Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Palo Alto Networks IncPANW · Entity 1811 | VP, Engineering | March 03, 2014 | March 05, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Palo Alto Networks Inc
Report date March 03, 2014 · Filed March 05, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 915,359 |
Reported balance
After 2014-03-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2014-03-03 · Sale · Disposed 20,357 · Balance 915,359 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F2: This sale price represents the weighted average sale price of the shares sold ranging from $66.55 to $67.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 899,662 |
Reported balance
After 2014-03-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2014-03-03 · Sale · Disposed 15,697 · Balance 899,662 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F3: This sale price represents the weighted average sale price of the shares sold ranging from $67.57 to $68.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 891,216 |
Reported balance
After 2014-03-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2014-03-03 · Sale · Disposed 8,446 · Balance 891,216 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F4: This sale price represents the weighted average sale price of the shares sold ranging from $68.60 to $69.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 128,484 |
Reported balance
After 2014-03-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2014-03-03 · Sale · Disposed 2,516 · Balance 128,484 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F2: This sale price represents the weighted average sale price of the shares sold ranging from $66.55 to $67.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 126,544 |
Reported balance
After 2014-03-03 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2014-03-03 · Sale · Disposed 1,940 · Balance 126,544 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F3: This sale price represents the weighted average sale price of the shares sold ranging from $67.57 to $68.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 125,500 |
Reported balance
After 2014-03-03 transaction · row 6
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 6 · 2014-03-03 · Sale · Disposed 1,044 · Balance 125,500 F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013. F4: This sale price represents the weighted average sale price of the shares sold ranging from $68.60 to $69.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on July 2, 2013.
F2: This sale price represents the weighted average sale price of the shares sold ranging from $66.55 to $67.54 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3: This sale price represents the weighted average sale price of the shares sold ranging from $67.57 to $68.56 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4: This sale price represents the weighted average sale price of the shares sold ranging from $68.60 to $69.15 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee.
F6: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 05, 2013 Filed Aug 5, 2013 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 8,900 | $50.00 | $445,000.00 |
DisclosureSEC source: 0001181431-13-042791 · rrd387199.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,380,716 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F4 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 99 | $49.12 | $4,862.82 |
DisclosureSEC source: 0001181431-13-042791 · rrd387199.xml · nonDerivative · entry 5 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 187,100 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $49.06 to $49.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,101 | $48.56 | $53,466.65 |
DisclosureSEC source: 0001181431-13-042791 · rrd387199.xml · nonDerivative · entry 4 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 187,199 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $48.06 to $49.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 801 | $49.12 | $39,344.64 |
DisclosureSEC source: 0001181431-13-042791 · rrd387199.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,389,616 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $49.06 to $49.35 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:15 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 8,099 | $48.56 | $393,302.83 |
DisclosureSEC source: 0001181431-13-042791 · rrd387199.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,390,417 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $48.06 to $49.04 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 20:06 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,200 | $50.11 | $110,237.60 |
DisclosureSEC source: 0001181431-13-041381 · rrd386503.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 188,200 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $50.00 to $50.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 20:06 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 17,800 | $50.11 | $891,922.40 |
DisclosureSEC source: 0001181431-13-041381 · rrd386503.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,398,516 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $50.00 to $50.69 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 11, 2013 Filed Jul 12, 2013 21:01 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,100 | $45.07 | $49,577.00 |
DisclosureSEC source: 0001181431-13-039811 · rrd385794.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 190,400 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F4 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| July 11, 2013 Filed Jul 12, 2013 21:01 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 8,900 | $45.07 | $401,123.00 |
DisclosureSEC source: 0001181431-13-039811 · rrd385794.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,416,316 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 11, 2013 Filed Jul 12, 2013 21:01 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,460 | $45.07 | $110,872.20 |
DisclosureSEC source: 0001181431-13-039811 · rrd385794.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,018 F1 · shares: Represents the number of shares sold upon vesting of restricted stock awards to cover tax withholding obligations. Read SEC document |
| June 04, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GiftCommon Stock | 23,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 4 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,425,216 F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 559 | $47.55 | $26,580.06 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 6 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 191,500 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $46.82 to $47.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 541 | $45.93 | $24,849.32 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 5 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 192,059 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $45.68 to $46.42 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 700 | $48.38 | $33,869.01 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,448,216 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $47.79 to $48.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 3,600 | $47.27 | $170,166.96 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,448,916 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $46.7768 to $47.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| June 03, 2013 Filed Jun 5, 2013 20:37 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 4,600 | $45.90 | $211,134.94 |
DisclosureSEC source: 0001181431-13-032906 · rrd382174.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,452,516 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $45.70 to $46.45 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| May 16, 2013 Filed May 17, 2013 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,100 | $55.00 | $60,500.00 |
DisclosureSEC source: 0001181431-13-028702 · rrd380309.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 192,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| May 16, 2013 Filed May 17, 2013 20:12 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 8,900 | $55.00 | $489,500.00 |
DisclosureSEC source: 0001181431-13-028702 · rrd380309.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,457,116 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| May 01, 2013 Filed May 3, 2013 21:08 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 300 | $53.83 | $16,149.99 |
DisclosureSEC source: 0001181431-13-025167 · rrd378253.xml · nonDerivative · entry 4 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 193,700 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $53.73 to $53.91 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| May 01, 2013 Filed May 3, 2013 21:08 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,900 | $52.90 | $100,502.97 |
DisclosureSEC source: 0001181431-13-025167 · rrd378253.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 194,000 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $52.61 to $53.37 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full2information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| May 01, 2013 Filed May 3, 2013 21:08 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 3,000 | $53.83 | $161,481.90 |
DisclosureSEC source: 0001181431-13-025167 · rrd378253.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,466,016 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $53.40 to $54.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| May 01, 2013 Filed May 3, 2013 21:08 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 14,800 | $52.86 | $782,333.92 |
DisclosureSEC source: 0001181431-13-025167 · rrd378253.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,469,016 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $52.38 to $53.36 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F6 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| April 12, 2013 Filed Apr 12, 2013 21:57 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,522 | $53.07 | $133,832.20 |
DisclosureSEC source: 0001181431-13-022127 · rrd376843.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,478 F1 · shares: Represents the number of shares sold upon vesting of restricted stock awards to cover tax withholding obligations. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $53.06 to $53.11 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:38 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 700 | $55.99 | $39,193.98 |
DisclosureSEC source: 0001181431-13-020179 · rrd375825.xml · nonDerivative · entry 5 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 195,900 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F6 · price: This sale price represents the weighted average sale price of the shares sold ranging from $55.57 to $56.25 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:38 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 2,600 | $54.63 | $142,034.88 |
DisclosureSEC source: 0001181431-13-020179 · rrd375825.xml · nonDerivative · entry 4 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 196,600 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F5 · price: This sale price represents the weighted average sale price of the shares sold ranging from $54.26 to $55.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F8 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:38 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 1,100 | $56.27 | $61,893.04 |
DisclosureSEC source: 0001181431-13-020179 · rrd375825.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,483,816 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F4 · price: This sale price represents the weighted average sale price of the shares sold ranging from $56.24 to $56.33 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:38 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 6,187 | $55.78 | $345,110.86 |
DisclosureSEC source: 0001181431-13-020179 · rrd375825.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,484,916 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $55.24 to $56.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| April 01, 2013 Filed Apr 2, 2013 20:38 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 19,413 | $54.57 | $1,059,431.47 |
DisclosureSEC source: 0001181431-13-020179 · rrd375825.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,491,103 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $54.23 to $55.17 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F7 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| March 20, 2013 Filed Mar 22, 2013 22:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 3,300 | $55.97 | $184,685.49 |
DisclosureSEC source: 0001181431-13-018487 · rrd374802.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 199,200 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F3 · price: This sale price represents the weighted average sale price of the shares sold ranging from $55.79 to $56.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F5 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| March 20, 2013 Filed Mar 22, 2013 22:04 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 26,700 | $55.97 | $1,494,316.23 |
DisclosureSEC source: 0001181431-13-018487 · rrd374802.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,510,516 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 8, 2012. F2 · price: This sale price represents the weighted average sale price of the shares sold ranging from $55.70 to $56.43 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| January 21, 2013 Filed Jan 22, 2013 22:55 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantEmployee Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $55.36 | $0.00 |
DisclosureSEC source: 0001181431-13-004204 · rrd367308.xml · derivative · entry 4 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires 2023-01-20 F4 · derivative.exercise_date: One-third of the shares subject to the option vest on January 21, 2014 and one-twelfth of the shares subject to the option vest quarterly thereafter. Read SEC document |
| January 20, 2013 Filed Jan 22, 2013 22:55 UTC | Palo Alto Networks Inc PANW · Entity 1811 | GrantCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-13-004204 · rrd367308.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 F1 · shares: Each share is represented by a restricted stock unit. One-third of the restricted stock units vest on January 20, 2014 and one-twelfth of the restricted stock units vest quarterly thereafter. Read SEC document |
| October 23, 2012 Filed Oct 24, 2012 01:45 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 22,500 | $60.48 | $1,360,800.00 |
DisclosureSEC source: 0001181431-12-055388 · rrd358479.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 202,500 F2 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| October 23, 2012 Filed Oct 24, 2012 01:45 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 163,000 | $60.48 | $9,858,240.00 |
DisclosureSEC source: 0001181431-12-055388 · rrd358479.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,537,216 F1 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Jul 26, 2012 01:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 10,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042196 · rrd351644.xml · derivative · entry 7 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Jul 26, 2012 01:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries B Preferred Stock · Derivative | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042196 · rrd351644.xml · derivative · entry 6 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Jul 26, 2012 01:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-2 Preferred Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-042196 · rrd351644.xml · derivative · entry 5 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Jul 26, 2012 01:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 202,000 | $39.06 | $7,890,120.00 |
DisclosureSEC source: 0001181431-12-042196 · rrd351644.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,675,216 F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Jul 26, 2012 01:31 UTC | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 60,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-042196 · rrd351644.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,877,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F4 · balance_after: On July 19, 2012, the reporting person filed a Form 3 over reporting an incorrect number of shares beneficially owned, this Form 4 reflects the correct number of shares beneficially held by the reporting person. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries C Preferred Stock · Derivative | 10,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · derivative · entry 7 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,202 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries B Preferred Stock · Derivative | 10,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · derivative · entry 6 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 10,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | ConversionSeries A-2 Preferred Stock · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · derivative · entry 5 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Common Stock · 40,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.exercise_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F1 · derivative.expiration_date: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 25,000 | $39.06 | $976,500.00 |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · nonDerivative · entry 3 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 225,000 F3 · ownership.nature: Shares held directly by the Trust Agreement for Aditya Joshua Batra dated February 22, 2005 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | SaleCommon Stock | 177,000 | $39.06 | $6,913,620.00 |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · nonDerivative · entry 2 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,700,216 F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
| July 25, 2012 Filed Oct 24, 2012 01:44 UTC Amendment | Palo Alto Networks Inc PANW · Entity 1811 | ConversionCommon Stock | 60,916 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001181431-12-055387 · rrd358518.xml · nonDerivative · entry 1 BATRA RAJIV · CIK 0001554354 · VP, Engineering 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,877,216 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Series A-2 Preferred Stock, Series B Preferred Stock and Series C Preferred Stock automatically converted into Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering of Common Stock and had no expiration date. F2 · ownership.nature: Shares held directly by the Batra Family Trust U/A/D 5th of January 2006 for which the Reporting Person serves as a trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.