Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMAZON COM INCAMZN · Entity 1956 | Senior Vice President | November 15, 2013 | November 20, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMAZON COM INC
Report date November 15, 2013 · Filed November 20, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 48,809 |
Ending reported balance
After 2013-11-15 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2013-11-15 · Exercise / conversion · Acquired 5,000 · Balance 52,309 Row 2 · 2013-11-15 · Sale · Disposed 200 · Balance 52,109 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2: Represents the weighted average sale price. The highest price at which shares were sold was $366.36 and the lowest price at which shares were sold was $366.07. Row 3 · 2013-11-15 · Sale · Disposed 1,000 · Balance 51,109 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3: Represents the weighted average sale price. The highest price at which shares were sold was $368.23 and the lowest price at which shares were sold was $367.24. Row 4 · 2013-11-15 · Sale · Disposed 400 · Balance 50,709 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4: Represents the weighted average sale price. The highest price at which shares were sold was $369.24 and the lowest price at which shares were sold was $368.29. Row 5 · 2013-11-15 · Sale · Disposed 900 · Balance 49,809 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5: Represents the weighted average sale price. The highest price at which shares were sold was $370.39 and the lowest price at which shares were sold was $369.44 Row 6 · 2013-11-15 · Sale · Disposed 700 · Balance 49,109 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6: Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.46. Row 7 · 2013-11-15 · Sale · Disposed 300 · Balance 48,809 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F7: Represents the weighted average sale price. The highest price at which shares were sold was $372.25 and the lowest price at which shares were sold was $371.84. |
| Restricted Stock Unit AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2016-02-15 | Direct | 25,000 |
Reported balance
After 2013-11-15 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2013-11-15 · Exercise / conversion · Disposed 5,000 · Balance 25,000 F8: Converts into Common Stock on a one-for-one basis. F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014 and 2,500 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016. |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectIn trust | 13,000 |
Reported balance
Holding disclosure · report date 2013-11-15 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 13,000 |
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | IndirectHeld by the reporting person's Amazon.com. 401(k) plan account | 215.78 |
Reported balance
Holding disclosure · report date 2013-11-15 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 215.78 |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2: Represents the weighted average sale price. The highest price at which shares were sold was $366.36 and the lowest price at which shares were sold was $366.07.
F3: Represents the weighted average sale price. The highest price at which shares were sold was $368.23 and the lowest price at which shares were sold was $367.24.
F4: Represents the weighted average sale price. The highest price at which shares were sold was $369.24 and the lowest price at which shares were sold was $368.29.
F5: Represents the weighted average sale price. The highest price at which shares were sold was $370.39 and the lowest price at which shares were sold was $369.44
F6: Represents the weighted average sale price. The highest price at which shares were sold was $371.35 and the lowest price at which shares were sold was $370.46.
F7: Represents the weighted average sale price. The highest price at which shares were sold was $372.25 and the lowest price at which shares were sold was $371.84.
F8: Converts into Common Stock on a one-for-one basis.
F9: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014 and 2,500 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MICROSOFT CORP
Report date June 30, 2003 · Filed July 24, 2003
Section 16 reporting ended · disclosed 2003-07-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,997 |
Reported balance
After 2002-07-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2002-07-31 · Grant · Acquired 13,600 · Balance 37,997 F1: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2: Includes 6 shares acquired on March 7, 2003 under the Microsoft dividend reinvestment plan and 801 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan. F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. |
| Common StockSEC Table I · non-derivative | IndirectBy Son | 572 |
Last balance in matching sequence
After 1988-08-08 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 2 · 1988-08-08 · Other · Acquired 0 · Balance 572 F4: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5: There has been no transaction in the indirect holdings for this reporting person. F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Row 3 · 1988-08-08 · Other · Acquired 0 · Balance 572 F4: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5: There has been no transaction in the indirect holdings for this reporting person. F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,856 |
Reported balance
After 1988-08-08 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 1988-08-08 · Other · Acquired 0 · Balance 25,856 F4: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5: There has been no transaction in the indirect holdings for this reporting person. F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,964 |
Reported balance
After 1988-08-08 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 1988-08-08 · Other · Acquired 0 · Balance 1,964 F4: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5: There has been no transaction in the indirect holdings for this reporting person. F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.99 · Expires 2012-07-31 | Direct | 600,000 |
Reported balance
After 2002-07-31 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2002-07-31 · Grant · Acquired 600,000 · Balance 600,000 F6: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F7: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.
F2: Includes 6 shares acquired on March 7, 2003 under the Microsoft dividend reinvestment plan and 801 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan.
F3: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003.
F4: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities.
F5: There has been no transaction in the indirect holdings for this reporting person.
F6: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003.
F7: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 19, 2011 Filed Sep 20, 2011 23:30 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,600 | $239.69 | $383,500.96 |
DisclosureSEC source: 0001359804-11-000067 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,300 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $239.99 and the lowest price at which shares were sold was $239.01. Read SEC document |
| September 19, 2011 Filed Sep 20, 2011 23:30 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,100 | $240.22 | $264,238.04 |
DisclosureSEC source: 0001359804-11-000067 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,900 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $240.42 and the lowest price at which shares were sold was $240.00. Read SEC document |
| September 18, 2011 Filed Sep 20, 2011 23:30 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-11-000067 · edgar.xml · derivative · entry 11 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock, par value $.01 per share · 80,000 shares Expires 2012-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F11 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 80,000 shares on each of September 18, 2008, September 18, 2009, September 18, 2010, September 18, 2011 and September 18, 2012. Read SEC document |
| September 18, 2011 Filed Sep 20, 2011 23:30 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-11-000067 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2011 Filed May 3, 2011 23:33 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 200 | $196.54 | $39,308.00 |
DisclosureSEC source: 0001359804-11-000029 · edgar.xml · nonDerivative · entry 5 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F6 · price: Represents the weighted average sale price. The highest price at which shares were sold was $196.56 and the lowest price at which shares were sold was $196.52. Read SEC document |
| May 02, 2011 Filed May 3, 2011 23:33 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,300 | $197.41 | $256,630.14 |
DisclosureSEC source: 0001359804-11-000029 · edgar.xml · nonDerivative · entry 4 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,200 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $197.64 and the lowest price at which shares were sold was $196.86. Read SEC document |
| May 02, 2011 Filed May 3, 2011 23:33 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,300 | $198.14 | $257,579.01 |
DisclosureSEC source: 0001359804-11-000029 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,500 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $198.65 and the lowest price at which shares were sold was $197.68. Read SEC document |
| May 02, 2011 Filed May 3, 2011 23:33 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 2,600 | $199.27 | $518,110.84 |
DisclosureSEC source: 0001359804-11-000029 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,800 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $199.67 and the lowest price at which shares were sold was $198.70. Read SEC document |
| May 02, 2011 Filed May 3, 2011 23:33 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 2,600 | $200.13 | $520,336.96 |
DisclosureSEC source: 0001359804-11-000029 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,400 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $200.67 and the lowest price at which shares were sold was $199.68. Read SEC document |
| February 15, 2011 Filed Feb 17, 2011 02:46 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 5,048 | $188.97 | $953,928.13 |
DisclosureSEC source: 0001359804-11-000011 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $189.21 and the lowest price at which shares were sold was $188.29. Read SEC document |
| February 15, 2011 Filed Feb 17, 2011 02:46 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 7,952 | $189.56 | $1,507,349.31 |
DisclosureSEC source: 0001359804-11-000011 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,048 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $190.21 and the lowest price at which shares were sold was $189.22. Read SEC document |
| September 20, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 11,037 | $147.59 | $1,628,901.16 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · nonDerivative · entry 5 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F5 · price: Represents the weighted average sale price. The highest price at which shares were sold was $147.77 and the lowest price at which shares were sold was $147.42. Read SEC document |
| September 20, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 12,500 | $148.35 | $1,854,428.75 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · nonDerivative · entry 4 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,037 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $148.78 and the lowest price at which shares were sold was $147.79. Read SEC document |
| September 20, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 8,100 | $149.28 | $1,209,162.33 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,537 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $149.78 and the lowest price at which shares were sold was $148.79. Read SEC document |
| September 20, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 22,363 | $150.23 | $3,359,515.22 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,637 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $150.79 and the lowest price at which shares were sold was $149.80. Read SEC document |
| September 18, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · derivative · entry 7 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,000 Underlying: Common Stock, par value $.01 per share · 80,000 shares Expires 2012-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F7 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 80,000 shares on each of September 18, 2008, September 18, 2009, September 18, 2010, September 18, 2011 and September 18, 2012. Read SEC document |
| September 18, 2010 Filed Sep 21, 2010 23:50 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-10-000069 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 03, 2010 Filed May 4, 2010 22:30 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 3,000 | $136.76 | $410,283.90 |
DisclosureSEC source: 0001359804-10-000030 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $137.04 and the lowest price at which shares were sold was $136.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| May 03, 2010 Filed May 4, 2010 22:30 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 5,000 | $137.45 | $687,243.50 |
DisclosureSEC source: 0001359804-10-000030 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $138.04 and the lowest price at which shares were sold was $137.07. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| April 13, 2010 Filed Apr 15, 2010 23:38 UTC | AMAZON COM INC AMZN · Entity 1956 | GrantRestricted Stock Unit Award · Derivative | 40,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-10-000023 · edgar.xml · derivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock, par value $.01 per share · 40,000 shares Expires 2016-02-15 F1 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F2 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 5,000 shares on each of May 15, 2013, August 15, 2013, November 15, 2013 and February 15, 2014 and 2,500 shares on each of May 15, 2014, August 15, 2014, November 15, 2014, February 15, 2015, May 15, 2015, August 15, 2015, November 15, 2015 and February 15, 2016. Read SEC document |
| February 16, 2010 Filed Feb 18, 2010 01:04 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 800 | $118.13 | $94,502.00 |
DisclosureSEC source: 0001359804-10-000006 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $118.20 and the lowest price at which shares were sold was $118.01. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| February 16, 2010 Filed Feb 18, 2010 01:04 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 10,800 | $118.61 | $1,280,971.80 |
DisclosureSEC source: 0001359804-10-000006 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $119.20 and the lowest price at which shares were sold was $118.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| February 16, 2010 Filed Feb 18, 2010 01:04 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 1,400 | $119.73 | $167,628.02 |
DisclosureSEC source: 0001359804-10-000006 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,600 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $120.22 and the lowest price at which shares were sold was $119.21. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2009 Filed Sep 22, 2009 21:23 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-09-000059 · edgar.xml · derivative · entry 5 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock, par value $.01 per share · 80,000 shares Expires 2012-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F5 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 80,000 shares on each of September 18, 2008, September 18, 2009, September 18, 2010, September 18, 2011 and September 18, 2012. Read SEC document |
| September 18, 2009 Filed Sep 22, 2009 21:23 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 5,270 | $89.84 | $473,445.21 |
DisclosureSEC source: 0001359804-09-000059 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $89.97 and the lowest price at which shares were sold was $89.53. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2009 Filed Sep 22, 2009 21:23 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 48,730 | $90.44 | $4,407,038.87 |
DisclosureSEC source: 0001359804-09-000059 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,270 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $90.97 and the lowest price at which shares were sold was $89.98. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2009 Filed Sep 22, 2009 21:23 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-09-000059 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:26 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionRestricted Stock Unit Award · Derivative | 80,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001359804-08-000053 · edgar.xml · derivative · entry 6 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,000 Underlying: Common Stock, par value $.01 per share · 80,000 shares Expires 2012-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Converts into Common Stock on a one-for-one basis. F6 · derivative.exercise_date: This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 80,000 shares on each of September 18, 2008, September 18, 2009, September 18, 2010, September 18, 2011 and September 18, 2012. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:26 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 8,800 | $71.94 | $633,053.52 |
DisclosureSEC source: 0001359804-08-000053 · edgar.xml · nonDerivative · entry 4 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F4 · price: Represents the weighted average sale price. The highest price at which shares were sold was $72.23 and the lowest price at which shares were sold was $71.31. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:26 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 38,900 | $72.73 | $2,829,372.05 |
DisclosureSEC source: 0001359804-08-000053 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,800 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $74.23 and the lowest price at which shares were sold was $73.25. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. F3 · price: Represents the weighted average sale price. The highest price at which shares were sold was $73.23 and the lowest price at which shares were sold was $72.24. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:26 UTC | AMAZON COM INC AMZN · Entity 1956 | SaleCommon Stock, par value $.01 per share | 32,300 | $73.49 | $2,373,775.45 |
DisclosureSEC source: 0001359804-08-000053 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,700 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: Represents the weighted average sale price. The highest price at which shares were sold was $74.23 and the lowest price at which shares were sold was $73.25. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price. Read SEC document |
| September 18, 2008 Filed Sep 23, 2008 00:26 UTC | AMAZON COM INC AMZN · Entity 1956 | Exercise / conversionCommon Stock, par value $.01 per share | 80,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001359804-08-000053 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 31, 2002 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantEmployee Stock Option (Right to Buy) · Derivative | 600,000 | $0.00 Strike: $23.99 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · derivative · entry 6 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,000 Underlying: Common Stock · 600,000 shares Expires 2012-07-31 F6 · derivative.exercise_price: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F6 · shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F7 · derivative.exercise_date: The option vests over 5 years at the rate of 12.5% on January 31, 2004 and then at the rate of 12.5% each six months thereafter. F6 · derivative.underlying_shares: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F6 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. Read SEC document |
| July 31, 2002 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | GrantCommon Stock | 13,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 1 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,997 F1 · shares: Represents vesting stock award which shall vest over 5 years at the rate of 20% on the first anniversary of the date of grant and then at the rate of 20% on each of the following four anniversaries thereafter, subject to continued employment. Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. F2 · balance_after: Includes 6 shares acquired on March 7, 2003 under the Microsoft dividend reinvestment plan and 801 shares acquired on June 30, 2003 under the Microsoft employee stock purchase plan. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
| August 08, 1988 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 5 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,964 F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5 · kind: There has been no transaction in the indirect holdings for this reporting person. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
| August 08, 1988 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 4 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,856 F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5 · kind: There has been no transaction in the indirect holdings for this reporting person. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
| August 08, 1988 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 3 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 572 F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5 · kind: There has been no transaction in the indirect holdings for this reporting person. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
| August 08, 1988 Filed Jul 24, 2003 19:07 UTC | MICROSOFT CORP MSFT · Entity 1016 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001193122-03-000001 · edgar.xml · nonDerivative · entry 2 VALENTINE H BRIAN · CIK 0001193122 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Son Disclosed balance after: 572 F4 · date: In the Section 16 Electronic Reporting Frequently Asked Questions released by the SEC on May 1, 2003, the SEC has designated "08/08/1988" as a "dummy date" until the electronic system is modified. This line reports end of period indirect holdings for this reporting person, and 08/08/1988 is not a transaction date related to these securities. F5 · kind: There has been no transaction in the indirect holdings for this reporting person. F3 · balance_after: Adjusted to reflect a 2-for-1 stock split effective February 14, 2003. This total represents shares owned as of June 30, 2003. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.