Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | July 27, 2013 | July 30, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date July 27, 2013 · Filed July 30, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 165,038 |
Ending reported balance
After 2013-07-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-07-27 · Exercise / conversion · Acquired 6,094 · Balance 167,872 Row 2 · 2013-07-27 · Tax withholding · Disposed 2,834 · Balance 165,038 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2013-07-27 | Direct | 6,094 |
Reported balance
After 2013-07-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2013-07-27 · Exercise / conversion · Disposed 6,094 · Balance 6,094 F1: 1 for 1 |
| Common StockSEC Table I · non-derivative | Indirect401(k) plan | 1,195 |
Reported balance
Holding disclosure · report date 2013-07-27 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,195 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2008 Filed May 5, 2008 21:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000056 · edgar.xml · derivative · entry 6 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 2,500 shares Expires 2008-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| May 01, 2008 Filed May 5, 2008 21:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 522 | $32.97 | $17,210.34 |
DisclosureSEC source: 0001231205-08-000056 · edgar.xml · nonDerivative · entry 4 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,539 Read SEC document |
| May 01, 2008 Filed May 5, 2008 21:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000056 · edgar.xml · nonDerivative · entry 3 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2008 Filed May 5, 2008 21:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,043 | $32.97 | $34,387.71 |
DisclosureSEC source: 0001231205-08-000056 · edgar.xml · nonDerivative · entry 2 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,811 Read SEC document |
| May 01, 2008 Filed May 5, 2008 21:41 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-08-000056 · edgar.xml · nonDerivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,854 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2007 Filed Dec 13, 2007 17:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,500 | $0.00 Strike: $24.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000152 · edgar.xml · derivative · entry 4 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2007-12-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2007 Filed Dec 13, 2007 17:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 3,597 | $37.39 | $134,491.83 |
DisclosureSEC source: 0001231205-07-000152 · edgar.xml · nonDerivative · entry 2 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,354 Read SEC document |
| December 11, 2007 Filed Dec 13, 2007 17:02 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,500 | $24.08 | $108,374.85 |
DisclosureSEC source: 0001231205-07-000152 · edgar.xml · nonDerivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000124 · edgar.xml · derivative · entry 4 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 4,000 shares Expires 2007-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,258 | $40.20 | $50,565.31 |
DisclosureSEC source: 0001231205-07-000124 · edgar.xml · nonDerivative · entry 2 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,451 Read SEC document |
| September 17, 2007 Filed Sep 19, 2007 20:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000124 · edgar.xml · nonDerivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 20,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000116 · edgar.xml · derivative · entry 2 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,834 Underlying: Common Stock · 20,834 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. F3 · derivative.expiration_date: The Restricted Stock Units vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 07, 2007 Filed Sep 11, 2007 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 62,500 | $0.00 Strike: $38.75 | $0.00 |
DisclosureSEC source: 0001231205-07-000116 · edgar.xml · derivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 Underlying: Common Stock · 62,500 shares Expires 2017-09-07 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricked Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000094 · edgar.xml · derivative · entry 4 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 3,750 shares Expires 2007-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 for 1 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,180 | $39.25 | $46,309.10 |
DisclosureSEC source: 0001231205-07-000094 · edgar.xml · nonDerivative · entry 2 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,709 Read SEC document |
| July 27, 2007 Filed Jul 31, 2007 21:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000094 · edgar.xml · nonDerivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2007 Filed Jul 30, 2007 18:20 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricked Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-07-000089 · edgar.xml · derivative · entry 1 Lynch John F · CIK 0001386805 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · derivative.exercise_date: Vesting schedule: 20% on 1st anniversary; 20% on 2nd anniversary; 20% 3rd anniversary; 20% on 4th anniversary; 20% on 5th anniversary. F2 · derivative.expiration_date: Vesting schedule: 20% on 1st anniversary; 20% on 2nd anniversary; 20% 3rd anniversary; 20% on 4th anniversary; 20% on 5th anniversary. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.