Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Light & Wonder, Inc.LNW · Entity 9758 | Director · President and CEO | May 31, 2022 | June 02, 2022 |
| SciPlay CorpSCPL · Entity 92802 | Director · Executive Chairman | March 01, 2021 | March 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Light & Wonder, Inc.
Report date May 31, 2022 · Filed June 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 350,170 |
Ending reported balance
After 2022-06-01 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-05-31 · Exercise / conversion · Acquired 16,666 · Balance 354,545 Row 2 · 2022-05-31 · Tax withholding · Disposed 6,559 · Balance 347,986 F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. Row 3 · 2022-06-01 · Exercise / conversion · Acquired 3,602 · Balance 351,588 Row 4 · 2022-06-01 · Tax withholding · Disposed 1,418 · Balance 350,170 F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 33,334 |
Reported balance
After 2022-05-31 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-05-31 · Exercise / conversion · Disposed 16,666 · Balance 33,334 F2: Represents vesting of one-third of restricted stock units granted on June 1, 2021. The balance of the award is scheduled to vest on May 31, 2023 (16,667 shares) and May 31, 2024 (16,667 shares). Each unit converts into a share of common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-06-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-06-01 · Exercise / conversion · Disposed 3,602 · Balance 0 F3: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
F2: Represents vesting of one-third of restricted stock units granted on June 1, 2021. The balance of the award is scheduled to vest on May 31, 2023 (16,667 shares) and May 31, 2024 (16,667 shares). Each unit converts into a share of common stock on a one-for-one basis.
F3: Represents vesting of one-fourth of restricted stock units granted on June 1, 2018. The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis.
SciPlay Corp
Report date March 01, 2021 · Filed March 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 318,001 |
Ending reported balance
After 2021-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-03-01 · Exercise / conversion · Acquired 494,250 · Balance 514,250 Row 2 · 2021-03-01 · Tax withholding · Disposed 196,249 · Balance 318,001 F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-01 · Exercise / conversion · Disposed 494,250 · Balance 0 F2: Represents cliff vesting of the 750,000 restricted stock units ("RSUs") granted on May 7, 2019, subject to the achievement of certain levels of revenue and AEBITDA improvement over a three-year period (2018-2020). Based on the level of achievement, 494,250 RSUs vested and converted into shares of common stock on a one-for-one basis. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
F2: Represents cliff vesting of the 750,000 restricted stock units ("RSUs") granted on May 7, 2019, subject to the achievement of certain levels of revenue and AEBITDA improvement over a three-year period (2018-2020). Based on the level of achievement, 494,250 RSUs vested and converted into shares of common stock on a one-for-one basis.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2019 Filed May 9, 2019 17:09 UTC | SciPlay Corp SCPL · Entity 92802 | GrantRestricted Stock Units · Derivative | 750,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-19-028264 · a4.xml · derivative · entry 2 COTTLE BARRY L · CIK 0001112675 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,000 Underlying: Class A Common Stock · 750,000 shares Expires not disclosed F1 · derivative.exercise_price: These performance-conditioned restricted stock units will vest based on the achievement of certain levels of revenue and EBITDA improvement over a three-year period (2018-2020). F1 · derivative.exercise_date: These performance-conditioned restricted stock units will vest based on the achievement of certain levels of revenue and EBITDA improvement over a three-year period (2018-2020). F1 · derivative.expiration_date: These performance-conditioned restricted stock units will vest based on the achievement of certain levels of revenue and EBITDA improvement over a three-year period (2018-2020). Read SEC document |
| May 07, 2019 Filed May 9, 2019 17:09 UTC | SciPlay Corp SCPL · Entity 92802 | PurchaseClass A Common Stock | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001104659-19-028264 · a4.xml · nonDerivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 116,109 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 3 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,109 Underlying: Common Stock · 116,109 shares Expires 2029-03-20 F3 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), subject to the Company's achievement of annual adjusted EBITDA growth of 10% or more compared to actual adjusted EBITDA for the calendar year ending December 31, 2018 (the "AEBITDA Goal"). If the AEBITDA Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the AEBITDA Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the AEBITDA Goal and any remaining installments will vest in accordance with the vesting schedule. If the Compensation Committee of the Company determines that the AEBITDA Goal has not been achieved by the end of the 2022 fiscal year, all stock options are forfeited. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 116,109 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 2 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,109 Underlying: Common Stock · 116,109 shares Expires 2029-03-20 F2 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2020, March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023. Read SEC document |
| March 20, 2019 Filed Mar 22, 2019 20:34 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 64,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-19-000016 · wf-form4_155328683742925.xml · derivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,272 Underlying: Common Stock · 64,272 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on March 20, 2020. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| March 20, 2019 Filed Sep 4, 2020 20:29 UTC Amendment | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 116,109 | $0.00 Strike: $22.69 | $0.00 |
DisclosureSEC source: 0000950157-20-001060 · form4.xml · derivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,109 Underlying: Common Stock · 116,109 shares Expires not disclosed F1 · derivative.exercise_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 29,027 stock options will become exercisable upon achievement of the Performance Goal. F1 · derivative.expiration_date: The stock options are scheduled to become exercisable as to 29,027 shares on each of March 20, 2021 and March 20, 2022 and as to 29,028 shares on March 20, 2023 (each, a "Vesting Date"), contingent upon the achievement of a performance goal (the "Performance Goal"). If the Performance Goal is met subsequent to a Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. The remaining 29,027 stock options will become exercisable upon achievement of the Performance Goal. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 12:32 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | PurchaseCommon Stock | 10,000 | $33.24 | $332,400.00 |
DisclosureSEC source: 0000750004-18-000182 · wf-form4_153390431865944.xml · nonDerivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,287 F1 · price: The transaction was executed in multiple trades at prices ranging from $32.94 to $33.53. The price reported above reflects the weighted average purchase price. Details regarding aggregated purchase transactions will be provided upon request by the Commission staff, the issuer or a security holder of the issuer. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 28,415 | $0.00 Strike: $59.35 | $0.00 |
DisclosureSEC source: 0000750004-18-000091 · wf-form4_152823097231454.xml · derivative · entry 5 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,415 Underlying: Common Stock · 28,415 shares Expires 2028-05-31 F5 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on June 1, 2019 (each, a "Vesting Date"), subject to the Company's 60-trading day average closing price meeting or exceeding $71.22 (the "Performance Goal") prior to June 1, 2022. If the Performance Goal is met prior to the first Vesting Date, then all four annual installments will vest in accordance with the vesting schedule. If the Performance Goal is met subsequent to the first Vesting Date, each annual installment relating to a Vesting Date that has already occurred will automatically vest upon achievement of the Performance Goal and any remaining installments will vest in accordance with the vesting schedule. If the Performance Goal is not met by June 1, 2022, all stock options are forfeited. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantEmployee Stock Option (right to buy) · Derivative | 28,415 | $0.00 Strike: $59.35 | $0.00 |
DisclosureSEC source: 0000750004-18-000091 · wf-form4_152823097231454.xml · derivative · entry 4 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,415 Underlying: Common Stock · 28,415 shares Expires 2028-05-31 F4 · derivative.exercise_date: The stock options are scheduled to become exercisable in four equal annual installments beginning on June 1, 2019. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 14,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000091 · wf-form4_152823097231454.xml · derivative · entry 3 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,406 Underlying: Common Stock · 14,406 shares Expires not disclosed F3 · derivative.exercise_price: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.exercise_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. F3 · derivative.expiration_date: The restricted stock units are scheduled to vest in four equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000091 · wf-form4_152823097231454.xml · derivative · entry 2 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F2 · derivative.exercise_price: The restricted stock units are scheduled to cliff vest at the end of three years, contingent upon the achievement of performance criteria over such three-year period. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.exercise_date: The restricted stock units are scheduled to cliff vest at the end of three years, contingent upon the achievement of performance criteria over such three-year period. Each unit converts into a share of common stock on a one-for-one basis. F2 · derivative.expiration_date: The restricted stock units are scheduled to cliff vest at the end of three years, contingent upon the achievement of performance criteria over such three-year period. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:36 UTC | Light & Wonder, Inc. SGMS · Entity 9758 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000750004-18-000091 · wf-form4_152823097231454.xml · derivative · entry 1 COTTLE BARRY L · CIK 0001112675 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock units are scheduled to vest in three equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.exercise_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. F1 · derivative.expiration_date: The restricted stock units are scheduled to vest in three equal annual installments beginning on June 1, 2019. Each unit converts into a share of common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.