Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN STATES WATER COAWR · Entity 4127 | Former Officer | May 25, 2022 | May 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN STATES WATER CO
Report date May 25, 2022 · Filed May 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 6,630.3373 |
Reported balance
After 2022-05-25 transaction · row 1
1 source rowRow 1 · 2022-05-25 · Sale · Disposed 2,645 · Balance 6,630.3373 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2019 Filed Feb 7, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 105.2111 | $67.21 | $7,071.24 |
DisclosureSEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,805.8534 F3 · shares: 105.2111 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 207.0046 | $67.21 | $13,912.78 |
DisclosureSEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,911.0645 F2 · shares: 207.0046 shares withheld to satisfy tax liability. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 23:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.5667 | $67.21 | $10,321.22 |
DisclosureSEC source: 0001209191-19-008255 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,118.0691 F1 · shares: 153.5667 shares withheld to satisfy tax liability. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 01:01 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $67.63 | $20,289.00 |
DisclosureSEC source: 0001209191-19-007133 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,271.6358 Read SEC document |
| January 29, 2019 Filed Feb 1, 2019 02:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006320 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,571.6358 Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-001361 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,919.6358 F1 · shares: Adjustment due to partial share Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 23:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $66.61 | $19,983.00 |
DisclosureSEC source: 0001209191-19-001361 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,922.3025 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 18:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $67.26 | $20,178.00 |
DisclosureSEC source: 0001209191-18-060763 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,222.3025 Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 18:42 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 8.7927 | $68.02 | $598.08 |
DisclosureSEC source: 0001209191-18-060763 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,522.3025 F1 · shares: DER unites credited on 12/03/2018 as dividend at FMV Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 23:04 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $61.44 | $18,432.00 |
DisclosureSEC source: 0001209191-18-056834 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513.5098 Read SEC document |
| October 01, 2018 Filed Oct 1, 2018 22:38 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $61.24 | $18,372.00 |
DisclosureSEC source: 0001209191-18-052891 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,813.5098 Read SEC document |
| September 04, 2018 Filed Sep 4, 2018 23:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $60.27 | $18,081.00 |
DisclosureSEC source: 0001209191-18-049389 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,113.5098 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 23:52 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.8523 | $60.43 | $595.37 |
DisclosureSEC source: 0001209191-18-049389 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,413.5098 F1 · shares: DER Units credited on 08/31/2018 as dividend at FMV Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 15:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $60.12 | $18,036.00 |
DisclosureSEC source: 0001209191-18-045171 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,403.6575 Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 22:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 300 | $57.13 | $17,139.00 |
DisclosureSEC source: 0001209191-18-041316 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,703.6575 Read SEC document |
| June 01, 2018 Filed Jul 3, 2018 22:55 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 9.7513 | $56.36 | $549.58 |
DisclosureSEC source: 0001209191-18-041316 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,003.6575 F1 · shares: DER units credited on 06/01/2018 as dividend at FMV Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 00:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 448.9571 | $52.01 | $23,350.26 |
DisclosureSEC source: 0001209191-18-019451 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,993.9062 F1 · shares: 448.9571 shares withheld to satisfy tax liability. Read SEC document |
| March 09, 2018 Filed Mar 14, 2018 00:32 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,306.9019 | $52.01 | $67,971.97 |
DisclosureSEC source: 0001209191-18-019451 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,442.8633 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 750 | $52.04 | $39,030.00 |
DisclosureSEC source: 0001209191-18-016943 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,135.9614 Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 10.5114 | $52.03 | $546.91 |
DisclosureSEC source: 0001209191-18-016943 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,885.9614 F1 · shares: DER Units credited on 03/01/2018 as dividend at FMV Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 203.3163 | $53.40 | $10,857.09 |
DisclosureSEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,875.45 F3 · shares: 497.3492 previously reported RSU's of which 203.3163 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 146.394 | $53.40 | $7,817.44 |
DisclosureSEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,078.7663 F2 · shares: 358.1070 previously reported RSU's of which 146.3940 were withheld to satisfy tax liability. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 00:44 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 170.0863 | $53.40 | $9,082.61 |
DisclosureSEC source: 0001209191-18-008260 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,225.1603 F1 · shares: 416.0623 previously reported RSU's of which 170.0863 were withheld to satisfy tax liability. Read SEC document |
| January 30, 2018 Filed Feb 2, 2018 00:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006582 · doc4.xml · nonDerivative · entry 4 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,395.2466 Read SEC document |
| January 02, 2018 Filed Feb 2, 2018 00:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.0811 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006582 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,629.2466 F3 · shares: Adjustment due to partial share Read SEC document |
| December 01, 2017 Filed Feb 2, 2018 00:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 11.7789 | $57.12 | $672.81 |
DisclosureSEC source: 0001209191-18-006582 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,630.3277 F2 · shares: DER units credited on 12/01/2017 as dividend at FMV Read SEC document |
| September 01, 2017 Filed Feb 2, 2018 00:49 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.6652 | $48.98 | $669.32 |
DisclosureSEC source: 0001209191-18-006582 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,618.5488 F1 · shares: DER units credited on 09/01/2017 as dividend at FMV Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 15:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 354 | $49.70 | $17,593.80 |
DisclosureSEC source: 0001209191-17-049341 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,604.8836 Read SEC document |
| August 16, 2017 Filed Aug 17, 2017 15:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | SaleCommon Shares | 2,569 | $49.82 | $127,987.58 |
DisclosureSEC source: 0001209191-17-049341 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,958.8836 Read SEC document |
| June 01, 2017 Filed Aug 17, 2017 15:12 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.5173 | $46.75 | $631.93 |
DisclosureSEC source: 0001209191-17-049341 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,527.8836 F1 · shares: DER units credited on 6/1/2017 as dividend at FMV Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 821.6543 | $43.88 | $36,054.19 |
DisclosureSEC source: 0001209191-17-019009 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,514.3663 F2 · shares: 821.6543 shares withheld to satisfy tax liability Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 2,166.9289 | $43.88 | $95,084.84 |
DisclosureSEC source: 0001209191-17-019009 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,336.0206 Read SEC document |
| March 01, 2017 Filed Mar 8, 2017 00:02 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 14.0017 | $44.89 | $628.54 |
DisclosureSEC source: 0001209191-17-019009 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,169.0917 F1 · shares: DER units credited on 3/1/2017 as dividend at FMV Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 153.646 | $44.24 | $6,797.30 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 9 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,155.09 F8 · shares: 350.9505 previously reported RSU's of which 153.6460 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 173.2615 | $44.24 | $7,665.09 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 8 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,308.736 F7 · shares: 395.7550 previously reported RSU's of which 173.2615 were withheld to satisfy tax liability Read SEC document |
| February 03, 2017 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Tax withholdingCommon Shares | 244.5267 | $44.24 | $10,817.86 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 7 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,481.9975 F6 · shares: 558.5351 previously reported RSU's of which 244.5267 were withheld to satisfy tax liability Read SEC document |
| January 31, 2017 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 1,477 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 6 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,726.5242 Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 1.9914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 5 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,249.5242 F5 · shares: Adjustment due to partial share Read SEC document |
| December 30, 2016 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | Disposition to issuerCommon Shares | 2,115.09 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 4 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401k Disclosed balance after: 0 F4 · shares: Updated 401k Read SEC document |
| December 01, 2016 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.6723 | $42.69 | $583.67 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 3 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,251.5156 F3 · shares: DER units credited on 12/1/2016 as dividend at FMV Read SEC document |
| September 01, 2016 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.8265 | $38.85 | $537.16 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 2 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,237.8433 F2 · shares: DER units credited on 9/1/2016 as dividend at FMV Read SEC document |
| June 01, 2016 Filed Feb 10, 2017 00:54 UTC | AMERICAN STATES WATER CO AWR · Entity 4127 | GrantCommon Shares | 13.4109 | $39.83 | $534.16 |
DisclosureSEC source: 0001209191-17-009312 · doc4.xml · nonDerivative · entry 1 SWITZER BRYAN K · CIK 0001304194 · Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,224.0168 F1 · shares: DER units credited on 6/1/2016 as dividend at FMV Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.