Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| JOHN WILEY & SONS, INC.WLY/WLYB · Entity 4304 | Former Director | July 20, 2022 | July 22, 2022 |
| PELOTON INTERACTIVE, INC.PTON · Entity 4430 | Chief Operating Officer | February 15, 2022 | February 17, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
JOHN WILEY & SONS, INC.
Report date July 20, 2022 · Filed July 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 6,810.97 |
Reported balance
After 2022-07-20 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-07-20 · Grant · Acquired 49.41 · Balance 6,810.97 F1: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional Phantom Stock Units as a result of a quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion.
PELOTON INTERACTIVE, INC.
Report date February 15, 2022 · Filed February 17, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 20,947 |
Ending reported balance
After 2022-02-17 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2022-02-15 · Exercise / conversion · Acquired 2,894 · Balance 16,938 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 2 · 2022-02-15 · Exercise / conversion · Acquired 1,782 · Balance 18,720 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 3 · 2022-02-15 · Exercise / conversion · Acquired 2,595 · Balance 21,315 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 4 · 2022-02-15 · Exercise / conversion · Acquired 2,091 · Balance 23,406 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. Row 5 · 2022-02-17 · Sale · Disposed 2,459 · Balance 20,947 F2: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9800 to $32.9200 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 28,940 |
Reported balance
After 2022-02-15 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-02-15 · Exercise / conversion · Disposed 2,894 · Balance 28,940 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F4: The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2020, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 21,391 |
Reported balance
After 2022-02-15 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-02-15 · Exercise / conversion · Disposed 1,782 · Balance 21,391 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F5: The RSUs vest as to 6.25% of the total shares quarterly, commencing May 15, 2021, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 36,338 |
Reported balance
After 2022-02-15 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-02-15 · Exercise / conversion · Disposed 2,595 · Balance 36,338 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F6: The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security | Direct | 20,910 |
Reported balance
After 2022-02-15 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2022-02-15 · Exercise / conversion · Disposed 2,091 · Balance 20,910 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock. F7: The RSUs vest as to 8.33% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.9800 to $32.9200 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2020, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
F5: The RSUs vest as to 6.25% of the total shares quarterly, commencing May 15, 2021, with 100% of the total shares vested on February 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date.
F6: The RSUs vest as to 6.25% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2025, subject to the reporting person's provision of service to the issuer on each vesting date.
F7: The RSUs vest as to 8.33% of the total shares quarterly, commencing November 15, 2021, with 100% of the total shares vested on August 15, 2024, subject to the reporting person's provision of service to the issuer on each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 03, 2020 Filed Sep 8, 2020 16:17 UTC | PELOTON INTERACTIVE, INC. PTON · Entity 4430 | ConversionClass A Common Stock | 5,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001639825-20-000111 · wf-form4_159959625765447.xml · nonDerivative · entry 1 Garavaglia Mariana · CIK 0001816415 · Chief Bus. Operations Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock. Read SEC document |
| July 22, 2020 Filed Jul 24, 2020 14:11 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 6.37 | $35.33 Strike: $0.00 | $225.05 |
DisclosureSEC source: 0001225208-20-009919 · doc4.xml · derivative · entry 1 Garavaglia Mariana · CIK 0001816415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 663.37 Underlying: Class A Common · 6.37 shares Expires not disclosed F1 · derivative.exercise_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. F1 · derivative.expiration_date: Represents additional Phantom Stock Units as a result of quarterly dividend. To be settled upon retirement in 100% Company Class A Common stock at a 1-for-1 conversion. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:31 UTC | JOHN WILEY & SONS, INC. JWA/JWB · Entity 4304 | GrantPhantom Stock Units · Derivative | 657 | $39.00 Strike: $0.00 | $25,623.00 |
DisclosureSEC source: 0001225208-20-009314 · doc4.xml · derivative · entry 1 Garavaglia Mariana · CIK 0001816415 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657 Underlying: Class A Common · 657 shares Expires not disclosed F1 · derivative.exercise_date: Pro-rated annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board of Directors in 100% of Class A Company stock. F1 · derivative.expiration_date: Pro-rated annual director stock award issued pursuant to the Director Stock Plan and accrued under the Director Deferred Compensation Plan. Such shares will vest on the earliest of (i) the day before the next Annual Meeting, (ii) the director's death/disability, and (iii) a change in control event. Shares settled upon retirement from the Board of Directors in 100% of Class A Company stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.