Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLA CORPKLAC · Entity 2838 | Director | November 05, 2014 | November 06, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLA CORP
Report date November 05, 2014 · Filed November 06, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,750 |
Ending reported balance
After 2014-11-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-11-05 · Grant · Acquired 2,500 · Balance 6,250 Row 2 · 2014-11-05 · Grant · Acquired 2,500 · Balance 8,750 |
| Common Stock - Restricted Stock UnitsSEC Table I · non-derivative | Direct | 3,825 |
Reported balance
After 2014-11-05 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2014-11-05 · Grant · Acquired 1,969 · Balance 3,825 F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. F2: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date. |
| Non-Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $44.76 · Expires 2015-01-25 | Direct | 0 |
Reported balance
After 2014-11-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2014-11-05 · Exercise / conversion · Disposed 2,500 · Balance 0 F4: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.24 · Expires 2015-05-11 | Direct | 0 |
Reported balance
After 2014-11-05 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2014-11-05 · Exercise / conversion · Disposed 2,500 · Balance 0 F5: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 16,321 |
Reported balance
Holding disclosure · report date 2014-11-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 16,321 F3: Shares held under The Robert T. Bond and Kathleen S. Bond Trust Agreement originally dated January 12, 1984 (as amended and restated to date), a trust of which the Reporting Person is a trustee and beneficiary. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
F2: Represents a grant of RSUs that, pursuant to KLA-Tencor's outside director compensation program, was automatically granted to the Reporting Person on the date of KLA-Tencor's annual meeting of stockholders with respect to the Reporting Person's service on the Board of Directors for the upcoming year. The RSUs will fully vest one year from date of grant and will be deliverable on such date.
F3: Shares held under The Robert T. Bond and Kathleen S. Bond Trust Agreement originally dated January 12, 1984 (as amended and restated to date), a trust of which the Reporting Person is a trustee and beneficiary.
F4: Represents a stock option granted on January 25, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on January 25, 2005.
F5: Represents a stock option granted on May 11, 2005, granting the Reporting Person the right to purchase up to 2,500 shares of KLA-Tencor common stock. All of the shares subject to this stock option vested immediately and were exercisable on May 11, 2005.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 31, 2007 Filed Nov 1, 2007 22:28 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $56.79 | $0.00 |
DisclosureSEC source: 0001181431-07-065540 · rrd176724.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-07-31 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| May 01, 2007 Filed May 3, 2007 21:55 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0000319201-07-000061 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2017-04-30 F2 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. Read SEC document |
| May 01, 2007 Filed Nov 1, 2007 22:40 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (Rights to Buy) · Derivative | 1,250 | $0.00 Strike: $55.88 | $0.00 |
DisclosureSEC source: 0001181431-07-065558 · rrd176739.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-05-01 F1 · derivative.exercise_date: The Option is immediately exercisable for all the underlying shares. F2 · derivative.expiration_date: The Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| March 29, 2007 Filed Mar 30, 2007 21:51 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-07-000035 · edgardoc.xml · nonDerivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,935 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will not be deliverable until three years from the date of grant. Read SEC document |
| February 14, 2007 Filed Feb 16, 2007 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0000319201-07-000023 · edgardoc.xml · derivative · entry 4 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires 2014-02-14 Read SEC document |
| February 14, 2007 Filed Feb 16, 2007 00:16 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $50.39 | $0.00 |
DisclosureSEC source: 0000319201-07-000023 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2014-02-14 Read SEC document |
| August 01, 2006 Filed Aug 1, 2006 23:59 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $41.45 | $0.00 |
DisclosureSEC source: 0000319201-06-000058 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-08-01 Read SEC document |
| May 02, 2006 Filed May 2, 2006 23:37 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $47.86 | $0.00 |
DisclosureSEC source: 0000319201-06-000035 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-05-02 Read SEC document |
| January 31, 2006 Filed Feb 2, 2006 00:18 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $51.98 | $0.00 |
DisclosureSEC source: 0000319201-06-000011 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2013-01-31 Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 00:05 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $49.99 | $0.00 |
DisclosureSEC source: 0000319201-05-000154 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2012-11-04 Read SEC document |
| November 04, 2005 Filed Nov 8, 2005 00:05 UTC | KLA CORP KLAC · Entity 2838 | GrantCommon Stock-Restricted Stock Units | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000319201-05-000154 · edgardoc.xml · nonDerivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · security: Each restricted stock unit represents a contingent right to receive one share of KLAC common stock. F2 · price: The restricted stock units will fully vest one year from date of grant and will not be deliverable until three years from the date of grant. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $50.61 Strike: $37.05 | $253,068.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · derivative · entry 6 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $50.61 Strike: $37.05 | $253,068.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · derivative · entry 5 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $50.61 | $253,068.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · nonDerivative · entry 4 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $37.05 | $185,250.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · nonDerivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | SaleCommon Stock | 5,000 | $50.61 | $253,068.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · nonDerivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| September 13, 2005 Filed Sep 21, 2005 17:34 UTC | KLA CORP KLAC · Entity 2838 | Exercise / conversionCommon Stock | 5,000 | $37.05 | $185,250.00 |
DisclosureSEC source: 0000319201-05-000123 · edgardoc.xml · nonDerivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Due to an administrative error the transactions have been reported late. Read SEC document |
| August 02, 2005 Filed Aug 3, 2005 23:45 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000072 · edgardoc.xml · derivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-08-02 Read SEC document |
| August 02, 2005 Filed Aug 15, 2005 18:40 UTC Amendment | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $51.35 | $0.00 |
DisclosureSEC source: 0000319201-05-000099 · edgardoc.xml · derivative · entry 1 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2012-08-02 F1 · derivative.expiration_date: Option expiration date was reported incorrectly on the original Form 4. Read SEC document |
| May 11, 2005 Filed May 12, 2005 00:49 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $40.24 | $0.00 |
DisclosureSEC source: 0000319201-05-000038 · edgardoc.xml · derivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-05-11 Read SEC document |
| January 25, 2005 Filed Jan 27, 2005 00:27 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $44.76 | $0.00 |
DisclosureSEC source: 0000319201-05-000011 · edgardoc.xml · derivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2015-01-25 Read SEC document |
| October 18, 2004 Filed Oct 18, 2004 23:41 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $40.68 | $0.00 |
DisclosureSEC source: 0000319201-04-000144 · edgardoc.xml · derivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2014-10-18 Read SEC document |
| November 05, 2003 Filed Nov 6, 2003 19:51 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $59.44 Strike: $59.44 | $297,200.00 |
DisclosureSEC source: 0000319201-03-000148 · edgardoc.xml · derivative · entry 3 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Read SEC document |
| November 05, 2003 Filed Nov 6, 2003 19:51 UTC | KLA CORP KLAC · Entity 2838 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,000 | $59.44 Strike: $59.44 | $297,200.00 |
DisclosureSEC source: 0000319201-03-000148 · edgardoc.xml · derivative · entry 2 BOND ROBERT T · CIK 0001186083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2013-11-05 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.