Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTRIA GROUP, INC.MO · Entity 188 | Director | November 30, 2005 | December 01, 2005 |
| Philip Morris International Inc.PM · Entity 2818 | Director | May 07, 2014 | May 09, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTRIA GROUP, INC.
Report date November 30, 2005 · Filed December 01, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectInmobiliaria Carso, S.A. de C.V. | 1,500,000 |
Reported balance
After 2005-11-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2005-11-30 · Sale · Disposed 900,000 · Balance 1,500,000 F2: The price reflects the weighted average of the high and low prices of several sales. The prices for these sales ranged from $73.02 to $73.46 per share. F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common StockSEC Table I · non-derivative | Direct | 11,765 |
Reported balance
Holding disclosure · report date 2005-11-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 11,765 F1: Total includes 6,970 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors as of October 31, 2005. |
Filing footnotes · ownership attribution and instrument terms
F1: Total includes 6,970 deferred shares held in the 2005 Stock Compensation Plan for Non-Employee Directors as of October 31, 2005.
F2: The price reflects the weighted average of the high and low prices of several sales. The prices for these sales ranged from $73.02 to $73.46 per share.
F3: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Philip Morris International Inc.
Report date May 07, 2014 · Filed May 09, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,604 |
Reported balance
After 2014-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2014-05-07 · Grant · Acquired 2,047 · Balance 19,604 F1: Shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors. F2: Includes 11,496 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 481 shares acquired through the reinvestment of dividends since May 8, 2013, the date of your last reportable transaction. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,096 |
Reported balance
After 2014-05-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2014-05-07 · Other · Acquired 0 · Balance 6,096 F4: Phantom Stock Units convert to common stock on a 1-for-1 basis. F5: No share equivalents acquired or disposed. F6: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors. F7: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors, including an increase of 255 share equivalents acquired through the reinvestment of dividends since May 8, 2013, the date of your last reportable transaction. |
| Common StockSEC Table I · non-derivative | IndirectInmobillaria Carso | 300,000 |
Reported balance
Holding disclosure · report date 2014-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 300,000 F3: Inmobillaria Carso owns 100,000 of these shares and the remaining 200,000 shares are owned by a subsidiary of Inmobillaria Carso. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares awarded under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors.
F2: Includes 11,496 deferred shares held under the Philip Morris International Inc. 2008 Stock Compensation Plan for Non-Employee Directors, including an increase of 481 shares acquired through the reinvestment of dividends since May 8, 2013, the date of your last reportable transaction.
F3: Inmobillaria Carso owns 100,000 of these shares and the remaining 200,000 shares are owned by a subsidiary of Inmobillaria Carso. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F4: Phantom Stock Units convert to common stock on a 1-for-1 basis.
F5: No share equivalents acquired or disposed.
F6: These units are to be settled in cash upon the reporting person's termination as a member of the issuer's board of directors.
F7: Share equivalents held in the Philip Morris International Inc. 2008 Deferred Fee Plan for Non-Employee Directors, including an increase of 255 share equivalents acquired through the reinvestment of dividends since May 8, 2013, the date of your last reportable transaction.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AT&T INC.
Report date June 30, 2004 · Filed July 02, 2004
Section 16 reporting ended · disclosed 2004-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy benefit plan | 18,478.114 |
Reported balance
After 2004-06-30 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-06-30 · Grant · Acquired 131.959 · Balance 18,478.114 F1: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. F2: Reporting person resigned on 6/30/04. |
| Common StockSEC Table I · non-derivative | Direct | 2,002 |
Reported balance
Holding disclosure · report date 2004-06-30 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,002 |
| Common StockSEC Table I · non-derivative | IndirectBy LLC | 6,500,000 |
Reported balance
Holding disclosure · report date 2004-06-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,500,000 F3: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director.
F2: Reporting person resigned on 6/30/04.
F3: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 22, 2004 Filed Apr 26, 2004 14:56 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 276,400 | $25.36 | $7,008,674.80 |
DisclosureSEC source: 0000732717-04-000260 · doc4.xml · nonDerivative · entry 5 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,500,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 14:56 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 166,667 | $25.29 | $4,215,675.10 |
DisclosureSEC source: 0000732717-04-000260 · doc4.xml · nonDerivative · entry 4 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,223,600 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| April 22, 2004 Filed Apr 26, 2004 14:56 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 56,933 | $24.94 | $1,419,965.95 |
DisclosureSEC source: 0000732717-04-000260 · doc4.xml · nonDerivative · entry 3 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,056,933 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| March 31, 2004 Filed Apr 2, 2004 14:46 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 179.299 | $24.54 | $4,400.00 |
DisclosureSEC source: 0000732717-04-000235 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,874.834 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| February 27, 2004 Filed Mar 1, 2004 23:15 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 166.597 | $24.01 | $3,999.99 |
DisclosureSEC source: 0000732717-04-000187 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,695.535 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 22:39 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 78.431 | $25.50 | $1,999.99 |
DisclosureSEC source: 0000732717-04-000139 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,528.938 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| January 13, 2004 Filed Jan 14, 2004 23:02 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 75.614 | $26.45 | $1,999.99 |
DisclosureSEC source: 0000732717-04-000101 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,450.506 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| January 09, 2004 Filed Jan 13, 2004 18:39 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 157.648 | $26.20 | $4,130.38 |
DisclosureSEC source: 0000732717-04-000087 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,374.892 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 20:24 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 200,000 | $22.56 | $4,511,400.00 |
DisclosureSEC source: 0000732717-03-000854 · doc4.xml · nonDerivative · entry 6 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 5,000,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 20:24 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 300,000 | $22.29 | $6,685,500.00 |
DisclosureSEC source: 0000732717-03-000854 · doc4.xml · nonDerivative · entry 5 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 4,800,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 20:24 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 300,000 | $22.84 | $6,851,700.00 |
DisclosureSEC source: 0000732717-03-000854 · doc4.xml · nonDerivative · entry 4 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 4,500,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 24, 2003 Filed Oct 27, 2003 20:24 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $22.66 | $11,329,500.00 |
DisclosureSEC source: 0000732717-03-000854 · doc4.xml · nonDerivative · entry 3 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 4,200,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 23, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 300,000 | $22.32 | $6,697,200.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 11 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,700,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 23, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $22.31 | $11,153,500.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 10 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 3,400,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 23, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $22.16 | $11,081,500.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 9 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,900,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 23, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 200,000 | $22.31 | $4,461,400.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 8 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,400,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 23, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $22.36 | $11,178,500.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 7 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 2,200,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 22, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 200,000 | $22.10 | $4,419,600.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 6 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,700,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 22, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $22.00 | $11,000,500.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 5 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,500,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 22, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $21.91 | $10,957,000.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 4 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 1,000,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 22, 2003 Filed Oct 24, 2003 21:00 UTC | AT&T INC. SBC · Entity 1012 | PurchaseCommon Stock | 500,000 | $21.86 | $10,932,000.00 |
DisclosureSEC source: 0000732717-03-000850 · doc4.xml · nonDerivative · entry 3 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 500,000 F1 · ownership.nature: Mr. Slim disclaims any beneficial interest in the common stock except to the extent of his pecuniary interest therein. Read SEC document |
| October 10, 2003 Filed Oct 14, 2003 16:03 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 226.378 | $21.95 | $4,969.00 |
DisclosureSEC source: 0000732717-03-000836 · doc4.xml · nonDerivative · entry 2 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 13,217.243 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. Read SEC document |
| July 10, 2003 Filed Jul 14, 2003 17:10 UTC | AT&T INC. SBC · Entity 1012 | GrantCommon Stock | 195.919 | $24.98 | $4,894.06 |
DisclosureSEC source: 0000732717-03-000588 · doc4.xml · nonDerivative · entry 1 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By benefit plan Disclosed balance after: 12,990.865 F1 · kind: Acquisition of deferred stock units pursuant to the SBC Non-Employee Director Stock and Deferral Plan; each unit will be converte d into one share of SBC common stock after the reporting person ceases to be a Director. F2 · balance_after: Also beneficially holds SBC shares as follows: 2,002 held directly. Read SEC document |
| May 20, 2003 Filed May 23, 2003 00:08 UTC | ALTRIA GROUP, INC. MO · Entity 188 | PurchaseCommon Stock | 250,000 | $34.82 | $8,704,750.00 |
DisclosureSEC source: 0001181431-03-008766 · rrd9666.xml · nonDerivative · entry 1 HELU CARLOS SLIM · CIK 0001080910 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Inmobiliaria Carso, S.A. de C.V. Disclosed balance after: 4,168,251 F1 · balance_after: Total includes 2,456 share equivalents held under the 2000 Stock Compensation Plan for Non-Employee Directors, as of April 30, 2003; 4,795 shares held directly; 1,911,000 shares held by Inmobiliaria Carso, S.A. de C.V. (which the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein); and 2,250,000 shares held by Orient Star Holdings LLC (which the reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein). Orient Star Holdings LLC is a wholly-owned subsidiary of Inmobiliaria Carso, S.A. de C.V. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.