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Smith Ian G

Disclosed activity across 1 company

Tapewire entity
126351
SEC CIK
0001718891

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CarGurus, Inc.CARG · Entity 4203DirectorJune 07, 2022June 09, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CarGurus, Inc.

Report date June 07, 2022 · Filed June 09, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect141,397 Reported balance After 2022-06-07 transaction · row 1
1 source row

Row 1 · 2022-06-07 · Grant · Acquired 6,804 · Balance 141,397

F1: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2018 Filed Apr 23, 2018 21:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $32.84 $87,026.00
Disclosure

SEC source: 0000899243-18-010571 · doc4.xml · nonDerivative · entry 2

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,872

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.62 to $33.17 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 19, 2018 Filed Apr 23, 2018 21:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $32.48 $86,072.00
Disclosure

SEC source: 0000899243-18-010571 · doc4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,522

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.32 to $32.65 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 18, 2018 Filed Apr 19, 2018 21:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $32.47 $86,045.50
Disclosure

SEC source: 0000899243-18-010421 · doc4.xml · nonDerivative · entry 2

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,172

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.84 to $32.70 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 17, 2018 Filed Apr 19, 2018 21:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $32.28 $85,542.00
Disclosure

SEC source: 0000899243-18-010421 · doc4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,822

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.69 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 21:01 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $32.52 $86,178.00
Disclosure

SEC source: 0000899243-18-010279 · doc4.xml · nonDerivative · entry 2

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,472

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.84 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 21:01 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $33.44 $88,616.00
Disclosure

SEC source: 0000899243-18-010279 · doc4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,122

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.17 to $33.75 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

Read SEC document
April 12, 2018 Filed Apr 13, 2018 22:30 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 2,650 $33.75 $89,437.50
Disclosure

SEC source: 0000899243-18-010146 · doc4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 798,772

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.37 to $34.04 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 11, 2018 Filed Apr 12, 2018 23:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 3,325 $36.46 $121,229.50
Disclosure

SEC source: 0000899243-18-010080 · doc4.xml · nonDerivative · entry 2

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801,422

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.25 to $37.35 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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April 10, 2018 Filed Apr 12, 2018 23:00 UTC CarGurus, Inc. CARG · Entity 4203 SaleClass A Common Stock 3,325 $38.41 $127,713.25
Disclosure

SEC source: 0000899243-18-010080 · doc4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,747

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.05 to $38.75 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.

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October 25, 2017 Filed Oct 27, 2017 17:37 UTC CarGurus, Inc. CARG · Entity 4203 GrantClass A Common Stock 2,080 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-064282 · a4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,072

F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continuous service on the board of the Issuer, the RSUs vest over two years, with 50% vesting on October 25, 2018 and 50% vesting on October 25, 2019. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan).

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:45 UTC CarGurus, Inc. CARG · Entity 4203 ConversionSeries C Convertible Preferred Stock · Derivative 7,569 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062770 · a4.xml · derivative · entry 4

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,414 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:45 UTC CarGurus, Inc. CARG · Entity 4203 ConversionSeries B Convertible Preferred Stock · Derivative 64,799 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062770 · a4.xml · derivative · entry 3

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 388,794 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:45 UTC CarGurus, Inc. CARG · Entity 4203 ConversionSeries A Convertible Preferred Stock · Derivative 46,344 $0.00 $0.00
Disclosure

SEC source: 0001104659-17-062770 · a4.xml · derivative · entry 2

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 278,064 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

Read SEC document
October 16, 2017 Filed Oct 18, 2017 20:45 UTC CarGurus, Inc. CARG · Entity 4203 ConversionClass A Common Stock 712,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-17-062770 · a4.xml · nonDerivative · entry 1

Smith Ian G · CIK 0001718891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended (the "IPO"), and had no expiration date. Each share of the Issuer's Series B Convertible Preferred Stock converted into 6.0000015 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date. Each share of the Issuer's Series C Convertible Preferred Stock converted into 6 shares of the Issuer's Class A Common Stock upon closing of the IPO and had no expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.