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person · Reporting owner

Roberts Tracy L.

Disclosed activity across 1 company

Tapewire entity
126430
SEC CIK
0001540296

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DIGI INTERNATIONAL INCDGII · Entity 4294VP, TECHNOLOGY SERVICESJune 06, 2022June 08, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DIGI INTERNATIONAL INC

Report date June 06, 2022 · Filed June 08, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect65,207.313 Reported balance After 2022-06-06 transaction · row 1 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 1 · 2022-06-06 · Exercise / conversion · Acquired 12,500 · Balance 65,207.313

Common StockSEC Table I · non-derivativeDirect53,957.313 Reported balance After 2022-06-06 transaction · row 2 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 2 · 2022-06-06 · Sale · Disposed 11,250 · Balance 53,957.313

F1: Reflects the weighted average price of 11,250 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 6, 2022 with sale prices ranging from $25.40 to $25.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Common StockSEC Table I · non-derivativeDirect72,533.313 Reported balance After 2022-06-07 transaction · row 3 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 3 · 2022-06-07 · Exercise / conversion · Acquired 7,500 · Balance 72,533.313

Common StockSEC Table I · non-derivativeDirect47,207.313 Reported balance After 2022-06-07 transaction · row 4 Sequence does not reconcile; account continuity is unresolved.
1 source row

Row 4 · 2022-06-07 · Sale · Disposed 6,750 · Balance 47,207.313

F2: Reflects the weighted average price of 6,750 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 7, 2022 with sale prices ranging from $24.82 to $24.8701 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.40 · Expires 2024-11-20Direct0 Reported balance After 2022-06-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-06-06 · Exercise / conversion · Disposed 12,500 · Balance 0

F3: Fully vested.

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.35 · Expires 2022-11-20Direct17,500 Reported balance After 2022-06-07 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-06-07 · Exercise / conversion · Disposed 7,500 · Balance 17,500

F3: Fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the weighted average price of 11,250 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 6, 2022 with sale prices ranging from $25.40 to $25.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average price of 6,750 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 7, 2022 with sale prices ranging from $24.82 to $24.8701 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3: Fully vested.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 07, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $9.35 $0.00
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · derivative · entry 6

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 7,500 shares

Expires 2022-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 6,750 $24.83 $167,618.03
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · nonDerivative · entry 4

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,207.313

F2 · price: Reflects the weighted average price of 6,750 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 7, 2022 with sale prices ranging from $24.82 to $24.8701 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 07, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 7,500 $9.35 $70,125.00
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · nonDerivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,533.313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $7.40 $0.00
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · derivative · entry 5

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,500 shares

Expires 2024-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 11,250 $25.46 $286,409.25
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,957.313

F1 · price: Reflects the weighted average price of 11,250 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 6, 2022 with sale prices ranging from $25.40 to $25.54 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 22:07 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 12,500 $7.40 $92,500.00
Disclosure

SEC source: 0001415889-22-006318 · form4-06082022_030615.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,207.313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:38 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantEmployee Stock Option (right to buy) · Derivative 10,369 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0001179110-21-010512 · edgar.xml · derivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,369

Underlying: Common Stock · 10,369 shares

Expires 2028-11-30

F2 · derivative.exercise_date: The option vests as to 25% of the shares on November 30, 2022 and thereafter in 36 monthly installments.

Read SEC document
November 30, 2021 Filed Dec 2, 2021 21:38 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantCommon Stock 4,756 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-010512 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,707.313

F1 · shares: Restricted stock units scheduled to vest in four substantially equal increments on each of November 30, 2022, 2023, 2024 and 2025.

Read SEC document
November 28, 2021 Filed Dec 1, 2021 00:49 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 581 $22.59 $13,124.79
Disclosure

SEC source: 0001179110-21-010465 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,951.313

Read SEC document
November 27, 2021 Filed Dec 1, 2021 00:49 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 442 $22.59 $9,984.78
Disclosure

SEC source: 0001179110-21-010465 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,532.313

Read SEC document
November 24, 2021 Filed Nov 26, 2021 23:49 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 559 $23.58 $13,181.22
Disclosure

SEC source: 0001179110-21-010427 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,974.313

Read SEC document
November 20, 2021 Filed Nov 24, 2021 02:46 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 500 $23.78 $11,890.00
Disclosure

SEC source: 0001104659-21-143234 · tm2133858-4_4seq1.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,533.313

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:04 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $10.81 $0.00
Disclosure

SEC source: 0001415889-21-005394 · form4-11222021_021124.xml · derivative · entry 5

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-11-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:04 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001415889-21-005394 · form4-11222021_021124.xml · derivative · entry 4

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:04 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 40,000 $23.94 $957,660.00
Disclosure

SEC source: 0001415889-21-005394 · form4-11222021_021124.xml · nonDerivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033.313

F2 · price: Reflects the weighted average price of 40,000 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on November 18, 2021 with sale prices ranging from $23.64 to $24.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:04 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 25,000 $10.81 $270,250.00
Disclosure

SEC source: 0001415889-21-005394 · form4-11222021_021124.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,033.313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2021 Filed Nov 22, 2021 22:04 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 15,000 $10.63 $159,450.00
Disclosure

SEC source: 0001415889-21-005394 · form4-11222021_021124.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, TECHNOLOGY SERVICES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,033.313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 423.033 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 29, 2020 and September 30, 2021.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:39 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $10.63 $0.00
Disclosure

SEC source: 0001179110-21-006362 · edgar.xml · derivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2021-11-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:39 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 15,000 $19.00 $285,000.00
Disclosure

SEC source: 0001179110-21-006362 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,610.28

Read SEC document
June 01, 2021 Filed Jun 3, 2021 21:39 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 15,000 $10.63 $159,450.00
Disclosure

SEC source: 0001179110-21-006362 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,610.208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2021 Filed May 14, 2021 20:28 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 330 $17.21 $5,679.30
Disclosure

SEC source: 0001179110-21-005352 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,610.208

Read SEC document
November 28, 2020 Filed Dec 2, 2020 00:41 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 581 $17.80 $10,341.80
Disclosure

SEC source: 0001179110-20-011516 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,940.208

Read SEC document
November 27, 2020 Filed Dec 2, 2020 00:41 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 442 $17.80 $7,867.60
Disclosure

SEC source: 0001179110-20-011516 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,521.208

Read SEC document
November 24, 2020 Filed Nov 28, 2020 02:10 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantEmployee Stock Option (right to buy) · Derivative 14,182 $0.00 Strike: $16.75 $0.00
Disclosure

SEC source: 0001179110-20-011451 · edgar.xml · derivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,182

Underlying: Common Stock · 14,182 shares

Expires 2027-11-24

F2 · derivative.exercise_date: The option vests as to 25% of the shares on November 24, 2021 and thereafter in 36 monthly installments.

Read SEC document
November 24, 2020 Filed Nov 28, 2020 02:10 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantCommon Stock 7,299 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-011451 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,963.208

F1 · shares: Restricted stock units scheduled to vest in four substantially equal increments on each of November 24, 2021, 2022, 2023 and 2024.

Read SEC document
November 21, 2020 Filed Nov 24, 2020 22:45 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 512 $16.82 $8,611.84
Disclosure

SEC source: 0001179110-20-011349 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,664.208

Read SEC document
November 20, 2020 Filed Nov 24, 2020 22:45 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 500 $16.82 $8,410.00
Disclosure

SEC source: 0001179110-20-011349 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,176.208

F1 · balance_after: Includes 957.19 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between April 2, 2018 and September 30, 2020.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,253 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · derivative · entry 6

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,253 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 5,253 $13.75 $72,228.75
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · nonDerivative · entry 4

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719.018

Read SEC document
August 20, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 5,253 $9.68 $50,849.04
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · nonDerivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,972.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 602 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · derivative · entry 5

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,253

Underlying: Common Stock · 602 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 602 $14.02 $8,440.10
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719.018

F1 · price: Reflects the weighted average price of 602 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on August 19, 2020 with sale prices ranging from $14.01 to $14.035 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 19, 2020 Filed Aug 21, 2020 22:19 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 602 $9.68 $5,827.36
Disclosure

SEC source: 0001179110-20-009234 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,321.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 300 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · derivative · entry 6

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,855

Underlying: Common Stock · 300 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 300 $14.50 $4,350.99
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · nonDerivative · entry 4

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719.018

F2 · price: Reflects the weighted average price of 300 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on August 18, 2020 with sale prices ranging from $14.50 to $14.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
August 18, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 300 $9.68 $2,904.00
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · nonDerivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,019.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 23,845 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · derivative · entry 5

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,155

Underlying: Common Stock · 23,845 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Fully vested.

Read SEC document
August 17, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 23,845 $14.33 $341,756.08
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719.018

F1 · price: Reflects the weighted average price of 23,845 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on August 17, 2020 with sale prices ranging from $13.95 to $14.62 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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August 17, 2020 Filed Aug 18, 2020 22:12 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 23,845 $9.68 $230,819.60
Disclosure

SEC source: 0001179110-20-009155 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,564.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 12, 2020 Filed May 14, 2020 21:34 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantCommon Stock 917 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-006022 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,719.018

F1 · shares: Restricted stock units scheduled to vest in full on May 12, 2021.

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December 03, 2019 Filed Dec 5, 2019 21:47 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.68 $0.00
Disclosure

SEC source: 0001179110-19-012400 · edgar.xml · derivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2020-11-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

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December 03, 2019 Filed Dec 5, 2019 21:47 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 10,000 $17.56 $175,593.00
Disclosure

SEC source: 0001179110-19-012400 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,802.018

F1 · price: Reflects the weighted average price of 10,000 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on December 3, 2019 with sale prices ranging from $17.50 to $17.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 03, 2019 Filed Dec 5, 2019 21:47 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Exercise / conversionCommon Stock 10,000 $9.68 $96,800.00
Disclosure

SEC source: 0001179110-19-012400 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,802.018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2019 Filed Dec 2, 2019 22:40 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 581 $17.94 $10,423.14
Disclosure

SEC source: 0001179110-19-012185 · edgar.xml · nonDerivative · entry 2

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,802.018

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November 27, 2019 Filed Dec 2, 2019 22:40 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantEmployee Stock Option (right to buy) · Derivative 16,667 $0.00 Strike: $17.94 $0.00
Disclosure

SEC source: 0001179110-19-012185 · edgar.xml · derivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock · 16,667 shares

Expires 2026-11-27

F2 · derivative.exercise_date: The option vests as to 25% of the shares on November 27, 2020 and thereafter in 36 monthly installments.

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November 27, 2019 Filed Dec 2, 2019 22:40 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 GrantCommon Stock 5,769 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-012185 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,383.018

F1 · shares: Restricted stock units scheduled to vest in four substantially equal increments on each of November 27, 2020, 2021, 2022 and 2023.

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November 21, 2019 Filed Nov 25, 2019 22:08 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 512 $18.16 $9,295.36
Disclosure

SEC source: 0001179110-19-012042 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,614.018

Read SEC document
November 20, 2019 Filed Nov 22, 2019 22:37 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 501 $18.48 $9,258.48
Disclosure

SEC source: 0001179110-19-012008 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,126.018

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November 19, 2019 Filed Nov 21, 2019 22:56 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 Tax withholdingCommon Stock 455 $18.20 $8,278.73
Disclosure

SEC source: 0001179110-19-011989 · edgar.xml · nonDerivative · entry 1

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,627.018

F1 · balance_after: Includes 681.306 shares acquired under Digi International Inc.'s Employee Stock Purchase Plan between December 29, 2018 and September 30, 2019.

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June 06, 2019 Filed Jun 7, 2019 13:53 UTC DIGI INTERNATIONAL INC DGII · Entity 4294 SaleCommon Stock 7,180 $11.46 $82,273.47
Disclosure

SEC source: 0001179110-19-007306 · edgar.xml · nonDerivative · entry 3

Roberts Tracy L. · CIK 0001540296 · VP, Technology Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,400.712

F2 · price: Reflects the weighted average price of 7,180 shares of common stock of Digi International Inc. sold by the reporting person in multiple transactions on June 6, 2019 with sale prices ranging from $11.45 to $11.472 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.