Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NUSCALE POWER CorpSV · Entity 4088 | Director | November 23, 2020 | November 23, 2020 |
| SUNPOWER CORPSPWR · Entity 88423 | Director | February 11, 2022 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NUSCALE POWER Corp
Report date November 23, 2020 · Filed November 23, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-23 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249067) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-249067) under the heading "Description of Securities--Founder Shares", the Class B ordinary shares, par value $0.0001 per share, will automatically convert into Class A ordinary shares, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for share splits, share capitalizations, reorganizations, recapitalizations and the like, and certain anti-dilution rights and have no expiration date.
SUNPOWER CORP
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 180,403 |
Reported balance
After 2022-02-11 transaction · row 1
1 source rowRow 1 · 2022-02-11 · Exercise / conversion · Acquired 3,096 · Balance 180,403 |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 3,096 |
Reported balance
After 2022-02-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-11 · Grant · Acquired 3,096 · Balance 3,096 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-11 · Exercise / conversion · Disposed 3,096 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were automatically granted and vested immediately on February 11, 2022 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DYNEGY INC.
Report date April 09, 2018 · Filed April 11, 2018
Section 16 reporting ended · disclosed 2018-04-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-04-09 transaction · row 1
1 source rowRow 1 · 2018-04-09 · Disposition to issuer · Disposed 80,378 · Balance 0 F1: Disposed of pursuant to the closing of the Merger on April 19, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Energy stock having market value of $19.87, opening price, per share on the Effective Date of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the closing of the Merger on April 19, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Energy stock having market value of $19.87, opening price, per share on the Effective Date of the Merger.
QUANTA SERVICES, INC.
Report date May 27, 2022 · Filed June 01, 2022
Section 16 reporting ended · disclosed 2022-06-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,763 |
Ending reported balance
After 2022-05-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-27 · Exercise / conversion · Acquired 1,563 · Balance 14,388 Row 2 · 2022-05-27 · Disposition to issuer · Disposed 625 · Balance 13,763 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,035 |
Reported balance
After 2022-05-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-27 · Exercise / conversion · Disposed 1,563 · Balance 6,035 F1: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. F2: The restricted stock units were granted on May 27, 2021 and vested and settled on May 27, 2022. F3: Represents vested restricted stock units for which settlement has been deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash.
F2: The restricted stock units were granted on May 27, 2021 and vested and settled on May 27, 2022.
F3: Represents vested restricted stock units for which settlement has been deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company.
Range Resources - Louisiana, Inc.
Report date September 16, 2016 · Filed September 16, 2016
Section 16 reporting ended · disclosed 2016-09-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-16 transaction · row 1
1 source rowRow 1 · 2016-09-16 · Disposition to issuer · Disposed 31,711 · Balance 0 F3: Includes 8,023 shares of restricted Company common stock that were granted to the Reporting Person under the Company 2014 Long-Term Incentive Plan that, pursuant to the Merger Agreement, vested immediately prior to the effective time of the Merger and the restrictions with respect thereto lapsed, and each such share of restricted Company common stock was converted at the effective time of the Merger into the right to receive the Merger Consideration. F1: On September 16, 2016, pursuant to the Agreement and Plan of Merger dated as of May 15, 2016 (the "Merger Agreement"), by and among Memorial Resource Development Corp. (the "Company"), Range Resources Corporation ("Range") and Medina Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger and continuing as a wholly-owned subsidiary of Range. F2: Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the effective time of the Merger owned by the Reporting Person was converted at such time into the right to receive 0.375 of a share of Range common stock, or in the case of fractional shares of Range common stock, cash (without interest) in an amount equal to the product of (i) such fractional part of a share of Range common stock multiplied by (ii) the volume weighted average price of Range common stock for the five consecutive trading days immediately prior to the closing date of the Merger as reported by Bloomberg, L.P. (the "Merger Consideration"). The closing price per share of Range common stock on the day prior to the effective date of the merger was $39.37. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 16, 2016, pursuant to the Agreement and Plan of Merger dated as of May 15, 2016 (the "Merger Agreement"), by and among Memorial Resource Development Corp. (the "Company"), Range Resources Corporation ("Range") and Medina Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger and continuing as a wholly-owned subsidiary of Range.
F2: Pursuant to the Merger Agreement, each share of Company common stock issued and outstanding immediately prior to the effective time of the Merger owned by the Reporting Person was converted at such time into the right to receive 0.375 of a share of Range common stock, or in the case of fractional shares of Range common stock, cash (without interest) in an amount equal to the product of (i) such fractional part of a share of Range common stock multiplied by (ii) the volume weighted average price of Range common stock for the five consecutive trading days immediately prior to the closing date of the Merger as reported by Bloomberg, L.P. (the "Merger Consideration"). The closing price per share of Range common stock on the day prior to the effective date of the merger was $39.37.
F3: Includes 8,023 shares of restricted Company common stock that were granted to the Reporting Person under the Company 2014 Long-Term Incentive Plan that, pursuant to the Merger Agreement, vested immediately prior to the effective time of the Merger and the restrictions with respect thereto lapsed, and each such share of restricted Company common stock was converted at the effective time of the Merger into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2019 Filed May 28, 2019 21:20 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | Exercise / conversionCommon Stock | 4,823 | $0.00 | $0.00 |
DisclosureSEC source: 0001050915-19-000062 · wf-form4_155907842259453.xml · nonDerivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2019 Filed May 28, 2019 21:20 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | Exercise / conversionCommon Stock | 4,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001050915-19-000062 · wf-form4_155907842259453.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2019 Filed May 28, 2019 21:20 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | GrantRestricted Stock Units · Derivative | 3,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001050915-19-000062 · wf-form4_155907842259453.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,104 Underlying: Common Stock · 3,985 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. F2 · derivative.exercise_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2020. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. F2 · derivative.expiration_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2020. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. F3 · balance_after: Includes unvested restricted stock units and vested restricted stock units for which settlement has been deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the issuer. Read SEC document |
| May 20, 2019 Filed May 21, 2019 19:02 UTC | SUNPOWER CORP SPWR · Entity 88423 | SaleCommon Stock | 33,609 | $7.89 | $265,309.45 |
DisclosureSEC source: 0001209191-19-031839 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,083 F1 · kind: The sale reported on this Form 4 was effected pursuant to a previously adopted rule 10b5-1 trading plan by the reporting person. F2 · price: Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $7.7900-$7.9750.The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each price. Read SEC document |
| May 13, 2019 Filed May 14, 2019 18:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 9,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029767 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,411 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 13, 2019 Filed May 14, 2019 18:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 9,411 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029767 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,411 Underlying: Common Stock · 9,411 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 13, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 13, 2019 Filed May 14, 2019 18:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 9,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029767 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,692 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 18:23 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 12,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009852 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,909 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 18:23 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 12,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009852 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,909 Underlying: Common Stock · 12,909 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 11, 2019 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 18:23 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 12,909 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-009852 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,281 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:20 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058530 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:20 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058530 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,830 Underlying: Common Stock · 11,830 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:20 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 11,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058530 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:18 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058522 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,830 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:18 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 11,830 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058522 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,830 Underlying: Common Stock · 11,830 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 16:18 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 11,830 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-058522 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046776 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,745 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,745 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046776 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,745 Underlying: Common Stock · 10,745 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 13, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 16:16 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-046776 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2018 Filed May 30, 2018 00:45 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | Exercise / conversionRestricted Stock Units · Derivative | 4,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001050915-18-000047 · wf-form4_152764110035790.xml · derivative · entry 4 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,119 Underlying: Common Stock · 4,454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. F3 · derivative.exercise_date: On May 24, 2017, the reporting person was granted 4,454 restricted stock units that vested on May 28, 2018. F3 · derivative.expiration_date: On May 24, 2017, the reporting person was granted 4,454 restricted stock units that vested on May 28, 2018. F4 · balance_after: Includes unvested restricted stock units and vested restricted stock units for which settlement has been deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. Settlement of all or a portion of the unvested restricted stock units may also be deferred by the reporting person. Read SEC document |
| May 28, 2018 Filed May 30, 2018 00:45 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | Disposition to issuerCommon Stock | 2,227 | $35.59 | $79,258.93 |
DisclosureSEC source: 0001050915-18-000047 · wf-form4_152764110035790.xml · nonDerivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,233 Read SEC document |
| May 28, 2018 Filed May 30, 2018 00:45 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | Exercise / conversionCommon Stock | 4,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001050915-18-000047 · wf-form4_152764110035790.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. Read SEC document |
| May 24, 2018 Filed May 30, 2018 00:45 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | GrantRestricted Stock Units · Derivative | 4,261 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001050915-18-000047 · wf-form4_152764110035790.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,573 Underlying: Common Stock · 4,261 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. F2 · derivative.exercise_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2019. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. F2 · derivative.expiration_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2019. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:32 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030238 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,611 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:32 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 8,611 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030238 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,611 Underlying: Common Stock · 8,611 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2018 Filed May 15, 2018 16:32 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,611 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030238 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 09, 2018 Filed Apr 11, 2018 09:58 UTC | DYNEGY INC. DYN · Entity 12803 | Disposition to issuerCommon Stock | 80,378 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-018141 · doc1.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the closing of the Merger on April 19, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Energy stock having market value of $19.87, opening price, per share on the Effective Date of the Merger. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010007 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,886 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,886 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010007 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,886 Underlying: Common Stock · 10,886 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 12, 2018 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:28 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,886 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-010007 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060868 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,651 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 8,651 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060868 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,651 Underlying: Common Stock · 8,651 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 16:13 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060868 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 13, 2017 Filed Sep 15, 2017 21:08 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001050915-17-000044 · wf-form4_150550969616642.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,006 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:39 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | SaleCommon Stock | 4,000 | $34.51 | $138,040.00 |
DisclosureSEC source: 0001344507-17-000004 · wf-form4_150360715887945.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,506 Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:31 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049037 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,065 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:31 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 8,065 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049037 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,065 Underlying: Common Stock · 8,065 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on August 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 17:31 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-049037 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2017 Filed May 26, 2017 19:44 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | GrantRestricted Stock Units · Derivative | 4,454 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001050915-17-000016 · wf-form4_149582786107943.xml · derivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,312 Underlying: Common Stock · 4,454 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are settled in shares of common stock on a one-for-one basis, provided that in certain circumstances the reporting person may elect to settle up to 50% of the restricted stock units in cash. F2 · derivative.exercise_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2018. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. F2 · derivative.expiration_date: Unless otherwise provided in the award agreement, the restricted stock units vest and settle on May 28, 2018. Settlement of all or a portion of the restricted stock units may be deferred by the reporting person pursuant to the terms of a nonqualified deferred compensation plan maintained by the Company. Read SEC document |
| May 18, 2017 Filed May 22, 2017 17:09 UTC | DYNEGY INC. DYN · Entity 12803 | GrantCommon Stock | 25,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021767 · doc1.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,378 F1 · date: Grants of restricted stock units approved by Issuer's Compensation and Human Resources Committee of the Board of Directors on May 18, 2017. F2 · kind: Restricted stock units grant pursuant to Rule 16b-3(d). The restricted stock units were issued in connection with compensation received for the Reporting Person's service as a director and chairman, and the number of units issued was calculated based on the closing stock price of the Issuer's common stock of $7.26 on May 18, 2017. Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in full on May 18, 2018. Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:04 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032377 · doc4.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:04 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,108 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032377 · doc4.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,108 Underlying: Common Stock · 10,108 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on May 11, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| May 11, 2017 Filed May 15, 2017 17:04 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,108 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-032377 · doc4.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 23:32 UTC | QUANTA SERVICES, INC. PWR · Entity 2928 | SaleCommon Stock | 5,000 | $38.08 | $190,400.00 |
DisclosureSEC source: 0001344507-17-000002 · wf-form4_148832471227994.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,506 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.08 to $38.081, inclusive. The reporting person undertakes to provide to Quanta Services, Inc., any security holder of Quanta Services, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:07 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 10,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000757 · form.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:07 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 10,505 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000757 · form.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,505 Underlying: Common Stock · 10,505 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on February 13, 2017 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:07 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 10,505 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-000757 · form.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,476 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 15:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 11,539 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007169 · form.xml · derivative · entry 3 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,539 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 15:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 11,539 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007169 · form.xml · derivative · entry 2 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,539 Underlying: Common Stock · 11,539 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. F2 · derivative.expiration_date: The RSUs were automatically granted and vested immediately on November 11, 2016 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on July 22, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 15:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 11,539 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-16-007169 · form.xml · nonDerivative · entry 1 Wood Patrick III · CIK 0001344507 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.