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person · Reporting owner

Graass James H

Disclosed activity across 1 company

Tapewire entity
126590
SEC CIK
0001299011

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EAGLE MATERIALS INCEXP · Entity 3805EVP & General CounselJune 01, 2022June 03, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAGLE MATERIALS INC

Report date June 01, 2022 · Filed June 03, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,294 Ending reported balance After 2022-06-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-01 · Exercise / conversion · Acquired 2,856 · Balance 17,150

Row 2 · 2022-06-01 · Sale · Disposed 2,856 · Balance 14,294

F1: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $131.00 to $131.08. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $81.56 · Expires 2025-06-10Direct0 Reported balance After 2022-06-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-01 · Exercise / conversion · Disposed 2,856 · Balance 0

F2: Shares vested ratably on anniversaries of the date of grant.

Common StockSEC Table I · non-derivativeIndirectBy 401(k)1,122 Reported balance Holding disclosure · report date 2022-06-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 1,122

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's IRA543 Reported balance Holding disclosure · report date 2022-06-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 543

Filing footnotes · ownership attribution and instrument terms

F1: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $131.00 to $131.08. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

F2: Shares vested ratably on anniversaries of the date of grant.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2017 Filed May 17, 2017 22:28 UTC EAGLE MATERIALS INC EXP · Entity 3805 Tax withholdingCommon Stock 286 $98.54 $28,182.44
Disclosure

SEC source: 0001209191-17-033377 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,687

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 286 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on 684 shares of restricted stock awarded to the reporting person on May 20, 2016 (Form 4 filed on 5/12/2017). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 286 shares to reflect this tax withholding.

Read SEC document
May 10, 2017 Filed May 12, 2017 21:57 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantNon-Qualified Stock Option (Right to Buy) · Derivative 8,492 $0.00 Strike: $75.69 $0.00
Disclosure

SEC source: 0001209191-17-032106 · doc4.xml · derivative · entry 4

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,492

Underlying: Common Stock · 8,492 shares

Expires 2026-05-20

F2 · derivative.exercise_price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the grant date.

F3 · derivative.exercise_date: On May 20, 2016, the reporting person was granted an option to purchase up 8,615 shares of Common Stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2017. On May 10, 2017 the performance vesting criteria was determined to have been met such that 8,492 options became earned and reportable on such date. The remaining options have been forfeited. The earned options become vested and exercisable ratable on May 10, 2017 and March 31 of 2018, 2019 and 2020.

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May 10, 2017 Filed May 12, 2017 21:57 UTC EAGLE MATERIALS INC EXP · Entity 3805 GrantCommon Stock 2,735 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032106 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,973

F1 · price: On May 20, 2016, the reporting person was granted 2,775 shares of restricted stock, subject to the achievement by the Company of performance vesting criteria based on the Company's average return on equity measured at the end of fiscal 2017. On May 10, 2017 the performance vesting criteria was determined to have been met such that 2,735 shares of restricted stock became earned and reportable on such date. The remaining shares of restricted stock have been forfeited. The restrictions on the shares will lapse ratably on May 15, 2017 and March 31 of 2018, 2019 and 2020.

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March 31, 2017 Filed Apr 4, 2017 22:34 UTC EAGLE MATERIALS INC EXP · Entity 3805 Tax withholdingCommon Stock 1,003 $96.15 $96,438.45
Disclosure

SEC source: 0001209191-17-025254 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,238

F1 · price: In accordance with the issuer's Amended and Restated Incentive Plan, this price represents the closing price per share of Common Stock on the previous trading day.

F2 · balance_after: 1,003 shares were withheld by the issuer to satisfy income tax withholding requirements related to the lapsing of restrictions on (a) 871 shares of restricted stock awarded to the reporting person on June 10, 2015 (Form 4 filed on 5/10/2016); (b) 859 shares of restricted stock awarded to the reporting person on 6/03/2014 (Form 4 filed on 5/7/2015); (c) 1,116 shares of restricted stock awarded to the reporting person on 8/12/2013 (Form 4 filed on 5/08/2014) and (d) 823 shares of restricted stock awarded to the reporting person on 6/19/2012 (Form 4 filed on 5/07/2013). Because the reporting person's restricted holdings have been included in the direct ownership Common Stock disclosed by the reporting person, the reporting person's direct ownership of Common Stock has been reduced by 1,003 shares to reflect this tax withholding.

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December 02, 2016 Filed Dec 2, 2016 23:25 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-16-153150 · doc4.xml · derivative · entry 5

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,198

Underlying: Common Stock · 5,000 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Shares vested ratably on anniversaries of the date of grant.

Read SEC document
December 02, 2016 Filed Dec 2, 2016 23:25 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 5,000 $100.00 $500,000.00
Disclosure

SEC source: 0001209191-16-153150 · doc4.xml · nonDerivative · entry 2

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,241

Read SEC document
December 02, 2016 Filed Dec 2, 2016 23:25 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 5,000 $27.53 $137,650.00
Disclosure

SEC source: 0001209191-16-153150 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,241

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:13 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,622 $0.00 Strike: $27.53 $0.00
Disclosure

SEC source: 0001209191-16-147332 · doc4.xml · derivative · entry 7

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,198

Underlying: Common Stock · 8,622 shares

Expires 2021-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Shares vested ratably on anniversaries of the date of grant.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:13 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 9,576 $0.00 Strike: $30.74 $0.00
Disclosure

SEC source: 0001209191-16-147332 · doc4.xml · derivative · entry 6

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,576 shares

Expires 2020-05-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Shares vested upon achievement of certain operational and financial goals.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:13 UTC EAGLE MATERIALS INC EXP · Entity 3805 SaleCommon Stock 18,198 $79.93 $1,454,618.91
Disclosure

SEC source: 0001209191-16-147332 · doc4.xml · nonDerivative · entry 3

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,241

F1 · price: This price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions reported on this line range from $79.60 to $80.15. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:13 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 8,622 $27.53 $237,363.66
Disclosure

SEC source: 0001209191-16-147332 · doc4.xml · nonDerivative · entry 2

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 26, 2016 Filed Oct 28, 2016 21:13 UTC EAGLE MATERIALS INC EXP · Entity 3805 Exercise / conversionCommon Stock 9,576 $30.74 $294,342.30
Disclosure

SEC source: 0001209191-16-147332 · doc4.xml · nonDerivative · entry 1

Graass James H · CIK 0001299011 · EVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.