Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TEXAS INSTRUMENTS INCTXN · Entity 2834 | Director | January 27, 2011 | January 31, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TEXAS INSTRUMENTS INC
Report date January 27, 2011 · Filed January 31, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,519 |
Reported balance
After 2011-01-27 transaction · row 1
1 source rowRow 1 · 2011-01-27 · Grant · Acquired 2,887 · Balance 26,519 F1: Award of restricted stock units granted under the Texas Instruments 2009 Director Compensation Plan. |
| NQ Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.63 · Expires 2021-01-27 | Direct | 10,002 |
Reported balance
After 2011-01-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-01-27 · Grant · Acquired 10,002 · Balance 10,002 F3: The option becomes exercisable in four equal annual installments beginning on January 27, 2012. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,600 |
Reported balance
Holding disclosure · report date 2011-01-27 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,600 F2: Beneficial ownership by reporting person disclaimed. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of restricted stock units granted under the Texas Instruments 2009 Director Compensation Plan.
F2: Beneficial ownership by reporting person disclaimed.
F3: The option becomes exercisable in four equal annual installments beginning on January 27, 2012.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CATERPILLAR INC
Report date December 31, 2013 · Filed January 02, 2014
Section 16 reporting ended · disclosed 2014-01-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 57,573 |
Reported balance
After 2013-12-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-12-31 · Grant · Acquired 167 · Balance 57,573 F1: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit is the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement from service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2004 Filed Mar 19, 2004 20:15 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 154.94 | $29.58 Strike: $1.00 | $4,583.13 |
DisclosureSEC source: 0001246411-04-000126 · c0001171794d20040319f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,374.84 Underlying: Common Stock · 154.94 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 16:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000144 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 177 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2004 at a price between $76.70 and $77.49 per share. Read SEC document |
| February 20, 2004 Filed Feb 20, 2004 22:36 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 146 | $31.39 Strike: $1.00 | $4,582.94 |
DisclosureSEC source: 0001246411-04-000114 · c0001171794d20040220f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,219.91 Underlying: Common Stock · 146 shares Expires not disclosed F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:00 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 81 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000122 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 81 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price between $83.88 and $77.73 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price between $83.88 and $77.73 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2004 at a price between $83.88 and $77.73 per share. Read SEC document |
| January 16, 2004 Filed Jan 20, 2004 15:59 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 138.07 | $33.20 Strike: $1.00 | $4,583.92 |
DisclosureSEC source: 0001246411-04-000056 · c0001171794d20040116f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,067.65 Underlying: Common Stock · 138.07 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| January 14, 2004 Filed Jan 16, 2004 15:20 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantNQ Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $32.39 | $0.00 |
DisclosureSEC source: 0001246411-04-000039 · c0001171794d20040115f4s2f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2014-01-14 F2 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 14, 2005. Read SEC document |
| December 31, 2003 Filed Jan 2, 2004 16:44 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 82 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-04-000008 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 82 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2003 at a price between $76.835 and $83.71 per share. Read SEC document |
| December 19, 2003 Filed Dec 22, 2003 13:32 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 173.36 | $28.37 Strike: $1.00 | $4,918.22 |
DisclosureSEC source: 0001246411-03-000085 · c0001171794d20031219f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,929.58 Underlying: Common Stock · 173.36 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| November 28, 2003 Filed Dec 1, 2003 15:25 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 154 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000505 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 154 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2003 at a price between $72.985 and $77.975 per share. Read SEC document |
| November 21, 2003 Filed Nov 25, 2003 00:15 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 162 | $28.29 Strike: $1.00 | $4,582.98 |
DisclosureSEC source: 0001246411-03-000074 · c0001171794d20031124f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,756.22 Underlying: Common Stock · 162 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. F3 · balance_after: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. Read SEC document |
| October 31, 2003 Filed Nov 3, 2003 16:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000483 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 132 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2003 at a price between $73.78 and $75.105 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2003 at a price between $73.78 and $75.105 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2003 at a price between $73.78 and $75.105 per share. Read SEC document |
| October 17, 2003 Filed Oct 21, 2003 14:52 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 178.99 | $25.61 Strike: $1.00 | $4,583.93 |
DisclosureSEC source: 0001246411-03-000041 · c0001171794d20031020f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,547.1 Underlying: Common Stock · 178.99 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| September 30, 2003 Filed Oct 1, 2003 20:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 170 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000454 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 170 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. Read SEC document |
| September 30, 2003 Filed Oct 6, 2003 13:44 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 84 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000460 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 84 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2003 at a price of $68.695 per share. Read SEC document |
| September 19, 2003 Filed Sep 23, 2003 13:02 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 189.15 | $24.23 Strike: $1.00 | $4,583.10 |
DisclosureSEC source: 0001246411-03-000030 · c0001171794d20030922f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,368.11 Underlying: Common Stock · 189.15 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. F3 · balance_after: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan. Read SEC document |
| August 29, 2003 Filed Sep 2, 2003 14:50 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 170 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000432 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 170 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2003 at a price between $69.23 and $72.115 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2003 at a price between $69.23 and $72.115 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2003 at a price between $69.23 and $72.115 per share. Read SEC document |
| August 15, 2003 Filed Aug 19, 2003 13:40 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 231.23 | $19.82 Strike: $1.00 | $4,582.98 |
DisclosureSEC source: 0001246411-03-000020 · c0001171794d20030818f4f.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,170.52 Underlying: Common Stock · 231.23 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| July 31, 2003 Filed Aug 1, 2003 19:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 86 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000371 · edgar.xml · derivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 86 shares Expires 1988-08-08 F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F3 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2003 at a price of $67.725 per share. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 14:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Option · Derivative | 4,000 | $0.00 Strike: $28.34 | $0.00 |
DisclosureSEC source: 0000018230-03-000309 · edgar.xml · derivative · entry 3 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 4,000 shares Expires 2004-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: (Right to Buy) with tandem tax withholding rights. F3 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 14:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon | 1,735 | $65.33 | $113,338.88 |
DisclosureSEC source: 0000018230-03-000309 · edgar.xml · nonDerivative · entry 2 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,121 F1 · balance_after: Included in this amount are 306 shares in dividend reinvestment. Read SEC document |
| July 21, 2003 Filed Jul 23, 2003 14:41 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon | 4,000 | $28.34 | $113,374.80 |
DisclosureSEC source: 0000018230-03-000309 · edgar.xml · nonDerivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2003 Filed Jul 22, 2003 14:02 UTC | TEXAS INSTRUMENTS INC TXN · Entity 2834 | GrantStock Units · Derivative | 384.16 | $18.44 Strike: $1.00 | $7,083.91 |
DisclosureSEC source: 0001246411-03-000010 · c0001171794d20030721f4f.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,939.29 Underlying: Common Stock · 384.16 shares Expires 1988-08-08 F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. F2 · derivative.expiration_date: Stock units credited under the Texas Instruments 2003 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. Read SEC document |
| June 30, 2003 Filed Jul 1, 2003 19:29 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000268 · edgar.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 159 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2003 at a price between $54.285 and $55.82 per share. F1 · balance_after: Directly held shares from Table I are 7,856 that include 306 shares in dividend reinvestment. Read SEC document |
| May 30, 2003 Filed Jun 2, 2003 19:30 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 194 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000018230-03-000222 · edgar.xml · derivative · entry 1 GOODE DAVID R · CIK 0001171794 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 194 shares Expires 1988-08-08 F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · price: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. directors deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2003 at a price between $51.275 and $51.505 per share. F1 · balance_after: Directly held shares from Table I are 7,856 that include 306 shares in dividend reinvestment. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.