Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASPEN AEROGELS INCASPN · Entity 5645 | Director | June 02, 2022 | June 06, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASPEN AEROGELS INC
Report date June 02, 2022 · Filed June 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 355,182 |
Reported balance
After 2022-06-02 transaction · row 1
1 source rowRow 1 · 2022-06-02 · Grant · Acquired 2,699 · Balance 355,182 F1: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. |
| Stock Option (Right-to-Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.89 · Expires 2032-06-02 | Direct | 3,178 |
Reported balance
After 2022-06-02 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-06-02 · Grant · Acquired 3,178 · Balance 3,178 F3: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Robert Gervis 2014 Grantor Retained Annuity Trust | 72,491 |
Reported balance
Holding disclosure · report date 2022-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 72,491 F2: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was granted restricted shares of common stock representing a portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. These restricted shares will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023.
F2: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee.
F3: The reporting person was granted options representing the remaining portion of the annual grant of equity for service as a non-employee director pursuant to the Issuer's Non-Employee Director Compensation Policy. The options will vest on the earlier of (a) June 2, 2023, or (b) the day prior to the Issuer's annual meeting of stockholders to be held in 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2017 Filed Apr 18, 2017 21:17 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 3,606 | $3.98 | $14,351.88 |
DisclosureSEC source: 0001209191-17-027324 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 41,256 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 18:55 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 4,920 | $3.99 | $19,630.80 |
DisclosureSEC source: 0001209191-17-026972 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,207 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.97 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 13, 2017 Filed Apr 14, 2017 18:55 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 5,034 | $3.99 | $20,085.66 |
DisclosureSEC source: 0001209191-17-026972 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 37,650 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.96 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 12:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,401 | $4.00 | $9,604.00 |
DisclosureSEC source: 0001209191-17-026789 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,287 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 12, 2017 Filed Apr 13, 2017 12:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,500 | $4.00 | $10,000.00 |
DisclosureSEC source: 0001209191-17-026789 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 32,616 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.99 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 12:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 200 | $3.99 | $798.00 |
DisclosureSEC source: 0001209191-17-026789 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,886 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.989 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 11, 2017 Filed Apr 13, 2017 12:01 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 300 | $4.00 | $1,200.00 |
DisclosureSEC source: 0001209191-17-026789 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 30,116 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.989 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:44 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $3.98 | $398.00 |
DisclosureSEC source: 0001209191-17-023186 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,686 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| March 27, 2017 Filed Mar 28, 2017 21:44 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $3.98 | $398.00 |
DisclosureSEC source: 0001209191-17-023186 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 29,816 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 23, 2017 Filed Mar 23, 2017 22:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 1,400 | $3.95 | $5,530.00 |
DisclosureSEC source: 0001209191-17-022652 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 29,716 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 23, 2017 Filed Mar 23, 2017 22:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 1,100 | $3.94 | $4,334.00 |
DisclosureSEC source: 0001209191-17-022652 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,586 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 22:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,612 | $3.96 | $10,343.52 |
DisclosureSEC source: 0001209191-17-022652 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,486 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 22, 2017 Filed Mar 23, 2017 22:34 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,800 | $3.95 | $11,060.00 |
DisclosureSEC source: 0001209191-17-022652 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 28,316 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 11:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,100 | $3.95 | $8,295.00 |
DisclosureSEC source: 0001209191-17-022175 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 25,516 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 21, 2017 Filed Mar 22, 2017 11:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,100 | $3.96 | $8,316.00 |
DisclosureSEC source: 0001209191-17-022175 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,874 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.89 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 11:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 1,500 | $3.99 | $5,985.00 |
DisclosureSEC source: 0001209191-17-022175 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,774 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 11:28 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 1,400 | $3.99 | $5,586.00 |
DisclosureSEC source: 0001209191-17-022175 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 23,416 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 22:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 6 | $4.00 | $24.00 |
DisclosureSEC source: 0001209191-17-019905 · doc4.xml · nonDerivative · entry 5 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 22,016 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 10, 2017 Filed Mar 10, 2017 22:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001209191-17-019905 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,274 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 700 | $4.00 | $2,800.00 |
DisclosureSEC source: 0001209191-17-019905 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,174 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $399.50 |
DisclosureSEC source: 0001209191-17-019905 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 22,010 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 09, 2017 Filed Mar 10, 2017 22:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 255 | $4.00 | $1,020.00 |
DisclosureSEC source: 0001209191-17-019905 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 21,910 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 22:36 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001209191-17-018913 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 21,655 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $399.90 |
DisclosureSEC source: 0001209191-17-017987 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,474 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| March 03, 2017 Filed Mar 3, 2017 23:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001209191-17-017987 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 21,555 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 466 | $4.00 | $1,864.00 |
DisclosureSEC source: 0001209191-17-017987 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,374 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 23:26 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 500 | $4.00 | $2,000.00 |
DisclosureSEC source: 0001209191-17-017987 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 21,455 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,200 | $3.99 | $8,778.00 |
DisclosureSEC source: 0001209191-17-015058 · doc4.xml · nonDerivative · entry 4 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,908 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F7 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 27, 2017 Filed Feb 28, 2017 01:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 2,300 | $3.99 | $9,177.00 |
DisclosureSEC source: 0001209191-17-015058 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 20,955 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.93 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 01:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 18,430 | $3.96 | $72,982.80 |
DisclosureSEC source: 0001209191-17-015058 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,708 F4 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.87 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. Read SEC document |
| February 24, 2017 Filed Feb 28, 2017 01:40 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 18,355 | $3.96 | $72,685.80 |
DisclosureSEC source: 0001209191-17-015058 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 18,655 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 to $4.00, inclusive. The reporting person will provide to the staff of the Securities and Exchange Commission, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price. F3 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 21:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001209191-16-157076 · doc4.xml · nonDerivative · entry 3 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,278 F3 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the reporting person adopted on November 18, 2016. Read SEC document |
| December 29, 2016 Filed Dec 30, 2016 21:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 100 | $4.00 | $400.00 |
DisclosureSEC source: 0001209191-16-157076 · doc4.xml · nonDerivative · entry 2 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 300 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
| December 28, 2016 Filed Dec 30, 2016 21:05 UTC | ASPEN AEROGELS INC ASPN · Entity 5645 | PurchaseCommon Stock | 200 | $4.00 | $800.00 |
DisclosureSEC source: 0001209191-16-157076 · doc4.xml · nonDerivative · entry 1 Gervis Robert M. · CIK 0001472399 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Robert Gervis 2014 Grantor Retained Annuity Trust Disclosed balance after: 200 F1 · kind: This purchase of shares was effected pursuant to a Rule 10b5-1 purchase plan of the Robert Gervis 2014 Grantor Retained Annuity Trust adopted on November 18, 2016. F2 · ownership.nature: Represents shares held by the Robert Gervis 2014 Grantor Retained Annuity Trust, of which the reporting person is a beneficiary and his spouse is trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.