Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CATERPILLAR INCCAT · Entity 2808 | Group President | January 05, 2015 | January 07, 2015 |
| KENNAMETAL INCKMT · Entity 1346 | Director | August 26, 2025 | August 28, 2025 |
| SHERWIN WILLIAMS COSHW · Entity 2948 | Director | April 10, 2023 | April 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CATERPILLAR INC
Report date January 05, 2015 · Filed January 07, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $88.51 · Expires 2020-02-01 | Direct | 241,985 |
Reported balance
After 2015-01-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-01-05 · Grant · Acquired 241,985 · Balance 241,985 |
KENNAMETAL INC
Report date August 26, 2025 · Filed August 28, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,227 |
Reported balance
After 2025-08-26 transaction · row 1
1 source rowRow 1 · 2025-08-26 · Grant · Acquired 1,164 · Balance 91,227 |
SHERWIN WILLIAMS CO
Report date April 10, 2023 · Filed April 12, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDeferred Plan | 7,735.26 |
Reported balance
After 2023-04-10 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-04-10 · Grant · Acquired 36.48 · Balance 7,735.26 F1: Represents the number of phantom stock units acquired by the reporting person (in an exempt transaction) under the 2005 Director Deferred Fee Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable solely in stock generally upon the reporting person's retirement. F2: Phantom stock units listed are held pursuant to the 2005 Director Deferred Fee Plan, which includes phantom stock units acquired pursuant to the dividend reinvestment feature of such plan. |
| Common StockSEC Table I · non-derivative | Direct | 9,382 |
Reported balance
Holding disclosure · report date 2023-04-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,382 F3: Of shares listed, 1,282 are restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of phantom stock units acquired by the reporting person (in an exempt transaction) under the 2005 Director Deferred Fee Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable solely in stock generally upon the reporting person's retirement.
F2: Phantom stock units listed are held pursuant to the 2005 Director Deferred Fee Plan, which includes phantom stock units acquired pursuant to the dividend reinvestment feature of such plan.
F3: Of shares listed, 1,282 are restricted stock units.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Summit Materials, Inc.
Report date February 10, 2025 · Filed February 10, 2025
Section 16 reporting ended · disclosed 2025-02-10. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-02-10 transaction · row 1
1 source rowRow 1 · 2025-02-10 · Disposition to issuer · Disposed 39,013 · Balance 0 F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration") and (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-10 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-10 · Disposition to issuer · Disposed 3,341 · Balance 0 F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration") and (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-10 · Disposition to issuer · Disposed 2,547 · Balance 0 F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration") and (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration") and (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2017 Filed Aug 3, 2017 17:48 UTC | KENNAMETAL INC KMT · Entity 1346 | GrantRestricted Stock Units · Derivative | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001625608-17-000012 · primary_doc.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,200 Underlying: Common Stock · 3,200 shares Expires not disclosed F1 · derivative.exercise_price: 1 - for - 1 F2 · derivative.exercise_date: Restricted Stock Units are subject to time-based vesting and are dispersed in 3 equal installments, commencing on the first date of the grant date. F2 · derivative.expiration_date: Restricted Stock Units are subject to time-based vesting and are dispersed in 3 equal installments, commencing on the first date of the grant date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:48 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionRestricted Stock Units · Derivative | 2,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001625608-17-000012 · primary_doc.xml · derivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,627 Underlying: Common Stock · 2,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1 - for - 1 F2 · derivative.expiration_date: Restricted Stock Units are subject to time-based vesting and are dispersed in 3 equal installments, commencing on the first date of the grant date. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 17:48 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,340 | $37.50 | $87,750.00 |
DisclosureSEC source: 0001625608-17-000012 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2017 Filed Aug 15, 2017 13:03 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 2,340 | $37.50 | $87,750.00 |
DisclosureSEC source: 0001625608-17-000025 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The previous Form 4 submitted on 8/3/17 reported an incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 12:54 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 97 | $349.41 | $33,892.77 |
DisclosureSEC source: 0001209191-17-044724 · doc4.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 949 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionStock Option · Derivative | 7,000 | $38.99 Strike: $38.99 | $272,930.00 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,824 Underlying: Common Stock · 7,000 shares Expires 2017-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Grant has graded vesting schedule. Date exercisable will vary for each vesting tranche. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 400 | $40.43 | $16,170.00 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · nonDerivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,632 F1 · security: Multiple lots for the same price for this order have been combined. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 1,722 | $40.41 | $69,586.02 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,032 F1 · security: Multiple lots for the same price for this order have been combined. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 178 | $40.41 | $7,192.98 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,754 F1 · security: Multiple lots for the same price for this order have been combined. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 4,700 | $40.38 | $189,795.40 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,932 F1 · security: Multiple lots for the same price for this order have been combined. Read SEC document |
| June 08, 2017 Filed Jun 12, 2017 19:56 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 7,000 | $38.99 | $272,930.00 |
DisclosureSEC source: 0001697388-17-000018 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,632 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 08, 2017 Filed Jun 30, 2017 21:15 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 400 | $40.43 | $16,170.00 |
DisclosureSEC source: 0001382963-17-000119 · edgar.xml · nonDerivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,155 F1 · security: Multiple lots for the same price for this order have been combined. F2 · balance_after: The previous Form 4 submitted on June 12, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transactions. Read SEC document |
| June 08, 2017 Filed Jun 30, 2017 21:15 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 1,722 | $40.41 | $69,586.02 |
DisclosureSEC source: 0001382963-17-000119 · edgar.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,555 F1 · security: Multiple lots for the same price for this order have been combined. F2 · balance_after: The previous Form 4 submitted on June 12, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transactions. Read SEC document |
| June 08, 2017 Filed Jun 30, 2017 21:15 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 178 | $40.41 | $7,192.98 |
DisclosureSEC source: 0001382963-17-000119 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,277 F1 · security: Multiple lots for the same price for this order have been combined. F2 · balance_after: The previous Form 4 submitted on June 12, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transactions. Read SEC document |
| June 08, 2017 Filed Jun 30, 2017 21:15 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | SaleCommon Stock | 4,700 | $40.38 | $189,795.40 |
DisclosureSEC source: 0001382963-17-000119 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,455 F1 · security: Multiple lots for the same price for this order have been combined. F2 · balance_after: The previous Form 4 submitted on June 12, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transactions. Read SEC document |
| June 08, 2017 Filed Jun 30, 2017 21:15 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 7,000 | $38.99 | $272,930.00 |
DisclosureSEC source: 0001382963-17-000119 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The previous Form 4 submitted on June 12, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transactions. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:07 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 585 | $38.47 | $22,504.95 |
DisclosureSEC source: 0001697388-17-000012 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,330.457 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 30, 2017 21:13 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 585 | $38.47 | $22,504.95 |
DisclosureSEC source: 0001382963-17-000118 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The previous Form 4 submitted on June 2, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction. Read SEC document |
| April 07, 2017 Filed Apr 10, 2017 20:02 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 109 | $312.39 | $34,050.51 |
DisclosureSEC source: 0001209191-17-026407 · doc4.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 850 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 17:23 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 607 | $37.09 | $22,513.63 |
DisclosureSEC source: 0001697388-17-000004 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Jun 30, 2017 21:11 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 607 | $37.09 | $22,513.63 |
DisclosureSEC source: 0001382963-17-000117 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The previous Form 4 submitted on March 2, 2017 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction. Read SEC document |
| February 28, 2017 Filed Feb 8, 2018 18:01 UTC | Summit Materials, Inc. SUM · Entity 16259 | GrantRestricted Stock Units · Derivative | 4,098 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-007692 · a5.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,098 Underlying: Class A Common Stock · 4,098 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer Class A common stock ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. F2 · derivative.exercise_date: The restricted stock units vest on February 28, 2018. F2 · derivative.expiration_date: The restricted stock units vest on February 28, 2018. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 19:53 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 539 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-011013 · doc4.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,446 F1 · kind: Grant of restricted stock units under The Sherwin-Williams Company 2006 Stock Plan for Nonemployee Directors. F2 · balance_after: Of shares listed, 1,299 are restricted stock units. Read SEC document |
| January 06, 2017 Filed Jan 9, 2017 21:22 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 104 | $277.55 | $28,865.20 |
DisclosureSEC source: 0001209191-17-002934 · doc4.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 739 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 21:16 UTC | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 669 | $33.67 | $22,525.23 |
DisclosureSEC source: 0001625608-16-000131 · primary_doc.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,963 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 12:30 UTC | SHERWIN WILLIAMS CO SHW · Entity 2948 | GrantCommon Stock | 103 | $266.36 | $27,435.08 |
DisclosureSEC source: 0001209191-16-145504 · doc4.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Deferred Plan Disclosed balance after: 633 F1 · kind: Shares were acquired in an exempt transaction in connection with the Director Deferred Fee Plan; reporting person has the right to direct the vote for such shares. F2 · balance_after: Shares listed are held pursuant to the Director Deferred Fee Plan, which includes shares acquired pursuant to the dividend reinvestment feature of such plan. Read SEC document |
| August 26, 2016 Filed Jun 30, 2017 21:09 UTC Amendment | KENNAMETAL INC KMT · Entity 1346 | Exercise / conversionCommon Stock | 795 | $28.32 | $22,514.40 |
DisclosureSEC source: 0001382963-17-000116 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The previous Form 4 submitted on August 30, 2016 reported the incorrect amount of securities beneficially owned by Mr. Wunning following the reported transaction. Read SEC document |
| January 05, 2015 Filed Jan 7, 2015 20:15 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option · Derivative | 241,985 | $0.00 Strike: $88.51 | $0.00 |
DisclosureSEC source: 0000018230-15-000031 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,985 Underlying: Common Stock · 241,985 shares Expires 2020-02-01 Read SEC document |
| September 09, 2014 Filed Sep 11, 2014 18:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionStock Appreciation Right · Derivative | 95,000 | $0.00 Strike: $72.05 | $0.00 |
DisclosureSEC source: 0000018230-14-000342 · edgar.xml · derivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,000 shares Expires 2016-02-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2014 Filed Sep 11, 2014 18:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 14,763 | $107.70 | $1,589,901.29 |
DisclosureSEC source: 0000018230-14-000342 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,136 Read SEC document |
| September 09, 2014 Filed Sep 11, 2014 18:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Disposition to issuerCommon Stock | 63,556 | $107.70 | $6,844,663.42 |
DisclosureSEC source: 0000018230-14-000342 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,899 Read SEC document |
| September 09, 2014 Filed Sep 11, 2014 18:32 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 95,000 | $72.05 | $6,844,750.00 |
DisclosureSEC source: 0000018230-14-000342 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2014 Filed May 6, 2014 17:57 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionRestricted Stock Units · Derivative | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-14-000179 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On May 2, 2014, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On May 2, 2014, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F2 · derivative.expiration_date: Represents restricted stock units (RSUs) awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Each RSU award vests in three equal annual installments beginning on the third anniversary of the initial grant date of May 2, 2011. Read SEC document |
| May 02, 2014 Filed May 6, 2014 17:57 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 118 | $105.16 | $12,408.29 |
DisclosureSEC source: 0000018230-14-000179 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,337 Read SEC document |
| May 02, 2014 Filed May 6, 2014 17:57 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-14-000179 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On May 2, 2014, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 24, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 65,000 | $0.00 Strike: $45.64 | $0.00 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · derivative · entry 7 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,000 shares Expires 2015-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 46,742 | $97.01 | $4,534,441.42 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · nonDerivative · entry 4 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,520 Read SEC document |
| March 24, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 65,000 | $45.64 | $2,966,762.50 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · nonDerivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionEmployee Stock Options · Derivative | 65,000 | $0.00 Strike: $45.64 | $0.00 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · derivative · entry 6 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2015-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 21, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 45,888 | $97.15 | $4,458,019.20 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,262 Read SEC document |
| March 21, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 65,000 | $45.64 | $2,966,762.50 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 17, 2014 Filed Mar 25, 2014 20:14 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-14-000116 · edgar.xml · nonDerivative · entry 5 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,205 Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 19:47 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Options · Derivative | 86,742 | $0.00 Strike: $96.31 | $0.00 |
DisclosureSEC source: 0000018230-14-000104 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,742 Underlying: Common Stock · 86,742 shares Expires 2024-03-03 Read SEC document |
| March 18, 2013 Filed Dec 4, 2013 19:33 UTC | CATERPILLAR INC CAT · Entity 2808 | GiftCommon Stock | 1,315 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-13-000507 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,150 F1 · balance_after: Includes adjustments for shares acquired under Caterpillar Inc.'s 401(k) plan. Read SEC document |
| March 04, 2013 Filed Mar 5, 2013 22:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantEmployee Stock Option (right to buy) · Derivative | 79,976 | $0.00 Strike: $89.75 | $0.00 |
DisclosureSEC source: 0000018230-13-000102 · edgar.xml · derivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,976 Underlying: Common Stock · 79,976 shares Expires 2023-03-04 Read SEC document |
| March 04, 2013 Filed Mar 7, 2013 00:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Tax withholdingCommon Stock | 1,530 | $91.05 | $139,298.85 |
DisclosureSEC source: 0000018230-13-000161 · edgar.xml · nonDerivative · entry 2 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,113 Read SEC document |
| March 01, 2013 Filed Mar 7, 2013 00:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionRestricted Stock Units · Derivative | 3,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-13-000161 · edgar.xml · derivative · entry 3 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,257 shares Expires 2013-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. Read SEC document |
| March 01, 2013 Filed Mar 7, 2013 00:55 UTC | CATERPILLAR INC CAT · Entity 2808 | Exercise / conversionCommon Stock | 3,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000018230-13-000161 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the equivalent of one share of Caterpillar Inc. common stock. On March 1, 2013, the reporting person's restricted stock units were settled for an equal number of shares of Caterpillar Inc. common stock. F2 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| May 01, 2012 Filed May 2, 2012 20:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000257 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,713 F3 · shares: Represents restricted stock units (RSU) awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Each RSU represents the right to receive one share of Caterpillar Inc. common stock and vests in thirds beginning 2 years after the initial grant date (1/3 after three years; 1/3 after four years; 1/3 after five years). F1 · balance_after: This amount includes 25152 shares in 401K. Read SEC document |
| May 01, 2012 Filed May 3, 2012 21:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-12-000276 · edgar.xml · nonDerivative · entry 1 WUNNING STEVEN H · CIK 0001171788 · Group President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,770 F1 · shares: Represents restricted stock units (RSU) awarded pursuant to the Caterpillar Inc. 2006 Long -Term Incentive Plan. Each RSU represents the right to receive one share of Caterpillar Inc. common stock and vests in thirds beginning 2 years after the initial grant date (1/3 after three years; 1/3 after four years; 1/3 after five years). F2 · balance_after: This amount includes 25209 shares in 401K. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.