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person · Reporting owner

Britti John V.

Disclosed activity across 1 company

Tapewire entity
126896
SEC CIK
0001520971

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ONITY GROUP INC.OCN · Entity 6025EVP & Chief Investment OfficerMay 25, 2022May 26, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ONITY GROUP INC.

Report date May 25, 2022 · Filed May 26, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect17,233 Reported balance After 2022-05-25 transaction · row 1
1 source row

Row 1 · 2022-05-25 · Purchase · Acquired 300 · Balance 17,233

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2019 Filed Feb 26, 2019 22:08 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 1,810 $2.01 $3,638.10
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,733

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2019 Filed Feb 26, 2019 22:08 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-19-002615 · ownership.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 21:15 UTC ONITY GROUP INC. OCN · Entity 6025 GrantRestricted Stock Units · Derivative 174,419 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-016478 · ownership.xml · derivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,419

Underlying: Common Stock · 174,419 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F2 · derivative.exercise_date: On November 15, 2018 the reporting person was granted 174,419 restricted stock units scheduled to vest in annual installments of 34,884, 34,884 and 104,651, commencing November 15, 2019, subject to the reporting person's continued employment.

F2 · derivative.expiration_date: On November 15, 2018 the reporting person was granted 174,419 restricted stock units scheduled to vest in annual installments of 34,884, 34,884 and 104,651, commencing November 15, 2019, subject to the reporting person's continued employment.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · derivative · entry 6

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,250

Underlying: Common Stock · 18,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F5 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125, and 18,125 commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 18,333 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · derivative · entry 5

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,333

Underlying: Common Stock · 18,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017, subject to the reporting person's continued employment.

F4 · derivative.expiration_date: The Restricted Stock Units have no expiration date.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 5,501 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 4

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,431

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 5,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,807

F2 · price: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2018 Filed Apr 3, 2018 01:41 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 18,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-004613 · form4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 5,112 $0.00 $0.00
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,112

Underlying: Common Stock · 5,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

F3 · derivative.expiration_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units scheduled to vest in three approximately equal annual installments commencing February 24, 2017 subject to the reporting person's continued employment. The Restricted Stock Units have no expiration date.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 1,747 $3.44 $6,009.68
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,038

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2018 Filed Feb 27, 2018 21:30 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 5,112 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-18-002654 · form4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,785

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock for no additional consideration.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 18,125 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · derivative · entry 6

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,375

Underlying: Common Stock · 18,125 shares

Expires 2020-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F4 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 72,500 performance-based restricted stock units subject to both a performance-based condition and a time-based vesting schedule. The grant provided that if, on or before the fourth anniversary of the transaction date of March 29, 2016, the average of the closing prices per share of OCN Common Stock for a period of twenty consecutive trading days, plus the amount of any dividends paid on a share of OCN Common Stock on or before the last day of that period, equaled or exceeded $4.78, the restricted stock units would vest in four annual installments on the first, second, third and fourth anniversaries of March 29, 2016. This performance-based condition was satisfied on November 30, 2016. As a result, this award is scheduled to vest in four annual installments of 18,125, 18,125, 18,125, and 18,125 commencing March 29, 2017.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 18,334 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · derivative · entry 5

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,666

Underlying: Common Stock · 18,334 shares

Expires 2019-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On March 29, 2016, the reporting person was granted 55,000 restricted stock units scheduled to vest in three annual installments of 18,334, 18,333 and 18,333, respectively, commencing March 29, 2017.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 5,996 $5.21 $31,239.16
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 4

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,673

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 18,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 6,065 $5.21 $31,598.65
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,544

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
March 29, 2017 Filed Mar 31, 2017 21:35 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 18,334 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000334 · britti_4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:22 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionRestricted Stock Units · Derivative 5,113 $0.00 $0.00
Disclosure

SEC source: 0001019056-17-000248 · britti_4.xml · derivative · entry 3

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,224

Underlying: Common Stock · 5,113 shares

Expires 2019-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

F3 · derivative.exercise_date: On February 24, 2015, the reporting person was granted 15,337 restricted stock units that are scheduled to vest in three annual installments of 5,113, 5,112 and 5,112, respectively, commencing February 24, 2017.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:22 UTC ONITY GROUP INC. OCN · Entity 6025 Tax withholdingCommon Stock 1,691 $4.23 $7,144.48
Disclosure

SEC source: 0001019056-17-000248 · britti_4.xml · nonDerivative · entry 2

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,275

F2 · acquired: Shares withheld pursuant to terms of the award to cover tax withholding obligations.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:22 UTC ONITY GROUP INC. OCN · Entity 6025 Exercise / conversionCommon Stock 5,113 Not disclosed Not disclosed
Disclosure

SEC source: 0001019056-17-000248 · britti_4.xml · nonDerivative · entry 1

Britti John V. · CIK 0001520971 · EVP & Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of OCN common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.