Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DYNASIL CORP OF AMERICA
Report date September 30, 2019 · Filed October 01, 2019
Section 16 reporting ended · disclosed 2019-10-01. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
RBC Bearings INC
Report date July 19, 2022 · Filed July 20, 2022
Section 16 reporting ended · disclosed 2022-07-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,027 |
Last balance in matching sequence
After 2022-07-19 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2022-07-19 · Exercise / conversion · Acquired 1,600 · Balance 21,627 F1: Includes 2,000 shares of restricted stock, which vest according to the following schedule; 500 shares that vest on 8/19/2022; 500 shares that vest on 6/2/2023; and 1,000 shares 1/2 of which vest on 6/3/2023 and 1/2 vest on 6/3/2024. Row 2 · 2022-07-19 · Sale · Disposed 1,600 · Balance 20,027 F1: Includes 2,000 shares of restricted stock, which vest according to the following schedule; 500 shares that vest on 8/19/2022; 500 shares that vest on 6/2/2023; and 1,000 shares 1/2 of which vest on 6/3/2023 and 1/2 vest on 6/3/2024. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $72.94 · Expires 2023-07-08 | Direct | 0 |
Reported balance
After 2022-07-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-07-19 · Exercise / conversion · Disposed 1,600 · Balance 0 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $99.64 · Expires 2024-06-27 | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2022-07-19 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,000 |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $128.24 · Expires 2025-07-03 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2022-07-19 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 1,000 F2: All these options to purchase Common Stock are exerciseable except for 200 options that vest on 7/3/2023. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $158.48 · Expires 2026-08-19 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2022-07-19 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 1,000 F3: All these options to purchase Common Stock are exerciseable except for 600 options that are subject to the following vesting schedule - 1/3 vest on 8/19/2022, 1/3 vest on 8/19/2023 and 1/3 vest on 8/19/2024. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $137.44 · Expires 2027-06-02 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2022-07-19 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,000 F4: All these options to purchase Common Stock are exerciseable except for 600 options that are subject to the following vesting schedule - 1/3 vest on 6/2/2023, 1/3 vest on 6/2/2024 and 1/3 vest on 6/2/2025. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $199.16 · Expires 2028-06-03 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2022-07-19 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 1,000 F5: All these options to purchase Common Stock are exerciseable except for 800 options that are subject to the following vesting schedule - 1/4 vest on 6/3/2023, 1/4 vest on 6/3/2024, 1/4 vest on 6/3/2025 and 1/4 vest on 6/3/2026. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 2,000 shares of restricted stock, which vest according to the following schedule; 500 shares that vest on 8/19/2022; 500 shares that vest on 6/2/2023; and 1,000 shares 1/2 of which vest on 6/3/2023 and 1/2 vest on 6/3/2024.
F2: All these options to purchase Common Stock are exerciseable except for 200 options that vest on 7/3/2023.
F3: All these options to purchase Common Stock are exerciseable except for 600 options that are subject to the following vesting schedule - 1/3 vest on 8/19/2022, 1/3 vest on 8/19/2023 and 1/3 vest on 8/19/2024.
F4: All these options to purchase Common Stock are exerciseable except for 600 options that are subject to the following vesting schedule - 1/3 vest on 6/2/2023, 1/3 vest on 6/2/2024 and 1/3 vest on 6/2/2025.
F5: All these options to purchase Common Stock are exerciseable except for 800 options that are subject to the following vesting schedule - 1/4 vest on 6/3/2023, 1/4 vest on 6/3/2024, 1/4 vest on 6/3/2025 and 1/4 vest on 6/3/2026.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2017 Filed Jun 29, 2017 16:21 UTC | RBC Bearings INC ROLL · Entity 3343 | GrantCommon Stock | 1,250 | $0.01 | $12.50 |
DisclosureSEC source: 0001593968-17-000833 · primary_01.xml · nonDerivative · entry 1 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,020 F1 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule 1/3 vest on 6/27/2018, 1/3 vest on 6/27/2019, 1/3 vest on 6/27/2020. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F3 · balance_after: 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F4 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| April 03, 2017 Filed Apr 3, 2017 09:54 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 5,952 | $1.26 | $7,499.52 |
DisclosureSEC source: 0001260415-17-000016 · primary_doc.xml · nonDerivative · entry 1 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,876 Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,000 | $44.60 Strike: $44.60 | $89,200.00 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · derivative · entry 6 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Underlying: Common Stock · 2,500 shares Expires 2019-06-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options to purchase shares of Common Stock are subject to the following vesting schedule- 1/5 vest on 6/4/2013, 1/5 vest on 6/4/2014, 1/5 vest on 6/4/2015, 1/5 vest on 6/4/2016 and 1/5 vest on 6/4/2017. Options expire 7 years from grant date. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionOption to Purchase Common Stock · Derivative | 2,500 | $39.16 Strike: $39.16 | $97,900.00 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · derivative · entry 5 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2018-07-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options to purchase shares of common stock are subject to the following vesting schedule- 1/3 vested on 7/7/2012, 1/3 vest on 7/7/2013 and 1/3 vest on 7/7/2014. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | SaleCommon Stock | 2,000 | $96.80 | $193,590.00 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · nonDerivative · entry 4 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,770 F1 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F3 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | SaleCommon Stock | 2,500 | $96.80 | $241,987.50 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · nonDerivative · entry 3 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,770 F1 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F3 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionCommon Stock | 2,000 | $44.60 | $89,200.00 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · nonDerivative · entry 2 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F3 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 15:29 UTC | RBC Bearings INC ROLL · Entity 3343 | Exercise / conversionCommon Stock | 2,500 | $39.16 | $97,900.00 |
DisclosureSEC source: 0001593968-17-000294 · primary_01.xml · nonDerivative · entry 1 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: 1,250 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/3 vest on 7/8/2017, 1/3 vest on 7/8/2018, 1/3 vest on 7/8/2019. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F2 · balance_after: 416 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse on 7/1/2017. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. F3 · balance_after: 833 shares of the reported Common Stock are Restricted Shares. The Restrictions lapse in accordance with the following schedule- 1/2 vest on 7/1/2017, 1/2 vest on 7/1/2018. Unvested shares of Restricted Stock (i) may be immediately forfeited to the Company at the time the grantee ceases to be an officer or employee of, or otherwise perform services for, the Company or its subsidiaries under certain circumstances or (ii) may lapse upon the happening of certain events. Read SEC document |
| January 03, 2017 Filed Jan 4, 2017 11:36 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 5,859 | $1.28 | $7,499.52 |
DisclosureSEC source: 0001260415-17-000001 · primary_doc.xml · nonDerivative · entry 1 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,924 Read SEC document |
| October 03, 2016 Filed Oct 3, 2016 10:20 UTC | DYNASIL CORP OF AMERICA DYSL:OB · Entity 154413 | GrantCommon Stock | 7,576 | $0.99 | $7,500.24 |
DisclosureSEC source: 0001260415-16-000074 · primary_doc.xml · nonDerivative · entry 1 LEVINE ALAN B · CIK 0001257290 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,065 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.