Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Managing Director, Corp. Dev. | June 15, 2022 | June 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date June 15, 2022 · Filed June 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 65,675 |
Reported balance
After 2022-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-15 · Sale · Disposed 1,000 · Balance 65,675 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
F2: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2022 Filed Jun 16, 2022 00:01 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,000 | $65.45 | $65,450.00 |
DisclosureSEC source: 0000895345-22-000493 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,675 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 16, 2022 Filed May 17, 2022 01:03 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,000 | $66.84 | $66,840.00 |
DisclosureSEC source: 0000895345-22-000458 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,675 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 22:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 682 | $84.12 | $57,371.41 |
DisclosureSEC source: 0000895345-22-000414 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,675 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.91 to $84.31, inclusive. F3 · balance_after: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 22:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 318 | $83.04 | $26,407.99 |
DisclosureSEC source: 0000895345-22-000414 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,357 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.85 to $83.26, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: This amount includes (i) 3,430 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 12 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000366 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,675 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,430 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,613 | $89.88 | $144,976.44 |
DisclosureSEC source: 0000895345-22-000366 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,663 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,430 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 3 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000349 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,276 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 3,430 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 913 | $87.43 | $79,823.59 |
DisclosureSEC source: 0000895345-22-000349 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,273 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 3,430 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 01:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 800 | $85.80 | $68,641.52 |
DisclosureSEC source: 0000895345-22-000316 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,574 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.46 to $86.06, inclusive. F3 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, and (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 01:08 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 200 | $84.51 | $16,901.00 |
DisclosureSEC source: 0000895345-22-000316 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,374 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.32 to $84.69, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, and (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:44 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,612 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000333 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: Not disclosed F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · valueOwnedAfter: This amount includes (i) 3,430 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 3,883 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 5,612 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 45,290 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000234 · form4.xml · derivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,318 Underlying: Class A common stock · 45,290 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. F5 · balance_after: This amount reflects the options reported on this Form 4 in addition to 81,028 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 22:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 11,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000234 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,574 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 6,860 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 11,650 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 22:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,000 | $83.66 | $83,660.00 |
DisclosureSEC source: 0000895345-22-000205 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,924 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 00:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000065 · form4.xml · derivative · entry 3 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,028 Underlying: Class A common stock · 6,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F4 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 00:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 11,000 | $91.19 | $1,003,105.40 |
DisclosureSEC source: 0000895345-22-000065 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,924 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.86 to $91.56, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 00:52 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 6,000 | $20.59 | $123,540.00 |
DisclosureSEC source: 0000895345-22-000065 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021. F2 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 10, 2022 Filed Jan 11, 2022 00:58 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $90.65 | $67,987.50 |
DisclosureSEC source: 0000895345-22-000058 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,924 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 6,860 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 341 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000049 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,674 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 18,614 | $100.14 | $1,864,005.96 |
DisclosureSEC source: 0000895345-22-000049 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,333 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (ii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 01:35 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $95.44 | $71,580.00 |
DisclosureSEC source: 0000895345-21-001009 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,947 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 10, 2021 Filed Nov 12, 2021 22:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $95.22 | $71,415.00 |
DisclosureSEC source: 0000895345-21-000966 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,697 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 11, 2021 Filed Oct 13, 2021 00:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $83.67 | $62,752.50 |
DisclosureSEC source: 0000895345-21-000907 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,447 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 20:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $87.50 | $65,625.00 |
DisclosureSEC source: 0000895345-21-000772 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,197 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 10, 2021 Filed Aug 10, 2021 22:38 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $88.82 | $66,615.00 |
DisclosureSEC source: 0000895345-21-000704 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,947 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| July 12, 2021 Filed Jul 13, 2021 00:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $87.02 | $65,265.00 |
DisclosureSEC source: 0000895345-21-000666 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,697 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 01:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000620 · form4.xml · derivative · entry 4 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,028 Underlying: Class A common stock · 70,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. F6 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 01:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 23,791 | $84.82 | $2,018,057.30 |
DisclosureSEC source: 0000895345-21-000620 · form4.xml · nonDerivative · entry 3 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,447 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.71 to $85.02, inclusive. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 01:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 46,209 | $84.44 | $3,901,777.06 |
DisclosureSEC source: 0000895345-21-000620 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,238 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.71 to $84.70, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 17, 2021 Filed Jun 22, 2021 01:00 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 70,000 | $20.59 | $1,441,300.00 |
DisclosureSEC source: 0000895345-21-000620 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2021. F2 · balance_after: Total in this Column 5 is updated to correct an error in reporting the beneficial ownership of the reporting person in the Form 4 filed on May 10, 2021. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 22:21 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $83.08 | $62,310.00 |
DisclosureSEC source: 0000895345-21-000547 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,167 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| May 10, 2021 Filed May 10, 2021 23:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $82.80 | $62,100.00 |
DisclosureSEC source: 0000895345-21-000509 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,917 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| April 12, 2021 Filed Apr 12, 2021 23:11 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 750 | $78.74 | $59,055.00 |
DisclosureSEC source: 0000895345-21-000434 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,947 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000382 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,697 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,613 | $72.75 | $117,345.75 |
DisclosureSEC source: 0000895345-21-000382 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,690 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2021 Filed Mar 18, 2021 01:22 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000349 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,303 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 6,860 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022 and March 17, 2023, (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 5,825 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 3,430 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 01:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,050 | $73.91 | $77,606.03 |
DisclosureSEC source: 0000895345-21-000294 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,478 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.23 to $74.08, inclusive. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 10, 2021 Filed Mar 12, 2021 01:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,500 | $72.55 | $108,830.85 |
DisclosureSEC source: 0000895345-21-000294 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,528 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.13 to $73.03, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:25 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 45,290 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000228 · form4.xml · derivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,028 Underlying: Class A common stock · 45,290 shares Expires 2028-10-26 F1 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F3 · balance_after: This amount reflects the options reported on this Form 4 in addition to 111,738 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · derivative · entry 6 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,738 Underlying: Class A common stock · 7,500 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F8 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,750 | $67.93 | $118,882.05 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · nonDerivative · entry 5 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,028 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.65 to $68.06, inclusive. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 800 | $66.84 | $53,471.04 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · nonDerivative · entry 4 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,778 F5 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.63 to $67.25, inclusive. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,080 | $67.87 | $276,905.93 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · nonDerivative · entry 3 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.54 to $68.12, inclusive. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,420 | $66.86 | $228,654.36 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,658 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.49 to $67.44, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 , 4, and 6 to this Form 4. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 10, 2021 Filed Feb 11, 2021 23:32 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 7,500 | $20.59 | $154,425.00 |
DisclosureSEC source: 0000895345-21-000155 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 01:56 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 20,580 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000134 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,578 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 17, 2020, subject to the achievement of certain performance goals in respect of calendar year 2020. Those performance goals were deemed achieved at the maximum performance level on February 5, 2021. These RSUs remain unvested and are scheduled to vest on January 1, 2023, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 39,604 unvested RSUs in respect of the issuer's Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 20,580 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 452 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000062 · form4.xml · nonDerivative · entry 2 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,998 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022 and (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:13 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 11,576 | $60.79 | $703,705.04 |
DisclosureSEC source: 0000895345-21-000062 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,546 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022 and (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 15, 2021 Filed Jan 19, 2021 21:43 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,900 | $64.70 | $122,932.47 |
DisclosureSEC source: 0000895345-21-000031 · form4.xml · nonDerivative · entry 1 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,122 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2020. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.51 to $65.08, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. F3 · balance_after: This amount includes (i) 39,604 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, and (ii) 10,290 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. This amount also includes 24,628 vested RSUs which will be settled on February 1, 2021. Read SEC document |
| January 11, 2021 Filed Jan 12, 2021 21:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000026 · form4.xml · derivative · entry 3 Maisey Simon · CIK 0001771402 · Managing Director, Corp. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,238 Underlying: Class A common stock · 7,500 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.