Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | EXEC. VP; PRES. INTEL CAPITAL | February 24, 2014 | February 26, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date February 24, 2014 · Filed February 26, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 127,346 |
Ending reported balance
After 2014-02-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-02-24 · Exercise / conversion · Acquired 57,186 · Balance 157,186 F1: Shares acquired on the vesting of restricted stock units. Row 2 · 2014-02-24 · Tax withholding · Disposed 29,840 · Balance 127,346 F2: Shares withheld for payment of tax liability. |
| Performance-based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2014-02-24 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2014-02-24 · Exercise / conversion · Disposed 66,610 · Balance 0 F3: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5: Due to a limitation in the filing software, the total number of shares of Common Stock received was 57,186 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 77.267%. Upon conversion of the RSUs, the Reporting Person received 51,467 shares of Common Stock. Upon conversion of $142,944 in dividend equivalents, the Reporting person received an additional 5,719 shares of Common Stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Employee Benefit Plan Trust | 40.346 |
Reported balance
Holding disclosure · report date 2014-02-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 40.346 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Shares withheld for payment of tax liability.
F3: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply.
F4: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply.
F5: Due to a limitation in the filing software, the total number of shares of Common Stock received was 57,186 as reported above in Table I. The conversion rate of the Performance-based Restricted Stock was 77.267%. Upon conversion of the RSUs, the Reporting Person received 51,467 shares of Common Stock. Upon conversion of $142,944 in dividend equivalents, the Reporting person received an additional 5,719 shares of Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 27, 2004 Filed Oct 27, 2004 23:16 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 50,000 | $21.90 | $1,095,000.00 |
DisclosureSEC source: 0000050863-04-000220 · edgar.xml · nonDerivative · entry 2 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020,058 Read SEC document |
| October 27, 2004 Filed Oct 27, 2004 23:16 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 50,000 | $21.85 | $1,092,500.00 |
DisclosureSEC source: 0000050863-04-000220 · edgar.xml · nonDerivative · entry 1 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,070,058 Read SEC document |
| October 25, 2004 Filed Oct 26, 2004 22:38 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0000050863-04-000217 · edgar.xml · derivative · entry 7 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,739,704 Underlying: COM.STK · 20,000 shares Expires 2006-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| October 25, 2004 Filed Oct 26, 2004 22:38 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $11.93 | $0.00 |
DisclosureSEC source: 0000050863-04-000217 · edgar.xml · derivative · entry 6 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,759,704 Underlying: COM. STK · 80,000 shares Expires 2006-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| October 25, 2004 Filed Oct 26, 2004 22:38 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 100,000 | $21.40 | $2,140,000.00 |
DisclosureSEC source: 0000050863-04-000217 · edgar.xml · nonDerivative · entry 2 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,058 Read SEC document |
| October 25, 2004 Filed Oct 26, 2004 22:38 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 100,000 | $11.93 | $1,193,000.00 |
DisclosureSEC source: 0000050863-04-000217 · edgar.xml · nonDerivative · entry 1 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,220,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Option (right to buy) · Derivative | 144,000 | $0.00 Strike: $7.67 | $0.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · derivative · entry 9 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,839,704 Underlying: COM.STK · 144,000 shares Expires 2006-04-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Option (right to buy) · Derivative | 192,000 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · derivative · entry 8 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,983,704 Underlying: COM. STK · 192,000 shares Expires 2005-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Not a required reportable field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 144,000 | $21.30 | $3,067,200.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · nonDerivative · entry 4 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,058 Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 144,000 | $7.67 | $1,104,480.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · nonDerivative · entry 3 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | SaleCOMMON | 192,000 | $21.02 | $4,035,840.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · nonDerivative · entry 2 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,058 Read SEC document |
| October 20, 2004 Filed Oct 21, 2004 17:23 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 192,000 | $5.71 | $1,096,320.00 |
DisclosureSEC source: 0000050863-04-000215 · edgar.xml · nonDerivative · entry 1 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,312,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 22:32 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000050863-04-000074 · edgar.xml · derivative · entry 8 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,175,704 Underlying: COM.STK · 15,000 shares Expires 2014-04-15 F1 · price: Not a Required Reportable Field. SEC software requires a dollar amount; use zeros per SEC. F2 · balance_after: Mr. Sodhani holds 240,238 phantom stock units based on unit value of his Intel Corporation nonqualified excess benefit plan account as of March 31, 2004. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 22:32 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000050863-04-000074 · edgar.xml · derivative · entry 7 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,160,704 Underlying: COM.STK · 15,000 shares Expires 2014-04-15 F1 · price: Not a Required Reportable Field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 22:32 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000050863-04-000074 · edgar.xml · derivative · entry 6 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,145,704 Underlying: COM.STK · 15,000 shares Expires 2014-04-15 F1 · price: Not a Required Reportable Field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| April 15, 2004 Filed Apr 19, 2004 22:32 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $27.00 | $0.00 |
DisclosureSEC source: 0000050863-04-000074 · edgar.xml · derivative · entry 5 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,130,704 Underlying: COM. STK · 15,000 shares Expires 2014-04-15 F1 · price: Not a Required Reportable Field. SEC software requires a dollar amount; use zeros per SEC. Read SEC document |
| March 25, 2004 Filed Mar 29, 2004 23:10 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 192,000 | $0.00 Strike: $4.20 | $0.00 |
DisclosureSEC source: 0000050863-04-000046 · edgar.xml · derivative · entry 5 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,115,704 Underlying: COM. STK · 192,000 shares Expires 2004-04-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Not a Required Reportable Field. SEC software requires a dollar amount; use zeros per SEC. F3 · balance_after: Mr. Sodhani holds 239,915 phantom stock units based on unit value of his Intel Corporation nonqualified excess benefit plan account as of December 31, 2003. Read SEC document |
| March 25, 2004 Filed Mar 29, 2004 23:10 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCOMMON | 192,000 | $4.20 | $806,400.00 |
DisclosureSEC source: 0000050863-04-000046 · edgar.xml · nonDerivative · entry 1 SODHANI ARVIND · CIK 0001188934 · VICE PRESIDENT AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,120,058 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: INCLUDES 999 SHARES ACQUIRED UNDER THE INTEL CORPORATION STOCK PARTICIPATION PLAN DURING FEBRUARY 2004. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.