Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anika Therapeutics, Inc.ANIK · Entity 6005 | Chief Commercial Officer | February 26, 2019 | February 28, 2019 |
| POLARITYTE, INC.PTE · Entity 117561 | Chf. Exec. Off. & Pres. | July 18, 2022 | July 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anika Therapeutics, Inc.
Report date February 26, 2019 · Filed February 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 9,000 |
Reported balance
After 2019-02-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-02-26 · Grant · Acquired 9,000 · Balance 9,000 F1: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $61.47 · Expires 2028-01-24 | Direct | 3,777 |
Reported balance
After 2019-02-27 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-27 · Grant · Acquired 3,777 · Balance 3,777 F2: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4. F3: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4. F4: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020.
F2: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4.
F3: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4.
F4: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022.
POLARITYTE, INC.
Report date July 18, 2022 · Filed July 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 45,794 |
Reported balance
After 2022-07-18 transaction · row 1
1 source rowRow 1 · 2022-07-18 · Tax withholding · Disposed 474 · Balance 45,794 F1: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 18, 2022 Filed Jul 19, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 474 | $1.47 | $696.78 |
DisclosureSEC source: 0001493152-22-019833 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,794 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| June 23, 2022 Filed Jun 24, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 1,218 | $1.58 | $1,924.44 |
DisclosureSEC source: 0001493152-22-017719 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,268 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. F2 · balance_after: The amount of shares beneficially owned reported in the reporting person's prior Form 4 has been adjusted to give effect to a 1-for-25 reverse split effectuated on May 16, 2022, and that value used to determine the amount of shares beneficially owned after the transaction listed in this report. Read SEC document |
| May 02, 2022 Filed May 4, 2022 08:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 19,479 | $0.18 | $3,562.71 |
DisclosureSEC source: 0001493152-22-012006 · ownership.xml · nonDerivative · entry 3 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,187,165 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units on performance awards that are non-derivative securities reported on the first two lines of Table I. Read SEC document |
| May 02, 2022 Filed May 4, 2022 08:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-012006 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,644 Read SEC document |
| May 02, 2022 Filed May 4, 2022 08:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-012006 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,176,644 Read SEC document |
| April 18, 2022 Filed Apr 20, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 14,206 | $0.27 | $3,835.62 |
DisclosureSEC source: 0001493152-22-010547 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,126,644 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 10,091 | $0.49 | $4,944.59 |
DisclosureSEC source: 0001493152-22-003613 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,850 F1 · shares: The shares were delivered to the Issuer to cover withholding taxes resulting from the lapse of forfeiture restrictions under restricted stock awards that were previously reported on Table I. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 16,778 | $0.72 | $12,078.48 |
DisclosureSEC source: 0001493152-22-001589 · ownership.xml · nonDerivative · entry 3 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150,941 F2 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| January 18, 2022 Filed Jan 19, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 15,569 | $0.72 | $11,208.12 |
DisclosureSEC source: 0001493152-22-001589 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,719 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units on a performance award that is a non-derivative security reported on the first line of Table I. Read SEC document |
| January 15, 2022 Filed Jan 19, 2022 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001589 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,183,288 Read SEC document |
| December 27, 2021 Filed Dec 28, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 36,625 | $0.41 | $14,880.74 |
DisclosureSEC source: 0001493152-21-032606 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,138,288 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| October 23, 2021 Filed Dec 23, 2021 16:45 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 375,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-032408 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174,913 F1 · shares: The number of shares listed refers to an equal number of restricted stock units awarded under the issuer's 2020 Stock Option and Incentive Plan. The restricted stock units vest one-third on December 27, 2021, one-third on the six-month anniversary of the grant date, and one-third on the 12-month anniversary of the grant date, and can only be settled in shares. Read SEC document |
| October 19, 2021 Filed Oct 20, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 14,210 | $0.59 | $8,317.11 |
DisclosureSEC source: 0001493152-21-025896 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Exec. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 799,913 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 8,269 | $0.83 | $6,830.19 |
DisclosureSEC source: 0001493152-21-019173 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 814,123 F1 · shares: The reported sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021. The sales are intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. Read SEC document |
| August 09, 2021 Filed Aug 10, 2021 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 1,939 | $0.83 | $1,601.61 |
DisclosureSEC source: 0001493152-21-019173 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 822,392 F1 · shares: The reported sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021. The sales are intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. Read SEC document |
| July 29, 2021 Filed Aug 2, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 50,000 | $0.82 | $41,000.00 |
DisclosureSEC source: 0001493152-21-018304 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,981 Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 3,354 | $0.71 | $2,391.40 |
DisclosureSEC source: 0001493152-21-017339 · ownership.xml · nonDerivative · entry 3 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 788,981 F3 · security: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021. The sale is intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 9,246 | $0.71 | $6,592.40 |
DisclosureSEC source: 0001493152-21-017339 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 792,335 F2 · security: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2021. The sale is intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. Read SEC document |
| July 19, 2021 Filed Aug 2, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 14,650 | $0.82 | $12,013.00 |
DisclosureSEC source: 0001493152-21-018304 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,331 Read SEC document |
| July 16, 2021 Filed Jul 20, 2021 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 3,660 | $0.77 | $2,821.86 |
DisclosureSEC source: 0001493152-21-017339 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 801,581 F1 · security: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| June 29, 2021 Filed Jul 1, 2021 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 6,311 | $1.02 | $6,437.22 |
DisclosureSEC source: 0001493152-21-015846 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,241 F1 · kind: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The sale is intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. F1 · shares: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The sale is intended to cover withholding taxes resulting from vesting of restricted stock units previously reported under Table I. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 17:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-009144 · ownership.xml · nonDerivative · entry 3 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,552 F3 · shares: The number of shares listed refers to an equal number of restricted stock units awarded under the issuer's 2019 Equity Incentive Plan. The restricted stock units vest in 12 installments every three months beginning three months following the grant date on April 16, 2021 and can only be settled in shares. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 17:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-009144 · ownership.xml · nonDerivative · entry 2 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736,552 F2 · shares: The number of shares listed refers to an equal number of restricted stock units awarded under the issuer's 2020 Stock Option and Incentive Plan. The restricted stock units vest in 12 installments every three months beginning three months following the grant date on April 16, 2021 and can only be settled in shares. Read SEC document |
| April 16, 2021 Filed Apr 19, 2021 17:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 10,433 | $1.00 | $10,433.00 |
DisclosureSEC source: 0001493152-21-009144 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,552 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| April 08, 2021 Filed Apr 9, 2021 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 2,485 | $1.00 | $2,485.00 |
DisclosureSEC source: 0001493152-21-008415 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,985 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 17:27 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 5,120 | $1.11 | $5,683.20 |
DisclosureSEC source: 0001493152-21-007238 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,470 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| February 06, 2021 Filed Feb 9, 2021 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 10,091 | $1.16 | $11,705.56 |
DisclosureSEC source: 0001493152-21-003070 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,590 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| January 16, 2021 Filed Jan 20, 2021 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 12,456 | $1.08 | $13,452.48 |
DisclosureSEC source: 0001493152-21-001432 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,681 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| December 26, 2020 Filed Dec 28, 2020 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 5,283 | $0.70 | $3,698.10 |
DisclosureSEC source: 0001493152-20-024352 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 702,137 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| October 16, 2020 Filed Oct 20, 2020 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 10,546 | $1.07 | $11,284.22 |
DisclosureSEC source: 0001493152-20-019662 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,420 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| October 08, 2020 Filed Oct 9, 2020 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 2,563 | $1.12 | $2,870.56 |
DisclosureSEC source: 0001493152-20-019219 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 717,966 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock units that were previously reported on Table I. Read SEC document |
| September 28, 2020 Filed Sep 29, 2020 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 5,283 | $1.04 | $5,494.32 |
DisclosureSEC source: 0001493152-20-018537 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 720,529 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock awards that were previously reported on Table I. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 8,545 | $1.60 | $13,672.00 |
DisclosureSEC source: 0001493152-20-015087 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 725,812 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock awards that were previously reported on Table I. Read SEC document |
| July 16, 2020 Filed Jul 20, 2020 16:05 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 10,546 | $1.52 | $16,029.92 |
DisclosureSEC source: 0001493152-20-013615 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,357 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock unit awards that were previously reported on Table I. Read SEC document |
| June 26, 2020 Filed Jun 29, 2020 16:06 UTC | POLARITYTE, INC. PTE · Entity 117561 | Tax withholdingCommon Stock | 5,283 | $1.37 | $7,237.71 |
DisclosureSEC source: 0001493152-20-012099 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744,903 F1 · shares: The shares were withheld by the Issuer to cover withholding taxes resulting from vesting of restricted stock awards that were previously reported on Table I. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 18:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 432,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-20-006791 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chf. Oper. Off. & Pres. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 750,186 F1 · shares: Each share is represented by a restricted stock unit. The restricted stock units vest in 12 installments every three months beginning three months following the grant date on April 16, 2020 and can only be settled in shares. F2 · balance_after: This figure is adjusted to correct a clerical error in the previous report that overstated the number of shares owned by 3,709. Read SEC document |
| February 07, 2020 Filed Feb 7, 2020 21:32 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 12,950 | $3.02 | $39,109.00 |
DisclosureSEC source: 0001493152-20-001830 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,895 F1 · kind: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019, as amended August 29 and December 12, 2019. The sale is intended to cover withholding taxes resulting from vesting of restricted stock awards previously reported under Table I. F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.95 to $3.13, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation of the weighted average price. Read SEC document |
| October 28, 2019 Filed Oct 30, 2019 16:15 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 2,402 | $2.56 | $6,149.12 |
DisclosureSEC source: 0001493152-19-016201 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,021 F1 · kind: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019, as amended August 29, 2019. The sale is intended to cover withholding taxes resulting from vesting of restricted stock awards. F2 · price: The reported price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $2.50 to $2.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price that was included in the calculation of the weighted average price. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 3,885 | $2.85 | $11,072.25 |
DisclosureSEC source: 0001493152-19-015510 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,538 F1 · kind: In April 2019 the reporting persons was awarded restricted stock units that vest in four equal installments every six months subject to continued service, so 8,750 vested October 8, 2019. The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019, as amended August 29, 2019, and is intended to cover withholding taxes resulting from the restricted stock units that vested on October 8, 2019. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 16:30 UTC | POLARITYTE, INC. PTE · Entity 117561 | SaleCommon Stock | 2,402 | $3.56 | $8,551.12 |
DisclosureSEC source: 0001493152-19-014815 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,423 F1 · kind: The reported sale was effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 13, 2019, as amended August 29, 2019. The sale is intended to cover withholding taxes resulting from vesting of restricted stock awards. Read SEC document |
| August 06, 2019 Filed Aug 8, 2019 17:00 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-011916 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 339,825 Read SEC document |
| June 28, 2019 Filed Jul 1, 2019 18:40 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 129,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-010061 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,825 Read SEC document |
| April 08, 2019 Filed Apr 8, 2019 16:57 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,000 | $0.00 Strike: $10.82 | $0.00 |
DisclosureSEC source: 0001493152-19-005024 · ownership.xml · derivative · entry 2 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 65,000 shares Expires 2029-04-07 F2 · derivative.exercise_date: The option vests in 24 equal monthly installments beginning May 8, 2019 Read SEC document |
| April 08, 2019 Filed Apr 8, 2019 16:57 UTC | POLARITYTE, INC. PTE · Entity 117561 | GrantCommon Stock | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-19-005024 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · security: Restricted Stock Units that vest in four equal installments every six months starting October 8, 2019, subject to continued service. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 21:34 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | GrantStock Option (Right to Buy) · Derivative | 3,777 | $0.00 Strike: $61.47 | $0.00 |
DisclosureSEC source: 0001171843-19-001388 · ownership.xml · derivative · entry 2 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,777 Underlying: Common Stock · 3,777 shares Expires 2028-01-24 F2 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 24, 2018, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 3 and 4. F3 · date: On February 27, 2019, the Compensation Committee determined and certified that 53.2% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 2 and 4. F4 · derivative.exercise_date: The stock options vest in four equal installments on the following dates: February 27, 2019, January 1, 2020, January 1, 2021, and January 1, 2022. Read SEC document |
| February 26, 2019 Filed Feb 28, 2019 21:34 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | GrantRestricted Stock Unit · Derivative | 9,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001171843-19-001388 · ownership.xml · derivative · entry 1 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires not disclosed F1 · derivative.exercise_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020. F1 · derivative.expiration_date: Each RSU represents the contingent right to receive one share of the Company's common stock. The RSUs vest in three equal annual installments beginning February 26, 2020. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 13:38 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | Tax withholdingCommon Stock | 685 | $38.10 | $26,098.50 |
DisclosureSEC source: 0001171843-19-000754 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,419 F1 · shares: Reflects an aggregate of 685 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested in full on February 4, 2019. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 20:05 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | Tax withholdingCommon Stock | 1,546 | $35.55 | $54,960.30 |
DisclosureSEC source: 0001171843-18-007354 · ownership.xml · nonDerivative · entry 1 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,104 F1 · shares: Reflects an aggregate of 1,546 shares of common stock retained by the Issuer to satisfy tax withholding obligations with respect to restricted shares that vested on October 26, 2018. Read SEC document |
| March 02, 2018 Filed Mar 2, 2018 21:06 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | GrantStock Option (Right to Buy) · Derivative | 7,788 | $0.00 Strike: $50.13 | $0.00 |
DisclosureSEC source: 0001171843-18-001657 · formfour.xml · derivative · entry 1 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,788 Underlying: Common Stock · 7,788 shares Expires 2027-01-27 F1 · derivative.exercise_price: The exercise price of the stock options represents the closing price of the Company's common stock on the grant date, January 27, 2017, the date the Compensation Committee of the Company granted these performance-based stock option awards (the "Performance Grant"). Please also see notes 2 and 3. F2 · date: On March 2, 2018, the Compensation Committee determined and certified that 55% of the initial Performance Grant had been earned, subject to time-based vesting. Please also see notes 1 and 3. F3 · derivative.exercise_date: The stock options vest in three equal installments on the following dates: March 2, 2018, January 1, 2019, and January 1, 2020. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 21:08 UTC | Anika Therapeutics, Inc. ANIK · Entity 6005 | GrantStock Option (Right to Buy) · Derivative | 10,700 | $0.00 Strike: $61.47 | $0.00 |
DisclosureSEC source: 0001171843-18-000692 · formfour.xml · derivative · entry 1 Hague Richard · CIK 0001656557 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2028-01-24 F1 · derivative.exercise_date: The stock options vest in four equal annual installments beginning January 24, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.