TapewireFind a company

person · Reporting owner

KLEIN BARBARA A

Disclosed activity across 2 companies

Tapewire entity
125534
SEC CIK
0001116705

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ingredion IncINGR · Entity 3745DirectorJanuary 03, 2022January 05, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ingredion Inc

Report date January 03, 2022 · Filed January 05, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,249.7634 Reported balance After 2022-01-03 transaction · row 1
1 source row

Row 1 · 2022-01-03 · Grant · Acquired 391.1547 · Balance 37,249.7634

F1: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

CMC Materials, Inc.

Report date July 06, 2022 · Filed July 07, 2022

Section 16 reporting ended · disclosed 2022-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2022-07-06 transaction · row 1
1 source row

Row 1 · 2022-07-06 · Disposition to issuer · Disposed 24,988 · Balance 0

F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $69.44 · Expires 2027-03-07Direct0 Reported balance After 2022-07-06 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-07-06 · Disposition to issuer · Disposed 4,811 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F3: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/7/2018, vested in full and was assumed and converted into an Entegris Option to purchase 8,758 shares of Entegris common stock an exercise price of $38.15 per share.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $106.61 · Expires 2028-03-06Direct0 Reported balance After 2022-07-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-07-06 · Disposition to issuer · Disposed 3,385 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2019, vested in full and was assumed and converted into an Entegris Option to purchase 6,162 shares of Entegris common stock an exercise price of $58.56 per share.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $110.09 · Expires 2029-03-06Direct0 Reported balance After 2022-07-06 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-07-06 · Disposition to issuer · Disposed 2,972 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2020, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $147.78 · Expires 2030-03-04Direct0 Reported balance After 2022-07-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-07-06 · Disposition to issuer · Disposed 1,958 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F6: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/2021, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share.

Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $170.86 · Expires 2031-03-03Direct0 Reported balance After 2022-07-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-07-06 · Disposition to issuer · Disposed 1,305 · Balance 0

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F7: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/2022, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of in connection with the transactions contemplated by the Agreement and Plan of Merger, dated as of December 14, 2021 (the "Merger Agreement"), by and among the Issuer, Entegris, Inc. ("Entegris") and Yosemite Merger Sub, Inc. ("Merger Sub"), a Delaware corporation and a wholly owned subsidiary of Entegris, pursuant to which the Issuer was merged with and into Merger Sub, with the Issuer surviving as a wholly owned subsidiary of Entegris (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of Issuer common stock was cancelled and converted into (i) $133.00 in cash and (ii) 0.4506 of a share of Entegris common stock, with cash in lieu of any fractional shares of Entegris common stock (together, the "Merger Consideration"). The Merger closed on July 6, 2022. On July 5, 2022, the closing price of the Issuer was $173.69, and the closing price of Entegris was $90.75. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Issuer common stock.

F2: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding option to purchase shares of Issuer common stock (an "Issuer Option") vested in full and was assumed and converted into an option to purchase shares of Entegris common stock (an "Entegris Option"), as adjusted based on the Equity Award Exchange Ratio (as defined in the Merger Agreement).

F3: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/7/2018, vested in full and was assumed and converted into an Entegris Option to purchase 8,758 shares of Entegris common stock an exercise price of $38.15 per share.

F4: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2019, vested in full and was assumed and converted into an Entegris Option to purchase 6,162 shares of Entegris common stock an exercise price of $58.56 per share.

F5: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/6/2020, vested in full and was assumed and converted into an Entegris Option to purchase 5,410 shares of Entegris common stock an exercise price of $60.47 per share.

F6: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/4/2021, vested in full and was assumed and converted into an Entegris Option to purchase 3,564 shares of Entegris common stock an exercise price of $81.18 per share.

F7: This Issuer Option, which originally provided for vesting in four equal annual installments beginning on 3/3/2022, vested in full and was assumed and converted into an Entegris Option to purchase 2,375 shares of Entegris common stock an exercise price of $93.85 per share.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 15, 2018 Filed Nov 16, 2018 10:09 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionCommon Stock 8,704 $24.97 $217,338.88
Disclosure

SEC source: 0001127602-18-033268 · form4.xml · nonDerivative · entry 3

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,899

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 10:09 UTC CMC Materials, Inc. CCMP · Entity 125533 SaleCommon Stock 3,069 $102.06 $313,220.30
Disclosure

SEC source: 0001127602-18-033268 · form4.xml · nonDerivative · entry 2

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,195

F1 · kind: Sale to cover exercise price of cashless exercise of stock options.

Read SEC document
November 15, 2018 Filed Nov 16, 2018 10:09 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionCommon Stock 3,069 $13.11 $40,234.59
Disclosure

SEC source: 0001127602-18-033268 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 22:27 UTC Ingredion Inc INGR · Entity 3745 SaleCommon Stock 1,775 $103.46 $183,646.12
Disclosure

SEC source: 0001127602-18-033218 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,459.814

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.4600 to $103.4823, inclusive. The reporting person undertakes to provide Ingredion Incorporated, any security holder of Ingredion Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the immediately preceding sentence.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 12:41 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionStock Options (Right to Buy) · Derivative 5,635 $0.00 Strike: $13.11 $0.00
Disclosure

SEC source: 0001127602-18-033143 · form4.xml · derivative · entry 3

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069

Underlying: Common Stock · 5,635 shares

Expires 2019-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Directors' Annual (2009) Non-Qualified Stock Option Award Vesting Schedule: 25% 3/3/2010; 25% 3/3/2011; 25% 3/3/2012; 25% 3/3/2013.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 12:41 UTC CMC Materials, Inc. CCMP · Entity 125533 SaleCommon Stock 5,635 $102.68 $578,605.18
Disclosure

SEC source: 0001127602-18-033143 · form4.xml · nonDerivative · entry 2

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,195

F1 · kind: Sale to cover exercise price of cashless exercise of stock options.

Read SEC document
November 14, 2018 Filed Nov 15, 2018 12:41 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionCommon Stock 5,635 $13.11 $73,874.85
Disclosure

SEC source: 0001127602-18-033143 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 23:10 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 289.8831 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029493 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,051.0121

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
July 02, 2018 Filed Jul 5, 2018 22:14 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 271.0027 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-022874 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,584.9094

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 21:36 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 232.7025 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-014107 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,178.1806

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
March 06, 2018 Filed Mar 8, 2018 11:28 UTC CMC Materials, Inc. CCMP · Entity 125533 GrantStock Options (Right to Buy) · Derivative 3,385 $106.61 Strike: $106.61 $360,874.85
Disclosure

SEC source: 0001127602-18-010637 · form4.xml · derivative · entry 2

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,385

Underlying: Common Stock · 3,385 shares

Expires 2028-03-06

F2 · shares: Directors' Annual (2018) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% will vest on 3/6/2019

Read SEC document
March 06, 2018 Filed Mar 8, 2018 11:28 UTC CMC Materials, Inc. CCMP · Entity 125533 GrantCommon Stock 907 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010637 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,195

F1 · shares: Directors' Annual (2018) Restricted Stock Unit Award pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% will vest on 3/6/2019.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 02:06 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 214.5923 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-000904 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,826.6699

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
December 12, 2017 Filed Dec 14, 2017 11:32 UTC CMC Materials, Inc. CCMP · Entity 125533 GiftCommon Stock 3,475 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-034622 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,288

F1 · kind: The transaction reported involved a gift by the reporting person of 3,475 shares of common stock to a charitable donor advised fund.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 18:47 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 227.9509 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-029133 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,478.7653

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 18:11 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionStock Options (Right to Buy) · Derivative 8,704 $0.00 Strike: $22.78 $0.00
Disclosure

SEC source: 0001127602-17-024918 · form4.xml · derivative · entry 5

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,704 shares

Expires 2018-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Directors' Annual (2008) Non-qualified stock option award vesting schedule: 25% 4/2/09, 25% 4/2/10, 25% 4/2/11, 25% 4/2/12

Read SEC document
August 03, 2017 Filed Aug 3, 2017 18:11 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionStock Options (Right to Buy) · Derivative 10,880 $0.00 Strike: $22.78 $0.00
Disclosure

SEC source: 0001127602-17-024918 · form4.xml · derivative · entry 4

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,880 shares

Expires 2018-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Directors' Initial Non-qualified stock option award vesting schedule: 25% 4/2/08, 25% 4/2/09, 25% 4/2/10, 25% 4/2/11

Read SEC document
August 03, 2017 Filed Aug 3, 2017 18:11 UTC CMC Materials, Inc. CCMP · Entity 125533 SaleCommon Stock 12,502 $71.69 $896,275.88
Disclosure

SEC source: 0001127602-17-024918 · form4.xml · nonDerivative · entry 3

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,763

F1 · kind: Sale to cover exercise price of cashless exercise of stock options.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 18:11 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionCommon Stock 8,704 $22.78 $198,277.12
Disclosure

SEC source: 0001127602-17-024918 · form4.xml · nonDerivative · entry 2

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 03, 2017 Filed Aug 3, 2017 18:11 UTC CMC Materials, Inc. CCMP · Entity 125533 Exercise / conversionCommon Stock 10,880 $22.78 $247,846.40
Disclosure

SEC source: 0001127602-17-024918 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 5, 2017 23:37 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 220.5453 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-023139 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,140.1424

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
April 03, 2017 Filed Apr 6, 2017 00:39 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 249.1074 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-014404 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,809.9309

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 11:15 UTC CMC Materials, Inc. CCMP · Entity 125533 GrantStock Options (Right to Buy) · Derivative 4,811 $69.44 Strike: $69.44 $334,075.84
Disclosure

SEC source: 0001127602-17-010746 · form4.xml · derivative · entry 2

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Common Stock · 4,811 shares

Expires 2027-03-07

F2 · shares: Directors' Annual (2017) Non-Qualified Stock Option Grant pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% will vest on 3/7/2018.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 11:15 UTC CMC Materials, Inc. CCMP · Entity 125533 GrantCommon Stock 1,352 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-010746 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,681

F1 · shares: Directors' Annual (2017) Restricted Stock Unit Award pursuant to 2012 Omnibus Incentive Plan ("OIP); 100% will vest on 3/7/2018.

Read SEC document
January 03, 2017 Filed Jan 6, 2017 00:01 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 240.0768 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-001190 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,457.8559

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:21 UTC Ingredion Inc INGR · Entity 3745 GrantCommon Stock 225.4622 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-064333 · form4.xml · nonDerivative · entry 1

KLEIN BARBARA A · CIK 0001116705 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,117.7611

F1 · shares: These are restricted stock units issued to the Company's outside directors as part of their annual retainer and are payable in stock no earlier than six months after resignation or retirement as a director and no later than ten years thereafter.

F2 · balance_after: Includes restricted stock units acquired through deemed dividend reinvestment and shares of common stock acquired through dividend reinvestment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.