GOODE DAVID R

SEC source: 0001127602-11-003053 · form4.xml · nonDerivative · entry 1

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,519

F1 · kind: Award of restricted stock units granted under the Texas Instruments 2009 Director Compensation Plan.

SEC source: 0000018230-11-000018 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,389

Underlying: Common · 195 shares

Expires not disclosed

F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2010 at a price of $93.60 per share.

SEC source: 0001127602-10-031160 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,616.93

Underlying: Common Stock · 0 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000557 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,194

Underlying: Common · 466 shares

Expires not disclosed

F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2010 at a price between $83.575 and $83.94 per share.

SEC source: 0001127602-10-028544 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,934.51

Underlying: Common Stock · 211.77 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000514 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,728

Underlying: Common · 232 shares

Expires not disclosed

F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2010 at a price of $78.165 per share.

SEC source: 0001127602-10-025571 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,722.74

Underlying: Common Stock · 235.49 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000489 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,496

Underlying: Common · 230 shares

Expires not disclosed

F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2010 at a price of $79.105 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2010 at a price of $79.105 per share.

SEC source: 0001127602-10-023610 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,487.25

Underlying: Common Stock · 266.88 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000443 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,266

Underlying: Common · 578 shares

Expires not disclosed

F3 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2010 at a price between $64.89 and $68.50 per share.

F2 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2010 at a price between $64.89 and $68.50 per share.

SEC source: 0001127602-10-021837 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,220.37

Underlying: Common Stock · 271.78 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000388 · edgar.xml · derivative · entry 4

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,000 shares

Expires 2011-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

SEC source: 0000018230-10-000388 · edgar.xml · nonDerivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,781

F1 · balance_after: Included in this amount are 4726 shares in dividend reinvestment.

SEC source: 0000018230-10-000388 · edgar.xml · nonDerivative · entry 1

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000018230-10-000382 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,688

Underlying: Common · 262 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2010 at a price of $69.435 per share.

SEC source: 0001127602-10-019437 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,801.31

Underlying: Common Stock · 262.47 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000341 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,426

Underlying: Common · 298 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2010 at a price of $60.925 per share.

SEC source: 0001127602-10-017648 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,538.84

Underlying: Common Stock · 261.13 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000281 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,128

Underlying: Common · 618 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2010 at a price between $59.20 and $61.235 per share.

SEC source: 0001127602-10-015272 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,277.71

Underlying: Common Stock · 274.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000245 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,510

Underlying: Common · 261 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2010 at a price of $69.57 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2010 at a price of $69.57 per share.

SEC source: 0001127602-10-011266 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,863.69

Underlying: Common Stock · 247.05 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000181 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,249

Underlying: Common · 288 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2010 at a price of $63.065 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in March 2010 at a price of $63.065 per share.

SEC source: 0001127602-10-009262 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,616.64

Underlying: Common Stock · 269.69 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000111 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,961

Underlying: Common · 636 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in February 2010 at a price between $56.685 and $58.48 per share.

SEC source: 0001127602-10-005649 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,212.87

Underlying: Common Stock · 268.49 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-10-000059 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,325

Underlying: Common · 344 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in January 2010 at a price of $52.89 per share.

SEC source: 0001127602-10-002907 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 7,000 shares

Expires 2020-01-28

F3 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on January 28, 2011.

SEC source: 0001127602-10-002907 · form4.xml · nonDerivative · entry 1

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,632

F1 · kind: Award of restricted stock units granted under the Texas Instruments 2009 Director Compensation Plan.

SEC source: 0001127602-10-001648 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,944.38

Underlying: Common Stock · 269.8 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

SEC source: 0000018230-10-000014 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,981

Underlying: Common · 316 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in December 2009 at a price of $57.475 per share.

SEC source: 0001127602-09-025723 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,674.58

Underlying: Common Stock · 265.76 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-09-000528 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,665

Underlying: Common · 625 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2009 at a price between $57.64 and $57.91 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in November 2009 at a price between $57.64 and $57.91 per share.

SEC source: 0001127602-09-023284 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,029.66

Underlying: Common Stock · 267.95 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-09-000512 · edgar.xml · derivative · entry 4

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 8,000 shares

Expires 2010-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: (Right to buy) with tandem tax withholding rights.

F5 · derivative.exercise_date: Exercisable in thirds - 1/3 after 1 yr.; 1/3 after 2 yrs.; 1/3 after 3 yrs.

SEC source: 0000018230-09-000512 · edgar.xml · nonDerivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,280

F1 · balance_after: Included in this amount are 3669 shares in dividend reinvestment.

SEC source: 0000018230-09-000512 · edgar.xml · nonDerivative · entry 1

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,192

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000018230-09-000480 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,040

Underlying: Common · 322 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2009 at a price of $56.255 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in October 2009 at a price of $56.255 per share.

SEC source: 0001127602-09-020891 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,636.06

Underlying: Common Stock · 286.74 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

SEC source: 0000018230-09-000398 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,717

Underlying: Common · 353 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2009 at a price of $51.425 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in September 2009 at a price of $51.425 per share.

SEC source: 0001127602-09-019193 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,349.33

Underlying: Common Stock · 282.49 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

SEC source: 0000018230-09-000353 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,364

Underlying: Common · 783 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2009 at a price between $45.16 and $45.405 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in August 2009 at a price between $45.16 and $45.405 per share.

SEC source: 0001127602-09-017999 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,066.84

Underlying: Common Stock · 276.51 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-09-000291 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,581

Underlying: Common · 415 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2009 at a price of $43.735 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in July 2009 at a price of $43.735 per share.

SEC source: 0001127602-09-015761 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,672.47

Underlying: Common Stock · 298.42 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

SEC source: 0000018230-09-000243 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,166

Underlying: Common · 536 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2009 at a price of $33.86 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in June 2009 at a price of $33.86 per share.

SEC source: 0001127602-09-014351 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,374.05

Underlying: Common Stock · 312.55 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer. End-of-period holdings include stock units acquired pursuant to the dividend reinvestment provision of the Plan.

SEC source: 0000018230-09-000208 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,629

Underlying: Common · 946 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2009 at a price between $35.21 and $38.235 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in May 2009 at a price between $35.21 and $38.235 per share.

SEC source: 0001127602-09-011777 · form4.xml · derivative · entry 3

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,908.46

Underlying: Common Stock · 380.08 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · derivative.expiration_date: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

F3 · balance_after: Stock units credited under the Texas Instruments 2009 Director Compensation Plan, to be settled in common stock of the Issuer following the reporting person's termination of service as a director of the Issuer.

SEC source: 0000018230-09-000171 · edgar.xml · derivative · entry 2

GOODE DAVID R · CIK 0001171794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,683

Underlying: Common · 513 shares

Expires not disclosed

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2009 at a price of $35.37 per share.

F3 · derivative.expiration_date: The phantom stock units were accrued under the Caterpillar Inc. director's deferred compensation plan and are to be settled 100% in cash upon the reporting person's retirement. The stock was acquired in April 2009 at a price of $35.37 per share.