Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WELLS FARGO & COMPANY/MN
Report date December 31, 2014 · Filed February 13, 2015
Section 16 reporting ended · disclosed 2015-02-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 1,014,501 |
Reported balance
After 2014-05-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2014-05-05 · Gift · Acquired 113,503 · Balance 1,014,501 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough Family Trust | 1,013,245 |
Reported balance
After 2014-05-13 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2014-05-13 · Gift · Disposed 1,256 · Balance 1,013,245 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2014-05-05 transaction · row 2
1 source rowRow 2 · 2014-05-05 · Gift · Disposed 113,503 · Balance 0 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy AH Gifting Trust | 3,198 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,198 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy EH Gifting Trust | 3,198 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,198 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy MAH Gifting Trust | 2,368 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,368 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy MRH Gifting Trust | 130 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 130 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Trust for AH | 1,680 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 1,680 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Trust for EH(1) | 728 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 728 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Trust for EH(2) | 1,680 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 1,680 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Trust for MH(1) | 1,680 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · Balance 1,680 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectBy Trust for MH(2) | 1,680 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · Balance 1,680 |
| Common Stock, $1 2/3 Par ValueSEC Table I · non-derivative | IndirectThrough 401(k) Plan | 416.1154 |
Reported balance
Holding disclosure · report date 2014-12-31 · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · Balance 416.1154 F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of April 30, 2014, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of April 30, 2014, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2014 Filed Feb 13, 2015 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005942 · form5.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 1,013,245 Read SEC document |
| May 05, 2014 Filed Feb 13, 2015 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 113,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005942 · form5.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 05, 2014 Filed Feb 13, 2015 18:17 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 113,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-005942 · form5.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 1,014,501 Read SEC document |
| April 30, 2014 Filed May 1, 2014 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 597,020 | $0.00 Strike: $29.91 | $0.00 |
DisclosureSEC source: 0001127602-14-015743 · form4.xml · derivative · entry 15 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 597,020 shares Expires 2015-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 30, 2014 Filed May 1, 2014 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 483,517 | $49.64 | $24,001,783.88 |
DisclosureSEC source: 0001127602-14-015743 · form4.xml · nonDerivative · entry 4 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,503 Read SEC document |
| April 30, 2014 Filed May 1, 2014 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 597,020 | $29.91 | $17,853,883.10 |
DisclosureSEC source: 0001127602-14-015743 · form4.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 19, 2014 Filed May 1, 2014 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 165,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015743 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 900,998 Read SEC document |
| March 19, 2014 Filed May 1, 2014 18:13 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 165,623 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-015743 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 2,817.4696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 22 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,634.939 Underlying: Common Stock, $1 2/3 Par Value · 2,817.4696 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F10 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. F10 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2014, 3/15/2015, and 3/15/2016. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2012 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 3,284.7134 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 21 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,284.7134 Underlying: Common Stock, $1 2/3 Par Value · 3,284.7134 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F9 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F9 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 3,828.4921 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 20 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 3,828.4921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F8 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F8 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversion2011 Performance Shares · Derivative | 335,934.2425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · derivative · entry 19 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 335,934.2425 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each Performance Share represented a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals. F6 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F6 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,404.4696 | $47.40 | $66,571.86 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 8 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,623 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 2,817.4696 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 7 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,027.4696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 3/8/2013. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,637.7134 | $47.40 | $77,627.62 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 6 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,210 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,284.7134 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 5 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,847.7134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Number of shares represents a RSR vesting on 3/15/2014. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,908.4921 | $47.40 | $90,462.53 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 4 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,563 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,828.4921 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,471.4921 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 3/15/2014. Original grant date was 2/22/2011. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 175,291.2425 | $47.40 | $8,308,804.89 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,643 Read SEC document |
| March 15, 2014 Filed Mar 18, 2014 18:46 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 335,934.2425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-011935 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,934.2425 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares represent common stock of Wells Fargo & Company (the "Company") acquired on March 15, 2014 upon settlement of a Performance Share award granted on February 22, 2011 in connection with the attainment of pre-established performance goals over the three-year performance period ended December 31, 2013 (as previously disclosed on a Form 4 filed on March 4, 2014). Read SEC document |
| March 01, 2014 Filed Mar 4, 2014 19:39 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Grant2011 Performance Shares · Derivative | 335,934.2425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-009873 · form4.xml · derivative · entry 11 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,934.2425 Underlying: Common Stock, $1 2/3 Par Value · 335,934.2425 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance Share represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F2 · derivative.exercise_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. F2 · derivative.expiration_date: Represents the maximum number of 2011 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2013, as provided under the terms of a Performance Share award granted on February 22, 2011, which is exempt under Rule 16b-3(d). The 2011 Performance Shares will be settled in shares of common stock of the Company on March 15, 2014. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. Read SEC document |
| February 25, 2014 Filed Feb 27, 2014 20:55 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 7,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-008854 · form4.xml · derivative · entry 11 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885 Underlying: Common Stock, $1 2/3 Par Value · 7,885 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSRs") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2015, 3/15/2016, and 3/15/2017. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2013 annual incentive compensation award. Read SEC document |
| January 22, 2014 Filed Feb 11, 2014 21:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005584 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By ECH Gifting Trust Disclosed balance after: 0 Read SEC document |
| January 21, 2014 Filed Feb 11, 2014 21:06 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 952 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005584 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust for EH(1) Disclosed balance after: 728 Read SEC document |
| December 06, 2013 Filed Dec 17, 2013 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 5 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 554,549 Read SEC document |
| December 04, 2013 Filed Dec 17, 2013 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 4 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By MAH Gifting Trust Disclosed balance after: 2,368 Read SEC document |
| December 04, 2013 Filed Dec 17, 2013 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By EH Gifting Trust Disclosed balance after: 3,198 Read SEC document |
| December 04, 2013 Filed Dec 17, 2013 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · By AH Gifting Trust Disclosed balance after: 3,198 Read SEC document |
| December 04, 2013 Filed Dec 17, 2013 18:29 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-034791 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 554,776 Read SEC document |
| November 07, 2013 Filed Nov 12, 2013 21:51 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 65,750 | $42.41 | $2,788,457.50 |
DisclosureSEC source: 0001127602-13-031309 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 556,824 Read SEC document |
| July 31, 2013 Filed Feb 11, 2014 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 180,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005570 · form5.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust. Read SEC document |
| July 31, 2013 Filed Feb 11, 2014 20:21 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 180,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-005570 · form5.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 735,375 F1 · balance_after: Total reflects a transfer by gift of shares from the reporting person's direct holdings to the trust. Read SEC document |
| July 24, 2013 Filed Jul 25, 2013 18:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 101,886 | $44.60 | $4,544,115.60 |
DisclosureSEC source: 0001127602-13-023401 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 622,574 F1 · balance_after: Total reflects a transfer of 101,886 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 197,313.3236 | $44.57 | $8,794,254.83 |
DisclosureSEC source: 0001127602-13-023401 · form4.xml · nonDerivative · entry 4 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,826 F1 · balance_after: Total reflects a transfer of 101,886 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934. Read SEC document |
| July 23, 2013 Filed Jul 25, 2013 18:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantCommon Stock, $1 2/3 Par Value | 378,139.3236 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023401 · form4.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,139.3236 F2 · shares: Each Performance Share represented a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock upon vesting based on the attainment of pre-established performance goals. F3 · shares: These shares represent common stock of the Company acquired upon vesting of a Performance Share award granted in June 2010 in connection with the attainment of pre-established performance goals. Read SEC document |
| July 17, 2013 Filed Jul 25, 2013 18:38 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 2,596 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-023401 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 622,574 Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 16:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionEmployee Stock Purchase Option · Derivative | 619,040 | $0.00 Strike: $28.43 | $0.00 |
DisclosureSEC source: 0001127602-13-022959 · form4.xml · derivative · entry 14 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $1 2/3 Par Value · 619,040 shares Expires 2014-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 16:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 517,154 | $43.35 | $22,418,625.90 |
DisclosureSEC source: 0001127602-13-022959 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,886 F1 · balance_after: Total reflects a transfer of 22,810 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934. Read SEC document |
| July 15, 2013 Filed Jul 17, 2013 16:07 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 619,040 | $28.43 | $17,599,307.20 |
DisclosureSEC source: 0001127602-13-022959 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 20:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 47,701.6047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-021975 · form4.xml · derivative · entry 14 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,603.5733 Underlying: Common Stock, $1 2/3 Par Value · 47,701.6047 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F3 · derivative.exercise_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs. F3 · derivative.expiration_date: RSRs vest in three installments: 30% on July 1, 2012, 30% on July 1, 2013, and 40% on July 1, 2014, subject to certain exceptions related to the Emergency Economic Stabilization Act of 2008. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting of the RSRs. Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 20:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 24,891.6047 | $41.36 | $1,029,516.77 |
DisclosureSEC source: 0001127602-13-021975 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,810 Read SEC document |
| July 01, 2013 Filed Jul 2, 2013 20:11 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 47,701.6047 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-021975 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,701.6047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Number of shares represents a Restricted Share Right ("RSR") vesting on 7/1/2013. Original grant date was 2/24/2009. This vesting represents 30% of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| April 17, 2013 Filed Apr 22, 2013 22:00 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GiftCommon Stock, $1 2/3 Par Value | 1,406 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-014306 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 602,360 Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 18:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | OtherCommon Stock, $1 2/3 Par Value | 51,499.53 | $36.57 | $1,883,337.81 |
DisclosureSEC source: 0001127602-13-014066 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through 401(k) Plan Disclosed balance after: 0 F3 · shares: Reflects share equivalent of units in the Wells Fargo ESOP Fund of 401(k) Plan as of April 15, 2013, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company common stock. Includes 525.7706 shares acquired under Wells Fargo ESOP Fund of 401(k) Plan since the date of the reporting person's last ownership report. Read SEC document |
| April 15, 2013 Filed Apr 17, 2013 18:27 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | SaleCommon Stock, $1 2/3 Par Value | 125,000 | $37.00 | $4,625,050.00 |
DisclosureSEC source: 0001127602-13-014066 · form4.xml · nonDerivative · entry 1 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · Through Family Trust Disclosed balance after: 603,766 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.01 inclusive. The reporting person undertakes to provide to Wells Fargo & Company, any security holder of Wells Fargo & Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Total reflects a transfer of 150,469 shares from the reporting person's direct holdings to his trust. The transfer was not reportable under Rule 16a-13 of the Securities Exchange Act of 1934. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 3,195.4274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011273 · form4.xml · derivative · entry 18 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,388.793 Underlying: Common Stock, $1 2/3 Par Value · 3,195.4274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F6 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. F6 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2013, 3/15/2014, and 3/15/2015. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2011 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionRestricted Share Right · Derivative | 3,723.2235 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011273 · form4.xml · derivative · entry 17 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,723.2234 Underlying: Common Stock, $1 2/3 Par Value · 3,723.2235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSR represents a contingent right to receive one share of Company common stock. F5 · derivative.exercise_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. F5 · derivative.expiration_date: These RSRs vest in three installments: one-third on 3/15/2012, 3/15/2013, and 3/15/2014. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting. These RSRs were granted to the reporting person as part of the reporting person's 2010 annual incentive compensation award. Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,592.4274 | $38.20 | $60,830.73 |
DisclosureSEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 4 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,469 Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Exercise / conversionCommon Stock, $1 2/3 Par Value | 3,195.4274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 3 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,061.4274 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: Number of shares represents a RSR vesting on 3/15/2013. Original grant date was 2/28/2012. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs). Read SEC document |
| March 15, 2013 Filed Mar 19, 2013 16:18 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | Tax withholdingCommon Stock, $1 2/3 Par Value | 1,856.2235 | $38.20 | $70,907.74 |
DisclosureSEC source: 0001127602-13-011273 · form4.xml · nonDerivative · entry 2 HOYT DAVID A · CIK 0001201226 · Sr. Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,866 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.