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BELLEMARE ALAIN

Disclosed activity across 3 companies

Tapewire entity
12538
SEC CIK
0001449365

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DELTA AIR LINES, INC.DAL · Entity 3029EVP & Pres. - InternationalAugust 04, 2026August 06, 2026
RTX CorpUTX · Entity 2823Pres. & CEO, UTC Prop. & Aero.January 02, 2015January 06, 2015
Wheels Up Experience Inc.UP · Entity 6501DirectorSeptember 20, 2023September 29, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DELTA AIR LINES, INC.

Report date August 04, 2026 · Filed August 06, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.78 · Expires 2031-02-02Direct33,060 Reported balance After 2026-08-04 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-08-04 · Exercise / conversion · Disposed 35,000 · Balance 33,060

F1: The option is currently exercisable.

F2: This amended Form 4 is filed solely to correct a typographical error in Column 9 "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)."

Filing footnotes · ownership attribution and instrument terms

F1: The option is currently exercisable.

F2: This amended Form 4 is filed solely to correct a typographical error in Column 9 "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)."

RTX Corp

Report date January 02, 2015 · Filed January 06, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $115.04 · Expires 2025-01-01Direct64,500 Reported balance After 2015-01-02 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2015-01-02 · Grant · Acquired 64,500 · Balance 64,500

F1: The reporting person was also awarded 15,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period.

Common StockSEC Table I · non-derivativeDirect36,531 Reported balance Holding disclosure · report date 2015-01-02 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 36,531

Common StockSEC Table I · non-derivativeIndirectBy Savings Plan Trustee4,678 Reported balance Holding disclosure · report date 2015-01-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 4,678

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person was also awarded 15,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period.

Wheels Up Experience Inc.

Report date September 20, 2023 · Filed September 29, 2023

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 04, 2026 Filed Aug 5, 2026 22:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0001683168-26-006001 · ownership.xml · derivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2031-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option is currently exercisable.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 22:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 35,000 $92.72 $3,245,165.00
Disclosure

SEC source: 0001683168-26-006001 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,025

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $92.500 to $93.160 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
August 04, 2026 Filed Aug 5, 2026 22:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionCommon Stock 35,000 $39.78 $1,392,300.00
Disclosure

SEC source: 0001683168-26-006001 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2026 Filed Aug 6, 2026 20:30 UTC Amendment DELTA AIR LINES, INC. DAL · Entity 3029 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 35,000 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0001683168-26-006059 · ownership.xml · derivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,060

Underlying: Common Stock · 35,000 shares

Expires 2031-02-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option is currently exercisable.

F2 · balance_after: This amended Form 4 is filed solely to correct a typographical error in Column 9 "Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)."

Read SEC document
May 27, 2026 Filed May 28, 2026 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 25,000 $81.44 $2,036,000.00
Disclosure

SEC source: 0001683168-26-004349 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,025

Read SEC document
May 07, 2026 Filed May 8, 2026 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 20,621 $72.75 $1,500,198.37
Disclosure

SEC source: 0001683168-26-003609 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,025

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $72.740 to $72.780 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the Staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 2,470 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-26-002670 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,646

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 2,470 shares of restricted common stock under Delta's 2026 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 2,470 shares of restricted common stock under Delta's 2026 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

Read SEC document
February 09, 2026 Filed Feb 10, 2026 23:00 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 35,212 $75.20 $2,647,942.40
Disclosure

SEC source: 0001683168-26-000891 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,176

Read SEC document
February 04, 2026 Filed Feb 7, 2026 00:32 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 55,787 $70.86 $3,953,066.82
Disclosure

SEC source: 0001683168-26-000853 · ownership.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,388

F3 · shares: Shares withheld for payment of tax liability upon settlement of the PRSUs granted under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 04, 2026 Filed Feb 7, 2026 00:32 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 125,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-26-000853 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 229,175

F2 · shares: Shares earned pursuant to vesting of Performance Restricted Stock Units ("PRSUs") granted under Delta's 2023 long-term incentive program, upon certification by the Committee on February 4, 2026 of Delta's satisfaction of certain performance criteria specified for the award at time of grant. This grant was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d)(1).

F2 · price: Shares earned pursuant to vesting of Performance Restricted Stock Units ("PRSUs") granted under Delta's 2023 long-term incentive program, upon certification by the Committee on February 4, 2026 of Delta's satisfaction of certain performance criteria specified for the award at time of grant. This grant was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d)(1).

Read SEC document
February 04, 2026 Filed Feb 7, 2026 00:32 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 21,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-26-000853 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,925

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 21,170 shares of restricted common stock under Delta's 2026 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 21,170 shares of restricted common stock under Delta's 2026 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") under Rule 16b-3(d)(1).

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 3,227 $65.89 $212,627.03
Disclosure

SEC source: 0001683168-26-000714 · ownership.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,755

F3 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2025 under Delta's 2025 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 5,540 $65.89 $365,030.60
Disclosure

SEC source: 0001683168-26-000714 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,982

F2 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
January 30, 2026 Filed Feb 3, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 4,209 $65.89 $277,331.01
Disclosure

SEC source: 0001683168-26-000714 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,522

F1 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on April 19, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on April 19, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Sunday, February 1, 2026) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 30, 2026, the immediately preceding business day.

Read SEC document
January 15, 2026 Filed Jan 16, 2026 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 36,000 $69.21 $2,491,560.00
Disclosure

SEC source: 0001683168-26-000369 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,731

Read SEC document
July 11, 2025 Filed Jul 14, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 20,182 $56.32 $1,136,589.69
Disclosure

SEC source: 0001683168-25-005082 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,731

F2 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $55.930 to $56.320 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
July 11, 2025 Filed Jul 14, 2025 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 25,241 $54.95 $1,387,093.91
Disclosure

SEC source: 0001683168-25-005082 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,913

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $54.670 to $55.620 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 39,460 $69.06 $2,725,107.60
Disclosure

SEC source: 0001683168-25-000825 · ownership.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,154

F3 · shares: Shares withheld for payment of tax liability upon settlement of the PRSUs granted under Delta's 2022 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rules 16b-3(d)(1) and 16b-3(e).

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 88,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-000825 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 216,614

F2 · shares: Shares earned pursuant to vesting of Performance Restricted Stock Units ("PRSUs") granted under Delta's 2022 long-term incentive program, upon certification by the Committee on February 5, 2025 of Delta's satisfaction of certain performance criteria specified for the award at time of grant. This grant was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d)(1).

F2 · price: Shares earned pursuant to vesting of Performance Restricted Stock Units ("PRSUs") granted under Delta's 2022 long-term incentive program, upon certification by the Committee on February 5, 2025 of Delta's satisfaction of certain performance criteria specified for the award at time of grant. This grant was approved by the Committee and is exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d)(1).

Read SEC document
February 05, 2025 Filed Feb 7, 2025 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 21,730 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-25-000825 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,416

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 21,730 shares of restricted common stock under Delta's 2025 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 21,730 shares of restricted common stock under Delta's 2025 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Exchange Act") under Rule 16b-3(d)(1).

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 5,565 $67.27 $374,357.55
Disclosure

SEC source: 0001683168-25-000664 · ownership.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,686

F3 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 7, 2024 under Delta's 2024 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 6,227 $67.27 $418,890.29
Disclosure

SEC source: 0001683168-25-000664 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,251

F2 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on April 19, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on April 19, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
January 31, 2025 Filed Feb 3, 2025 22:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 3,483 $67.27 $234,301.41
Disclosure

SEC source: 0001683168-25-000664 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,478

F1 · date: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). In light of the restricted common stock vesting date (Saturday, February 1, 2025) occurring on a weekend, the number of shares withheld for payment of tax liability was based upon Delta's closing stock price on Friday, January 31, 2025, the immediately preceding business day.

Read SEC document
October 17, 2024 Filed Oct 18, 2024 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 19,490 $55.26 $1,076,978.42
Disclosure

SEC source: 0001683168-24-007230 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,961

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $55.25 to $55.265 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

Read SEC document
April 23, 2024 Filed Apr 24, 2024 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 SaleCommon Stock 24,073 $48.86 $1,176,182.71
Disclosure

SEC source: 0001683168-24-002654 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,451

F1 · price: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $48.840 to $48.875 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.

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February 07, 2024 Filed Feb 9, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 37,310 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-24-000840 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,524

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 37,310 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 37,310 shares of restricted common stock under Delta's 2024 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 6,241 $39.76 $248,142.16
Disclosure

SEC source: 0001683168-24-000655 · ownership.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,214

F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on April 19, 2023 under Delta's 2023 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 5,110 $39.76 $203,173.60
Disclosure

SEC source: 0001683168-24-000655 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,455

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2024 Filed Feb 2, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 4,693 $39.76 $186,593.68
Disclosure

SEC source: 0001683168-24-000655 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,565

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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January 25, 2024 Filed Jan 26, 2024 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 11,709 $40.18 $470,467.62
Disclosure

SEC source: 0001683168-24-000484 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,258

F1 · shares: Shares withheld for payment of tax liability upon vesting of shares in connection with an award of restricted common stock granted on January 25, 2021. This withholding was approved by the Personnel and Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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April 19, 2023 Filed Apr 21, 2023 20:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 41,750 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-23-002580 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,967

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 41,750 shares of restricted common stock under Delta's 2023 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 41,750 shares of restricted common stock under Delta's 2023 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 01, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 5,140 $39.89 $205,034.60
Disclosure

SEC source: 0001683168-23-000552 · ownership.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,217

F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2022 under Delta's 2022 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 01, 2023 Filed Feb 4, 2023 01:01 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 4,720 $39.89 $188,280.80
Disclosure

SEC source: 0001683168-23-000552 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,357

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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January 25, 2023 Filed Jan 26, 2023 22:00 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 11,766 $39.38 $463,345.08
Disclosure

SEC source: 0001683168-23-000364 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,077

F1 · shares: Shares withheld for payment of tax liability upon vesting of shares in connection with an award of restricted common stock granted on January 25, 2021. This withholding was approved by the Personnel and Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 09, 2022 Filed Feb 11, 2022 22:45 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 34,185 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-22-000896 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,843

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 34,185 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 34,185 shares of restricted common stock under Delta's 2022 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 01, 2022 Filed Feb 3, 2022 22:15 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 9,440 $40.49 $382,225.60
Disclosure

SEC source: 0001683168-22-000651 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,658

F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 3, 2021 under Delta's 2021 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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January 25, 2022 Filed Jan 26, 2022 21:30 UTC DELTA AIR LINES, INC. DAL · Entity 3029 Tax withholdingCommon Stock 7,892 $38.72 $305,578.24
Disclosure

SEC source: 0001683168-22-000502 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,098

F1 · shares: Shares withheld for payment of tax liability upon vesting of shares in connection with an award of restricted common stock granted on January 25, 2021. This withholding was approved by the Personnel and Compensation Committee of Delta's Board of Directors and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e).

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February 03, 2021 Filed Feb 5, 2021 22:25 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantEmployee Stock Option (right to buy) · Derivative 68,060 $0.00 Strike: $39.78 $0.00
Disclosure

SEC source: 0001683168-21-000411 · ownership.xml · derivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,060

Underlying: Common Stock · 68,060 shares

Expires 2031-02-02

F2 · derivative.exercise_date: On February 3, 2021, the Committee granted Mr. Bellemare an option to purchase 68,060 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F2 · balance_after: On February 3, 2021, the Committee granted Mr. Bellemare an option to purchase 68,060 shares of common stock under the 2021 long-term incentive program. The option vests in three equal installments beginning on February 1, 2022. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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February 03, 2021 Filed Feb 5, 2021 22:25 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 41,860 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-000411 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,990

F1 · shares: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 41,860 shares of restricted common stock under Delta's 2021 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

F1 · price: The Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") granted Mr. Bellemare 41,860 shares of restricted common stock under Delta's 2021 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d)(1).

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January 25, 2021 Filed Jan 28, 2021 21:02 UTC DELTA AIR LINES, INC. DAL · Entity 3029 GrantCommon Stock 77,130 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000297 · ownership.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · EVP & Pres. - International

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,130

F1 · shares: The shares represent a grant of restricted common stock to Mr. Bellemare, as approved by the Personnel & Compensation Committee of Delta's Board of Directors. Subject to the terms of the award, the restrictions on the shares will lapse in three equal installments on January 25, 2022, 2023 and 2024. This grant is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d).

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January 02, 2015 Filed Jan 6, 2015 22:09 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 64,500 $115.04 Strike: $115.04 $7,420,080.00
Disclosure

SEC source: 0001225208-15-000842 · doc4.xml · derivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,500

Underlying: Common Stock · 64,500 shares

Expires 2025-01-01

F1 · balance_after: The reporting person was also awarded 15,400 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC Common Stock. These PSUs vest solely upon achievement of pre-established performance targets for UTCs earnings per share and total shareholder return over a three year time period.

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March 05, 2014 Filed Mar 6, 2014 22:07 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 7,000 $117.93 $825,531.00
Disclosure

SEC source: 0001225208-14-007660 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,531

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold at prices ranging from 117.23 to 117.43. Upon request UTC will provide full information as to shares sold at each separate price.

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February 10, 2014 Filed Feb 12, 2014 22:57 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 13,074 $111.60 $1,459,058.40
Disclosure

SEC source: 0001225208-14-004380 · doc4.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,531

Read SEC document
February 10, 2014 Filed Feb 12, 2014 22:57 UTC RTX Corp UTX · Entity 2823 GrantCommon Stock 26,792 $111.60 $2,989,987.20
Disclosure

SEC source: 0001225208-14-004380 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,605

F1 · shares: The acquisition of shares of UTC common stock represents the vesting of performance share units (PSUs) previously awarded on January 3, 2011 to the reporting person under the UTC 2005 Long-Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. The PSUs vested solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three-year performance period.

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January 23, 2014 Filed Jan 27, 2014 22:18 UTC RTX Corp UTX · Entity 2823 Exercise / conversionStock Appreciation Right · Derivative 27,500 $0.00 Strike: $56.53 $0.00
Disclosure

SEC source: 0001225208-14-002422 · doc4.xml · derivative · entry 5

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,500 shares

Expires 2016-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 23, 2014 Filed Jan 27, 2014 22:18 UTC RTX Corp UTX · Entity 2823 Tax withholdingCommon Stock 20,301.3239 $115.22 $2,339,082.00
Disclosure

SEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price.

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January 23, 2014 Filed Jan 27, 2014 22:18 UTC RTX Corp UTX · Entity 2823 SaleCommon Stock 7,198.6761 $115.22 $829,418.50
Disclosure

SEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 2

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,114.3239

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold at prices ranging from 114.841 to 115.07. Upon request, UTC will provide full information as to shares sold at each separate price.

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January 23, 2014 Filed Jan 27, 2014 22:18 UTC RTX Corp UTX · Entity 2823 Exercise / conversionCommon Stock 27,500 $56.53 $1,554,575.00
Disclosure

SEC source: 0001225208-14-002422 · doc4.xml · nonDerivative · entry 1

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2014 Filed Jan 6, 2014 22:21 UTC RTX Corp UTX · Entity 2823 GrantStock Appreciation Right · Derivative 69,000 $112.49 Strike: $112.49 $7,761,810.00
Disclosure

SEC source: 0001225208-14-001035 · doc4.xml · derivative · entry 3

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,000

Underlying: Common Stock · 69,000 shares

Expires 2024-01-01

F1 · balance_after: The reporting person was also awarded 18,000 performance share units (PSUs) under the UTC Long Term Incentive Plan. Each PSU has a value equal to one share of UTC common stock. These PSUs vest solely upon achievement of pre-established performance targets for UTC's earnings per share and total shareholder return over a three year time period.

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July 29, 2013 Filed Jul 31, 2013 21:07 UTC RTX Corp UTX · Entity 2823 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,000 $0.00 Strike: $51.50 $0.00
Disclosure

SEC source: 0001225208-13-016971 · doc4.xml · derivative · entry 4

BELLEMARE ALAIN · CIK 0001449365 · Pres. & CEO, UTC Prop. & Aero.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2015-01-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.