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Chrysler III Louis Gage

Disclosed activity across 1 company

Tapewire entity
127060
SEC CIK
0001428654

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TRICO BANCSHARES /

Report date May 19, 2022 · Filed May 23, 2022

Section 16 reporting ended · disclosed 2022-05-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,853.34 Reported balance After 2022-05-19 transaction · row 1
1 source row

Row 1 · 2022-05-19 · Exercise / conversion · Acquired 1,430 · Balance 54,853.34

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Common StockSEC Table I · non-derivativeIndirectBy Spouse927.96 Reported balance After 2022-05-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2022-05-19 · Other · Acquired 0 · Balance 927.96

F2: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-05-19 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-05-19 · Exercise / conversion · Disposed 1,430 · Balance 0

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Filing footnotes · ownership attribution and instrument terms

F1: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F2: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2022 Filed May 23, 2022 20:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,430 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Read SEC document
May 19, 2022 Filed May 23, 2022 20:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 927.96

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 19, 2022 Filed May 23, 2022 20:46 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,430 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-22-000015 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,853.34

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted May 27, 2021. Price per share on vesting date (May 19, 2022): $42.29

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,553 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · derivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,398

Underlying: Common Stock · 1,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 927.96

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 18:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,767.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSUs into common stock on a one-for-one basis. RSU was granted on May 28, 2020. Price per share on vesting date (May 28, 2021): $47.95

Read SEC document
May 27, 2021 Filed Jun 1, 2021 18:42 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,398 $0.00 $0.00
Disclosure

SEC source: 0001620863-21-000008 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,951

Underlying: Common Stock · 1,398 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/27/2022. Cash dividends on RSUs are reinvested in shares of common stock of the Issuer at fair market value on date of dividend payment. Per unit value on date of grant was $46.47 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,053 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000067 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,509

Underlying: Common Stock · 1,053 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000067 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
June 25, 2020 Filed Jun 25, 2020 22:56 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,053 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-20-000067 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,486.41

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on June 25, 2019. Price per share on vesting date (June 25, 2020): $28.10

Read SEC document
May 28, 2020 Filed Jun 1, 2020 22:02 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,509 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000042 · primary_doc.xml · derivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,563

Underlying: Common Stock · 1,509 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/28/2021. Cash dividends on RSUs are reinvested in shares of common stock of the issuers at fair market value on date of dividend payment. Per unit value on date of grant was $27.83 (based on the 30-day average closing price of Issuers common stock).

Read SEC document
March 11, 2020 Filed Mar 11, 2020 21:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000013 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 21:08 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 3,000 $30.37 $91,106.10
Disclosure

SEC source: 0001620863-20-000013 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,250

F1 · price: Multiple open market security purchases accumulating 3,000 shares occurred on March 10, 2020 with a low, high, and average price per share of $30.2901, $30.4096, and $30.3687 respectively.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 20:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000012 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F1 · kind: No transactions occurred among these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 06, 2020 Filed Mar 9, 2020 20:38 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 2,000 $32.37 $64,747.80
Disclosure

SEC source: 0001620863-20-000012 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,250

Read SEC document
March 04, 2020 Filed Mar 4, 2020 19:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred amongst these shares. Intended only to reflect shares beneficially owned.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 5,000 $34.17 $170,850.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,250

F1 · kind: Multiple open market security purchases accumulating to 5,000 shares occurred on March 2, 2020 with a low, high, and average price per share of $34.10, $34.248, and $34.17 respectively.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 19:16 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 5,000 $34.12 $170,613.00
Disclosure

SEC source: 0001620863-20-000008 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $19.46 Strike: $19.46 $77,840.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · derivative · entry 13

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2023-05-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $15.34 Strike: $15.34 $61,360.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · derivative · entry 12

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2022-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $14.54 Strike: $14.54 $58,160.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · derivative · entry 11

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2021-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 4,000 $17.54 Strike: $17.54 $70,160.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · derivative · entry 10

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 4,000 shares

Expires 2020-05-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 9

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 2,171 $35.84 $77,808.64
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 8

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,338.27

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $19.46 $77,840.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 7

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,509.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,712 $35.84 $61,358.08
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 6

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,509.27

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $15.34 $61,360.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 5

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,221.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,622 $35.84 $58,132.48
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,221.27

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $14.54 $58,160.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,843.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Tax withholdingCommon Stock 1,957 $35.84 $70,138.88
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,843.27

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
October 16, 2019 Filed Oct 18, 2019 16:53 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 4,000 $17.54 $70,160.00
Disclosure

SEC source: 0001620863-19-000067 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,800.27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This form is being filed to report the exercise of a stock option for a total of 16,000 shares by means of a cashless exercise. As a result of this cashless exercise, the Reporting Person, on a net basis, acquired ownership of an additional 8,538 shares of common stock.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 16:13 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,034 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000043 · primary_doc.xml · derivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,034

Underlying: Common Stock · 1,034 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

F1 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 6/25/2020. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on date of dividend payment. Per unit value on date of grant was $38.67 (based on the 30-day average closing price of Issuers common stock).

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May 21, 2019 Filed May 23, 2019 17:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,019 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000021 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.exercise_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

F1 · derivative.expiration_date: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

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May 21, 2019 Filed May 23, 2019 17:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-19-000021 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

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May 21, 2019 Filed May 23, 2019 17:31 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,019 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-19-000021 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,628.31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the conversion upon vesting of RSU into common stock on a one-for-one basis. RSU was granted on May 22, 2018. Price per share on vesting date (May 21, 2019): $39.70.

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May 23, 2018 Filed May 23, 2018 16:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 872.26

F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 22, 2018 Filed May 23, 2018 16:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Unit · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · derivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

F3 · derivative.expiration_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/21/2019. Cash dividends on RSUs are reinvested in shares of common stock of the issuer at fair market value on the date of dividend payment.

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May 22, 2018 Filed May 23, 2018 16:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionRestricted Stock Unit · Derivative 1,018 $0.00 $0.00
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,018 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

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May 22, 2018 Filed May 23, 2018 16:12 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 1,018 Not disclosed Not disclosed
Disclosure

SEC source: 0001620863-18-000020 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,329.55

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Result of vesting of an RSU granted on May 23, 2017 that vested on May 22, 2018

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December 28, 2017 Filed Dec 28, 2017 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held By Spouse

Disclosed balance after: 872.26

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,142.76

Read SEC document
December 27, 2017 Filed Dec 28, 2017 18:54 UTC TRICO BANCSHARES / TCBK · Entity 4626 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000088 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142.76

Read SEC document
December 18, 2017 Filed Dec 18, 2017 18:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000087 · primary_doc.xml · nonDerivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse; shares held with broker

Disclosed balance after: 872.26

F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 18:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 2,000 $15.40 Strike: $15.40 $30,800.00
Disclosure

SEC source: 0001620863-17-000087 · primary_doc.xml · derivative · entry 5

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 2,000 shares

Expires 2018-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 18:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionOption Common Stock · Derivative 10,000 $17.25 Strike: $17.25 $172,500.00
Disclosure

SEC source: 0001620863-17-000087 · primary_doc.xml · derivative · entry 4

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 10,000 shares

Expires 2018-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 18:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 2,000 $15.40 $30,800.00
Disclosure

SEC source: 0001620863-17-000087 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,142.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 15, 2017 Filed Dec 18, 2017 18:20 UTC TRICO BANCSHARES / TCBK · Entity 4626 Exercise / conversionCommon Stock 10,000 $17.25 $172,500.00
Disclosure

SEC source: 0001620863-17-000087 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,142.76

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC TRICO BANCSHARES / TCBK · Entity 4626 GrantRestricted Stock Units · Derivative 1,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · derivative · entry 3

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2018-05-23

F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · nonDerivative · entry 2

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse shares held with broker

Disclosed balance after: 872.26

F3 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned.

Read SEC document
May 23, 2017 Filed Jun 1, 2017 23:11 UTC TRICO BANCSHARES / TCBK · Entity 4626 OtherCommon Stock 0 $0.00 $0.00
Disclosure

SEC source: 0001620863-17-000040 · primary_doc.xml · nonDerivative · entry 1

Chrysler III Louis Gage · CIK 0001428654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,129

F2 · kind: Represents the grant of Restricted Stock Units. 100% of the shares vest on 05/23/2018

F1 · balance_after: This Form 4 also corrects the amount of securities beneficially owned following the reported transaction in the Form 4 filed which should have been 23,129 shares, not 21,081 shares as reported.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.