Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTEL CORPINTC · Entity 2799 | Sr VP, General Counsel | April 24, 2014 | April 28, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTEL CORP
Report date April 24, 2014 · Filed April 28, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 145,099 |
Ending reported balance
After 2014-04-24 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2014-04-24 · Exercise / conversion · Acquired 3,191 · Balance 144,824 F1: Shares acquired on the vesting of restricted stock units. Row 2 · 2014-04-24 · Tax withholding · Disposed 1,666 · Balance 143,158 F2: Shares withheld for payment of tax liability. Row 3 · 2014-04-24 · Exercise / conversion · Acquired 4,061 · Balance 147,219 F1: Shares acquired on the vesting of restricted stock units. Row 4 · 2014-04-24 · Tax withholding · Disposed 2,120 · Balance 145,099 F2: Shares withheld for payment of tax liability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,573 |
Reported balance
After 2014-04-24 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2014-04-24 · Exercise / conversion · Disposed 3,191 · Balance 9,573 F3: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F1: Shares acquired on the vesting of restricted stock units. F4: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 28,426 |
Reported balance
After 2014-04-24 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2014-04-24 · Exercise / conversion · Disposed 4,061 · Balance 28,426 F3: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F1: Shares acquired on the vesting of restricted stock units. F5: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired on the vesting of restricted stock units.
F2: Shares withheld for payment of tax liability.
F3: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock.
F4: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2012. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
F5: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2013. If the quarterly vesting date falls on a non-business date, the next business date shall apply.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 25, 2011 Filed Apr 26, 2011 21:01 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCommon Stock | 1,727 | $21.67 | $37,424.09 |
DisclosureSEC source: 0001127602-11-013704 · form4.xml · nonDerivative · entry 2 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,370 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| April 25, 2011 Filed Apr 26, 2011 21:01 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 3,699 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-013704 · form4.xml · nonDerivative · entry 1 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionRestricted Stock Units · Derivative | 24,630 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · derivative · entry 6 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,260 Underlying: Common Stock · 24,630 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F8 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F8 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 44,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · derivative · entry 5 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,390 Underlying: Common Stock · 44,390 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F7 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2011. If the quarterly vesting date falls on a non-business date, the next business date shall apply. F7 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 1/12th of the award vests and converts into common stock in twelve substantially equal quarterly tranches, beginning on April 24, 2011. If the quarterly vesting date falls on a non-business date, the next business date shall apply. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 61,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · derivative · entry 4 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,130 Underlying: Common Stock · 61,130 shares Expires not disclosed F4 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F5 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F5 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 50% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 50% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversary of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Stock Option (Right to Buy) · Derivative | 158,380 | $0.00 Strike: $21.09 | $0.00 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · derivative · entry 3 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,380 Underlying: Common Stock · 158,380 shares Expires 2018-01-24 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | Tax withholdingCommon Stock | 9,049 | $21.09 | $190,798.17 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · nonDerivative · entry 2 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,398 F2 · shares: Shares withheld for payment of tax liability. Read SEC document |
| January 24, 2011 Filed Jan 26, 2011 16:22 UTC | INTEL CORP INTC · Entity 2799 | Exercise / conversionCommon Stock | 24,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-11-002331 · form4.xml · nonDerivative · entry 1 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,447 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| January 22, 2010 Filed Jan 26, 2010 21:33 UTC | INTEL CORP INTC · Entity 2799 | GrantEmployee Stock Option (Right to Buy) · Derivative | 114,680 | $0.00 Strike: $20.30 | $0.00 |
DisclosureSEC source: 0001127602-10-002204 · form4.xml · derivative · entry 4 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,680 Underlying: Common Stock · 114,680 shares Expires 2017-01-22 F5 · derivative.exercise_date: Unless earlier forfeited or accelerated under the terms of the option, the option vests in four equal annual installments beginning on the first anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
| January 22, 2010 Filed Jan 26, 2010 21:33 UTC | INTEL CORP INTC · Entity 2799 | GrantPerformance-based Restricted Stock Units · Derivative | 34,660 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-002204 · form4.xml · derivative · entry 3 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,660 Underlying: Common Stock · 34,660 shares Expires not disclosed F3 · derivative.exercise_price: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-based RSU, each Performance-based RSU vests and converts into no less than 33% and no more than 200% of one share of Intel common stock three years and one month after the grant date (together with dividend equivalent shares thereon), unless that date falls on a non-business date, in which case the next business date shall apply. F3 · derivative.underlying_shares: Each Performance-based Restricted Stock Unit (RSU) represents the right to receive, following vesting, no less than 33% and no more than 200% of one share of Intel common stock, together with dividend equivalent shares on the vested number of shares. The resulting number of shares of Intel common stock acquired upon vesting of the Performance-based RSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year period beginning on the grant date and ending on the third anniversay of the grant date, unless that date falls on a date that the NASDAQ Stock Market is closed, in which case the next business date that the NASDAQ Stock Market is open shall apply. Read SEC document |
| January 22, 2010 Filed Jan 26, 2010 21:33 UTC | INTEL CORP INTC · Entity 2799 | GrantRestricted Stock Units · Derivative | 73,890 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-10-002204 · form4.xml · derivative · entry 2 Melamed Arthur Douglas · CIK 0001477235 · Sr VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,890 Underlying: Common Stock · 73,890 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Intel Corporation common stock. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the RSU, 33 1/3% of the award vests and converts into common stock on each anniversary of the grant date, unless that date falls on a non-business date, in which case the next business date shall apply. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.