Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Meta Platforms, Inc.FB · Entity 2790 | VP, Gen. Counsel & Secretary | July 01, 2013 | July 03, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Meta Platforms, Inc.
Report date July 01, 2013 · Filed July 03, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 481,797 |
Reported balance
After 2013-07-01 transaction · row 1
1 source rowRow 1 · 2013-07-01 · Conversion · Acquired 25,755 · Balance 481,797 F1: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $24.86 per share, which represented the closing price of the issuer's Class A Common Stock on June 28, 2013. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Expires 2019-01-11 | Direct | 215,455 |
Reported balance
After 2013-07-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-07-01 · Exercise / conversion · Disposed 53,860 · Balance 215,455 F3: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition. Both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based vesting condition was satisfied on November 17, 2012. Pursuant to the terms of the RSU award, the service-based vesting condition was satisfied as to 1/5th of the total number of shares on November 1, 2009 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date. F5: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 53,860 |
Reported balance
After 2013-07-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-07-01 · Exercise / conversion · Acquired 53,860 · Balance 53,860 F5: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 25,755 |
Reported balance
After 2013-07-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2013-07-01 · Tax withholding · Disposed 28,105 · Balance 25,755 F5: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6: Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2013-07-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2013-07-01 · Conversion · Disposed 25,755 · Balance 0 F5: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7: Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of RSUs. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy The Ullyot 2012 Irrevocable Trust | 176,400 |
Reported balance
Holding disclosure · report date 2013-07-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 176,400 F2: Shares held of record by Theodore W. Ullyot and Jennifer L. Ullyot, Co-Trustees of the Ullyot 2012 Irrevocable Trust, the beneficiaries of which include the reporting person's minor children. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $24.86 per share, which represented the closing price of the issuer's Class A Common Stock on June 28, 2013.
F2: Shares held of record by Theodore W. Ullyot and Jennifer L. Ullyot, Co-Trustees of the Ullyot 2012 Irrevocable Trust, the beneficiaries of which include the reporting person's minor children.
F3: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
F4: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition. Both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based vesting condition was satisfied on November 17, 2012. Pursuant to the terms of the RSU award, the service-based vesting condition was satisfied as to 1/5th of the total number of shares on November 1, 2009 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date.
F5: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
F6: Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the reporting person.
F7: Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of RSUs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2013 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 29,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · nonDerivative · entry 4 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 908,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $26.63 per share, which represented the closing price of the issuer's Class A Common Stock on December 31, 2012. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 180,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · derivative · entry 7 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 180,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 180,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · derivative · entry 6 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,140 Underlying: Class A Common Stock · 180,140 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionStock Option (right to buy Class B Common Stock) · Derivative | 180,140 | $0.00 Strike: $1.85 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · derivative · entry 5 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,725,181 Underlying: Class B Common Stock · 180,140 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_date: The option vested as to 1/5th of the total shares on October 20, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date. In connection with certain estate planning transfers, options to purchase 400,000 vested shares are held by Theodore W. Ullyot, as Trustee of the Theodore W. Ullyot 2011 Annuity Trust dated December 13, 2011. F5 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 31, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 180,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · nonDerivative · entry 3 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,401 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Represents the number of shares acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the exercise of vested stock options. Read SEC document |
| December 28, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | GiftClass A Common Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · nonDerivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By The Ullyot 2012 Irrevocable Trust Disclosed balance after: 196,000 F2 · ownership.nature: Shares held of record by Theodore W. Ullyot and Jennifer L. Ullyot, Co-Trustees of The Ullyot 2012 Irrevocable Trust, the beneficiaries of which include the reporting person's minor children. Read SEC document |
| December 28, 2012 Filed Jan 3, 2013 00:46 UTC | Meta Platforms, Inc. FB · Entity 2790 | GiftClass A Common Stock | 196,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-000378 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 698,261 F1 · shares: Represents transfer of shares to The Ullyot 2012 Irrevocable Trust. Read SEC document |
| December 04, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 40 | $27.06 | $1,082.40 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · nonDerivative · entry 3 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,261 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| December 03, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 111,990 | $27.91 | $3,125,304.93 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · nonDerivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,301 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.84 to $27.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| December 01, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 28,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · derivative · entry 7 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,718 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F8 · shares: Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of the RSUs. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 01, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | Tax withholdingClass B Common Stock · Derivative | 25,142 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · derivative · entry 6 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,718 Underlying: Class A Common Stock · 25,142 shares Expires not disclosed F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · shares: Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 01, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 53,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · derivative · entry 5 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,860 Underlying: Class A Common Stock · 53,860 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 01, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 53,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · derivative · entry 4 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,495 Underlying: Class B Common Stock · 53,860 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F5 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The liquidity event-based vesting condition was satisfied on November 17, 2012. Pursuant to the terms of the RSU award, the service-based vesting condition was satisfied as to 1/5th of the total number of shares on November 1, 2009 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date. F6 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| December 01, 2012 Filed Dec 4, 2012 22:03 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 28,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-055741 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $28.00 per share, which represented the closing price of the issuer's Class A Common Stock on November 30, 2012. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 23:00 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 125 | $24.33 | $3,041.25 |
DisclosureSEC source: 0001209191-12-054369 · doc4.xml · nonDerivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,573 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 20, 2012 Filed Nov 21, 2012 23:00 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 136,350 | $22.91 | $3,123,437.63 |
DisclosureSEC source: 0001209191-12-054369 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,698 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.71 to $23.08 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| November 08, 2012 Filed Nov 9, 2012 22:00 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 153,000 | $20.53 | $3,141,656.10 |
DisclosureSEC source: 0001209191-12-052519 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114,048 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.33 to $20.72 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2). Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 28,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · derivative · entry 9 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 28,720 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F11 · shares: Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of the RSUs. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | Tax withholdingClass B Common Stock · Derivative | 25,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · derivative · entry 8 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,720 Underlying: Class A Common Stock · 25,145 shares Expires not disclosed F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F10 · shares: Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 53,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · derivative · entry 7 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,865 Underlying: Class A Common Stock · 53,865 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 53,865 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · derivative · entry 6 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646,355 Underlying: Class B Common Stock · 53,865 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F9 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. Pursuant to the terms of the RSU award, the service-based vesting condition was satisfied as to 1/5th of the total number of shares on November 1, 2009 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date. The liquidity event-based vesting condition is satisfied six months after the issuer's initial public offering, which was declared effective on May 17, 2012. Under settlement procedures applicable to the RSUs, the issuer is permitted to deliver the underlying shares within 30 days before or after the date on which the liquidity event-based condition is satisfied. F6 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 6,700 | $21.14 | $141,665.47 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · nonDerivative · entry 4 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,048 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2012. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.14 to $21.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (5). Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 28,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · nonDerivative · entry 3 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273,748 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $21.115 per share, which represented the closing price of the issuer's Class A Common Stock on October 31, 2012. Read SEC document |
| October 31, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 35,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · derivative · entry 5 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 35,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · shares: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. F6 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F7 · derivative.underlying: The holder elected to convert the shares of Class B Common Stock into Class A Common Stock on a 1-for-1 basis. Read SEC document |
| October 31, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | SaleClass A Common Stock | 142,375 | $20.99 | $2,987,881.75 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · nonDerivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,028 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2012. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.76 to $21.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3). Read SEC document |
| October 31, 2012 Filed Nov 2, 2012 21:17 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 35,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-051507 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,403 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock at the election of the reporting person. Read SEC document |
| October 25, 2012 Filed Oct 26, 2012 20:36 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass B Common Stock · Derivative | 1,351,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-050641 · doc4.xml · derivative · entry 5 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,600 Underlying: Class A Common Stock · 1,351,803 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F6 · shares: Represents shares of Class B Common Stock that have been converted to Class A Common Stock in connection with the net settlement of the RSUs. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 25, 2012 Filed Oct 26, 2012 20:36 UTC | Meta Platforms, Inc. FB · Entity 2790 | Tax withholdingClass B Common Stock · Derivative | 1,179,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-050641 · doc4.xml · derivative · entry 4 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,387,403 Underlying: Class A Common Stock · 1,179,757 shares Expires not disclosed F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F5 · shares: Represents shares of Class B Common Stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the RSUs and does not represent a sale by the reporting person. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 25, 2012 Filed Oct 26, 2012 20:36 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionClass B Common Stock · Derivative | 2,531,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-050641 · doc4.xml · derivative · entry 3 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,567,160 Underlying: Class A Common Stock · 2,531,560 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_price: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.exercise_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. F4 · derivative.expiration_date: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 25, 2012 Filed Oct 26, 2012 20:36 UTC | Meta Platforms, Inc. FB · Entity 2790 | Exercise / conversionRestricted Stock Units (RSU) · Derivative | 2,531,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-050641 · doc4.xml · derivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 700,220 Underlying: Class B Common Stock · 2,531,560 shares Expires 2019-01-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. Pursuant to the terms of the RSU award, the service-based vesting condition was satisfied as to 1/5th of the total number of shares on November 1, 2009 and then 1/60th of the total number of shares vest monthly thereafter, subject to continued service through each vesting date. The liquidity event-based vesting condition is satisfied six months after the issuer's initial public offering, which was declared effective on May 17, 2012. Under settlement procedures applicable to the RSUs, the issuer is permitted to deliver the underlying shares within 30 days before or after the date on which the liquidity event-based condition is satisfied. The issuer vested and settled the outstanding RSUs for which the service-based vesting condition had been satisfied on October 25, 2012. F4 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date. Read SEC document |
| October 25, 2012 Filed Oct 26, 2012 20:36 UTC | Meta Platforms, Inc. FB · Entity 2790 | ConversionClass A Common Stock | 1,351,803 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-050641 · doc4.xml · nonDerivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,803 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock in connection with the net settlement of restricted stock units (the "RSUs") listed in Table II, based on a price of $23.21 per share, which represented the closing price of the issuer's Class A Common Stock on October 24, 2012. Read SEC document |
| May 17, 2012 Filed May 17, 2012 22:05 UTC | Meta Platforms, Inc. FB · Entity 2790 | GrantRestricted Stock Units (RSU) · Derivative | 311,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-029026 · doc4.xml · derivative · entry 2 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,230 Underlying: Class B Common Stock · 311,230 shares Expires 2020-02-25 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F4 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The issuer's IPO was declared effective on May 17, 2012; no RSUs will vest until the date that is six months after the IPO, at which time the liquidity event-based vesting condition will have been satisfied. The service-based vesting condition will be satisfied as to 1/4th of the total shares August 15, 2014, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date. F3 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended (the "IPO"), the Class B Common Stock will also become convertible into the issuer's Class A Common Stock on the same basis upon certain transfers of such shares. Read SEC document |
| May 17, 2012 Filed May 17, 2012 22:05 UTC | Meta Platforms, Inc. FB · Entity 2790 | GrantRestricted Stock Units (RSU) · Derivative | 3,231,780 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-029026 · doc4.xml · derivative · entry 1 Ullyot Theodore Warren · CIK 0001382582 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,231,780 Underlying: Class B Common Stock · 3,231,780 shares Expires 2019-01-11 F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement. F2 · derivative.exercise_date: The RSUs were granted with both (a) a liquidity event-based vesting condition and (b) a service-based vesting condition, both of which conditions must be satisfied in order for the RSUs to vest. The issuer's IPO (as defined in fn 3) was declared effective on May 17, 2012; no RSUs will vest until the date that is six months after the IPO, at which time the liquidity event-based vesting condition will have been satisfied. The service-based vesting condition was satisfied as to 1/5th of the total shares on November 1, 2009, after which 1/60th of the total shares vest monthly, subject to continued service through each vesting date. F3 · derivative.underlying: The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis and has no expiration date. Upon the closing of the issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-179287) under the Securities Act of 1933, as amended (the "IPO"), the Class B Common Stock will also become convertible into the issuer's Class A Common Stock on the same basis upon certain transfers of such shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.