Driscoll Sharon Ruth

SEC source: 0001209191-22-018926 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,383

F1 · shares: Tax Withholding on the 2019 PSUs and DERs that vested on March 6, 2022.

SEC source: 0001209191-22-016821 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-22-016821 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 14,279 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F3 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-22-016821 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-22-016821 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · shares: Includes the March 4, 2022 accrued PSU dividend equivalent rights.

F3 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 6, 2022, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-22-016755 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Shares · 68 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2019 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

SEC source: 0001209191-22-013756 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682

Underlying: Common Shares · 682 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2019 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

SEC source: 0001209191-22-013756 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,279

Underlying: Common Shares · 14,279 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/6/2022.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/6/2022.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

SEC source: 0001209191-22-004470 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 4,901

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from August 18, 2021 through December 31, 2021 in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from August 18, 2021 through December 31, 2021, at prices ranging from $61.59 to $61.93, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

SEC source: 0001209191-21-052467 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,963

Underlying: Common Shares · 14,795 shares

Expires 2026-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option was granted on March 2, 2016 and vests equally in three equal annual installments beginning March 1, 2017.

SEC source: 0001209191-21-052467 · doc4.xml · nonDerivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

SEC source: 0001209191-21-052467 · doc4.xml · nonDerivative · entry 4

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-21-051606 · doc4.xml · derivative · entry 3

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,782

Underlying: Common Shares · 34,782 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on August 12, 2021 and vests equally in three equal annual installments beginning August 11, 2022.

F2 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

SEC source: 0001209191-21-051606 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,415

Underlying: Common Shares · 28,415 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on August 12, 2021 and vests equally in three equal annual installments beginning August 11, 2022.

F2 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

SEC source: 0001209191-21-051606 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,009

Underlying: Common Shares · 23,009 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on August 12, 2021 and vests equally in three equal annual installments beginning August 11, 2022.

F2 · derivative.expiration_date: The option expires on August 12, 2027; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

SEC source: 0001209191-21-020688 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,395

F2 · shares: Tax Withholding on the 2018 PSUs and DERs that vested on February 28, 2021.

SEC source: 0001209191-21-020688 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,383

F1 · shares: Tax Withholding on the 2018 RSUs and DERs that vested on February 28, 2021.

SEC source: 0001209191-21-019173 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89

Underlying: Common Shares · 89 shares

Expires not disclosed

F2 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

F2 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of performance share units, and become exercisable proportionately with the performance share units to which they relate.

SEC source: 0001209191-21-019173 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-21-019747 · doc4a.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,595

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F3 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 PSUs on 3/5/2021, which were vested upon issuance.

SEC source: 0001209191-21-019747 · doc4a.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,506

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of withholding.

F2 · price: Represents shares issuable pursuant to dividend equivalent rights credited to the 2018 RSUs on 3/5/2021, which were vested upon issuance.

SEC source: 0001209191-21-016603 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,116 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016603 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 21,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.exercise_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

F2 · derivative.expiration_date: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016603 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016603 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on February 28, 2021(corrected as the previous filing stated vest date as March 1, 2021), the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable

SEC source: 0001209191-21-016601 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 206 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016601 · doc4.xml · derivative · entry 5

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.exercise_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

F2 · derivative.expiration_date: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016601 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-016601 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each RSU and DER represented a contingent right to receive one RBA common share or the economic equivalent thereof. The RSUs and DERs vested on February 28, 2021, the RSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable within the week following March 5, 2021 from when the RSUs and DERs vested.

SEC source: 0001209191-21-015103 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,288

Underlying: Common Shares · 50,288 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on February 25, 2021 and vests equally in three equal annual installments beginning February 25, 2022.

F2 · derivative.expiration_date: The option expires on February 25, 2031; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

SEC source: 0001209191-21-011956 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Shares · 1,116 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2018 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

SEC source: 0001209191-21-011956 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,200

Underlying: Common Shares · 21,200 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/2/2021.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

SEC source: 0001209191-21-002927 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 4,266

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from August 12, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from August 12, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

SEC source: 0001209191-21-038763 · doc4a.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 4,266

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from August 12, 2020 through December 31, 2020, in multiple transactions exempted by Rule 16b-3(c).

F2 · shares: Due to a clerical error, amount of securities issued corrected from 491 to 250.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from August 12, 2020 through December 31, 2020, at prices ranging from $48.11 to $70.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

SEC source: 0001209191-20-064538 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206

Underlying: Common Shares · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate

SEC source: 0001209191-20-051201 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193

Underlying: Common Shares · 16 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-20-046487 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,057

SEC source: 0001209191-20-037885 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177

Underlying: Common Shares · 19 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-20-020937 · doc4.xml · derivative · entry 7

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Underlying: Common Shares · 699 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F2 · derivative.exercise_date: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F2 · derivative.expiration_date: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-020937 · doc4.xml · derivative · entry 6

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

Underlying: Common Shares · 10,879 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F2 · derivative.exercise_date: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

F2 · derivative.expiration_date: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-020937 · doc4.xml · nonDerivative · entry 4

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,057

F3 · shares: Tax Withholding on the 2017 PSUs and DERs that vested on March 2, 2020.

SEC source: 0001209191-20-020937 · doc4.xml · nonDerivative · entry 3

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-020937 · doc4.xml · nonDerivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents pre-tax amount of award. Share issuance will be made net of tax withholding ("TW").

F2 · price: Each PSU and DER represents a contingent right to receive one RBA common share or the economic equivalent thereof. The PSUs and DERs vested on March 2, 2020, the Compensation Committee determined that certain of such PSUs and DERs were eligible for vesting because certain performance criteria were satisfied. As determined by the Compensation Committee, the PSUs and DERs will be settled in common shares issued to the reporting person, net applicable tax, as soon as practicable.

SEC source: 0001209191-20-017874 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158

Underlying: Common Shares · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

SEC source: 0001209191-20-017870 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 699

Underlying: Common Shares · 55 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

SEC source: 0001209191-20-017488 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,165

Underlying: Common Shares · 57,165 shares

Expires not disclosed

F1 · derivative.exercise_date: The option was granted on March 5, 2020 and vests in three equal annual installments beginning March 5, 2021.

F2 · derivative.expiration_date: The option expires on March 5, 2030; provided, however, that if such date occurs during a black out period (as defined in the RBA Amended and Restated Stock Option Plan) applicable to the reporting person or within five business days (as defined in such Plan) after the last day of a black out period applicable to the reporting person, the expiry date for the option will be the last day of such five business day period.

SEC source: 0001209191-20-016386 · doc4.xml · derivative · entry 2

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644

Underlying: Common Shares · 644 shares

Expires not disclosed

F4 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

F4 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive one RBA common share or the economic equivalent thereof. DERs accrued in respect of the 2017 PSUs vest and become exercisable concurrently with the PSUs to which they relate.

SEC source: 0001209191-20-016386 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,879

Underlying: Common Shares · 10,879 shares

Expires not disclosed

F1 · derivative.exercise_price: Each PSU represents a contingent right to receive one RBA common share or the economic equivalent thereof.

F2 · date: The RBA Compensation Committee determined that the PSUs, previously granted to the reporting person, are eligible for vesting because certain performance criteria were satisfied.

F3 · derivative.exercise_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

F3 · derivative.expiration_date: The PSUs vest on 3/1/2020.The commons shares underlying vested PSUs or the cash value thereof (as determined by the Committee in accordance with the RBA Senior Executive Performance Share Unit Plan) will be paid to the reporting person, net of tax, as soon as practicable following the end of the month in which the PSUs vest.

SEC source: 0001209191-20-015926 · doc4.xml · nonDerivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Employee Stock Purchase Plan

Disclosed balance after: 3,596

F1 · kind: This report is being filed voluntarily to reflect ESPP shares purchased from March 1, 2019 through December 31, 2019, in multiple transactions exempted by Rule 16b-3(c).

F2 · price: The price reported in Column 4 is a weighted average price. The shares were acquired in multiple transactions from March 1, 2019 through December 31, 2019, at prices ranging from $28.75 to $37.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each separate price within the ranges set forth above.

SEC source: 0001209191-19-061375 · doc4.xml · derivative · entry 1

Driscoll Sharon Ruth · CIK 0001661692 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138

Underlying: Common Shares · 18 shares

Expires not disclosed

F1 · derivative.exercise_price: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.exercise_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.

F1 · derivative.expiration_date: Each dividend equivalent right represents a contingent right to receive the economic equivalent of one RBA common share. The dividend equivalent rights accrued in respect of the 2018 grant of restricted share units, and become exercisable proportionately with the restricted share units to which they relate.