Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarGurus, Inc.CARG · Entity 4203 | Director | June 07, 2022 | June 09, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarGurus, Inc.
Report date June 07, 2022 · Filed June 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 141,397 |
Reported balance
After 2022-06-07 transaction · row 1
1 source rowRow 1 · 2022-06-07 · Grant · Acquired 6,804 · Balance 141,397 F1: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2018 Filed Apr 23, 2018 21:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $32.84 | $87,026.00 |
DisclosureSEC source: 0000899243-18-010571 · doc4.xml · nonDerivative · entry 2 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 782,872 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.17 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 19, 2018 Filed Apr 23, 2018 21:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $32.48 | $86,072.00 |
DisclosureSEC source: 0000899243-18-010571 · doc4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,522 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.32 to $32.65 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 18, 2018 Filed Apr 19, 2018 21:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $32.47 | $86,045.50 |
DisclosureSEC source: 0000899243-18-010421 · doc4.xml · nonDerivative · entry 2 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,172 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.84 to $32.70 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 17, 2018 Filed Apr 19, 2018 21:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $32.28 | $85,542.00 |
DisclosureSEC source: 0000899243-18-010421 · doc4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,822 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.69 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 21:01 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $32.52 | $86,178.00 |
DisclosureSEC source: 0000899243-18-010279 · doc4.xml · nonDerivative · entry 2 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,472 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.84 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 21:01 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $33.44 | $88,616.00 |
DisclosureSEC source: 0000899243-18-010279 · doc4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 796,122 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.17 to $33.75 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 12, 2018 Filed Apr 13, 2018 22:30 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 2,650 | $33.75 | $89,437.50 |
DisclosureSEC source: 0000899243-18-010146 · doc4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 798,772 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.37 to $34.04 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 11, 2018 Filed Apr 12, 2018 23:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 3,325 | $36.46 | $121,229.50 |
DisclosureSEC source: 0000899243-18-010080 · doc4.xml · nonDerivative · entry 2 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,422 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $37.35 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| April 10, 2018 Filed Apr 12, 2018 23:00 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 3,325 | $38.41 | $127,713.25 |
DisclosureSEC source: 0000899243-18-010080 · doc4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 804,747 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $38.75 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:37 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantClass A Common Stock | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-064282 · a4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,072 F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continuous service on the board of the Issuer, the RSUs vest over two years, with 50% vesting on October 25, 2018 and 50% vesting on October 25, 2019. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionSeries C Convertible Preferred Stock · Derivative | 7,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062770 · a4.xml · derivative · entry 4 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 45,414 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionSeries B Convertible Preferred Stock · Derivative | 64,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062770 · a4.xml · derivative · entry 3 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 388,794 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionSeries A Convertible Preferred Stock · Derivative | 46,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062770 · a4.xml · derivative · entry 2 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 278,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionClass A Common Stock | 712,272 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-062770 · a4.xml · nonDerivative · entry 1 Smith Ian G · CIK 0001718891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.