of BHI Common Stock (each, a "BHI Option"), whether or not exercisable, was cancelled and converted into a fully exercisable option to purchase an equal number of shares of BHGE Common Stock, with a per share exercise price equal to the per share exercise price of such BHI Option less $17.50 to reflect the Special Dividend, and otherwise with the same terms and conditions as applied to such BHI Option immediately prior to the Closing Date. Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:45 UTC	Baker Hughes Holdings LLC BHI · Entity 50098	Disposition to issuerCommon Stock, $1.00 Par Value	36,447	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-17-022544 · form4.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). F1 · price: On the closing date (the "Closing Date") of the transactions contemplated by the Transaction Agreement and Plan of Merger, dated as of October 30, 2016, among General Electric Company, a New York corporation, Baker Hughes Incorporated, a Delaware corporation ("BHI"), the Issuer and certain subsidiaries of BHI, as amended by that certain Amendment to Transaction Agreement and Plan of Merger dated as of March 27, 2017 (the "Transaction Agreement"), each outstanding share of common stock of the Issuer ("BHI Common Stock"), whether restricted or unrestricted, was cancelled and converted into the right to receive (a) one share of Class A common stock of Baker Hughes, a GE Company ("BHGE Common Stock") and (b) a special one-time cash dividend of $17.50 per share of BHGE Common Stock (the "Special Dividend"). Read SEC document
February 27, 2017 Filed Feb 28, 2017 19:38 UTC	Spectra Energy Corp. SE · Entity 178342	Disposition to issuerCommon Stock	13,140	Not disclosed	Not disclosed	Disclosure SEC source: 0000899243-17-005664 · doc4.xml · nonDerivative · entry 1 CAZALOT CLARENCE P JR · CIK 0001173583 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.