Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| VISA INC.V · Entity 495 | GENERAL COUNSEL | November 30, 2013 | December 03, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
VISA INC.
Report date November 30, 2013 · Filed December 03, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 38,102 |
Ending reported balance
After 2013-12-02 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2013-11-30 · Exercise / conversion · Acquired 8,505 · Balance 42,541 Row 2 · 2013-12-02 · Tax withholding · Disposed 4,439 · Balance 38,102 |
| Performance Share AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2013-11-30 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2013-11-30 · Exercise / conversion · Disposed 8,505 · Balance 0 F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. F2: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2012 and 2013, respectively. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value.
F2: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The earned performance share award vested in two equal installments on November 30, 2012 and 2013, respectively.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2010 Filed Nov 9, 2010 20:05 UTC | VISA INC. V · Entity 495 | Exercise / conversionPerformance Share Award · Derivative | 6,418 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054551 · rrd290279.xml · derivative · entry 4 Floum Joshua R. · CIK 0001427497 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,418 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F1 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 20:05 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 4,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054551 · rrd290279.xml · nonDerivative · entry 3 Floum Joshua R. · CIK 0001427497 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,751 F2 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 20:05 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 4,728 | $79.80 | $377,294.40 |
DisclosureSEC source: 0001181431-10-054551 · rrd290279.xml · nonDerivative · entry 2 Floum Joshua R. · CIK 0001427497 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,365 Read SEC document |
| November 05, 2010 Filed Nov 9, 2010 20:05 UTC | VISA INC. V · Entity 495 | Exercise / conversionClass A Common Stock | 6,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-054551 · rrd290279.xml · nonDerivative · entry 1 Floum Joshua R. · CIK 0001427497 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 9, 2009 21:18 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 25,432 | $0.00 Strike: $79.59 | $0.00 |
DisclosureSEC source: 0001181431-09-050748 · rrd256473.xml · derivative · entry 4 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,432 Underlying: Common Stock · 25,432 shares Expires 2019-11-05 F3 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 9, 2009 21:18 UTC | VISA INC. V · Entity 495 | GrantPerformance Share Award · Derivative | 12,838 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050748 · rrd256473.xml · derivative · entry 3 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,838 Underlying: Common Stock · 12,838 shares Expires not disclosed F2 · derivative.exercise_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. F2 · derivative.expiration_date: Represents performance share awards granted and earned pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The performance shares award earned vests in two equal installments on each of the first two anniversaries of the date earned, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 9, 2009 21:18 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 4,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-050748 · rrd256473.xml · nonDerivative · entry 2 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,675 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| November 05, 2009 Filed Nov 9, 2009 21:18 UTC | VISA INC. V · Entity 495 | Tax withholdingClass A Common Stock | 999 | $79.59 | $79,510.41 |
DisclosureSEC source: 0001181431-09-050748 · rrd256473.xml · nonDerivative · entry 1 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,963 Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 14:23 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Options · Derivative | 30,812 | $0.00 Strike: $56.47 | $0.00 |
DisclosureSEC source: 0001181431-08-060316 · rrd222605.xml · derivative · entry 2 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,812 Underlying: Common Stock · 30,812 shares Expires 2018-11-05 F2 · derivative.exercise_date: Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement. Read SEC document |
| November 05, 2008 Filed Nov 7, 2008 14:23 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 6,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060316 · rrd222605.xml · nonDerivative · entry 1 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,962 F1 · shares: Represents restricted stock granted pursuant to the Visa Inc. 2007 Equity Incentive Compensation Plan. The restricted stock vests in the three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
| March 25, 2008 Filed Mar 25, 2008 16:59 UTC | VISA INC. V · Entity 495 | PurchaseClass A Common Stock | 28,409 | $44.00 | $1,249,996.00 |
DisclosureSEC source: 0001181431-08-021140 · rrd200833.xml · nonDerivative · entry 1 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,543 F1 · shares: Represents shares purchased pursuant to Visa Inc.'s Directed Share Program upon the closing of its initial public offering. Read SEC document |
| March 18, 2008 Filed Mar 20, 2008 11:18 UTC | VISA INC. V · Entity 495 | GrantEmployee Stock Option (right to buy) · Derivative | 156,911 | $0.00 Strike: $44.00 | $0.00 |
DisclosureSEC source: 0001181431-08-020247 · rrd200377.xml · derivative · entry 2 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,911 Underlying: Common Stock · 156,911 shares Expires not disclosed F2 · derivative.exercise_date: The option vests in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances specified in the award agreement. F3 · derivative.expiration_date: The option will expire 10 years from the date of the grant. Read SEC document |
| March 18, 2008 Filed Mar 20, 2008 11:18 UTC | VISA INC. V · Entity 495 | GrantClass A Common Stock | 10,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-020247 · rrd200377.xml · nonDerivative · entry 1 Floum Joshua R. · CIK 0001427497 · General Counsel & Corp. Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,134 F1 · security: Represents restricted stock awarded in connection with the initial public offering of Visa Inc. The restricted stock vests on the first anniversary of the offering, subject to earlier vesting in full in limited circumstances specified in the award agreement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.